BAROMETER CAPITAL MANAGEMENT
BAROMETER CAPITAL MANAGEMENT INC. Legal Name
Adviser information for BAROMETER CAPITAL MANAGEMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 389 | $809.9M |
| Non-Discretionary | 0 | $0 |
| Total | 389 | $809.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 102 | $69.2M |
| HNW Individuals | 162 | $165.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $50.9M |
| Charitable organizations | 9 | $36.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 98 | $144.6M |
| Other | 16 | $343.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 389 |
| No. of Non-U.S. Clients | 97 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | PORTFOLIO MANAGER |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 140.3M |
| Both for Same | 140.3M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CANADIAN TACTICAL EQUITY, HIGH INCOME | RAYMOND JAMES LTD. |
| CANADIAN TACTICAL EQUITY, TACTICAL BALANCED, GLOBAL TACTICAL EQUITY | RICHARDSON GMP LTD. |
Principal Office
181 BAY STREET, SUITE 3220TORONTO, ONTARIO
Canada
Monday - Friday, 8-5
Tel: 416-601-6888, Fax: 416-601-9744
Websites
Chief Compliance Officer
RONALD KELTERBORN
CHIEF COMPLIANCE OFFICER
181 BAY STREET, SUITE 3220
TORONTO, ONTARIO
Canada
Tel:
(416) 601-1683
Fax:
(416) 601-9744
R**********@******************A
(Full email address available in API data)
Regulatory Contact
GAURAV SHARMA
COMPLIANCE OFFICER
181 BAY STREET, SUITE 3220
TORONTO, ONTARIO
Canada
Tel:
416-775-3093
Fax:
(416) 601-9744
G******@******************A
(Full email address available in API data)
Industry Affiliates
| KILOMETRE MUSIC GROUP | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BAROMETER EQUITY POOL | Hedge Fund | $41.9M | $0.0M | 435 |
| BAROMETER FIXED INCOME POOL | Hedge Fund | $5.0M | $0.0M | 13 |
| BAROMETER GLOBAL MACRO POOL | Hedge Fund | $19.5M | $0.0M | 298 |
| BAROMETER GLOBAL MUSIC ROYALTY FUND LP | LIMITED PARTNERSHIP | $82.0M | $0.3M | 128 |
| BAROMETER LONG SHORT POOL | Hedge Fund | $4.4M | $0.0M | 133 |
| BAROMETER TACTICAL INCOME POOL | Hedge Fund | $75.6M | $0.0M | 514 |
| BAROMETER TACTICAL BALANCED POOL | Hedge Fund | $40.5M | $0.0M | 422 |
| HAMILTON REAL ESTATE LP | LIMITED PARTNERSHIP | $3.0M | $0.0M | 29 |
| KES 7 REAL ESTATE I LP | LIMITED PARTNERSHIP | $11.5M | $0.1M | 69 |
| PARLIAMENT REAL ESTATE LP | LIMITED PARTNERSHIP | $10.4M | $0.1M | 101 |
| QUEEN REAL ESTATE LP | LIMITED PARTNERSHIP | $4.7M | $0.3M | 22 |
| RCP 4FRONT PRIVATE CREDIT I LP | Private Equity Fund | $0.6M | $0.0M | 9 |
| RCP ICR REAL ESTATE I LP | LIMITED PARTNERSHIP | $5.3M | $0.1M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BURROWS, DAVID, CHARLES | Individual | – | CHAIRMAN, CHIEF EXECUTIVE OFFICER | 07/2023 | 25-50% |
| Kelterborn, Ronald, Douglas | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2016 | < 5% |
| Spidle, Geoffrey | Individual | – | PRESIDENT, PRIVATE CLIENT GROUP | 05/2020 | 25-50% |
| McCarthy, Peter | Individual | – | SENIOR VICE-PRESIDENT, PRIVATE CLIENT GROUP | 05/2020 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AeroVironment Inc | Common | 126K | 693 | – |
| Agnico Eagle Mines Ltd | Common | 12M | 138K | – |
| Alamos Gold Inc | Common | 144K | 7K | – |
| Alibaba Group Holding Ltd | Common | 310K | 4K | – |
| Alphabet Inc | Common | 3M | 16K | – |
| Alerian MLP ETF | ETP | 318K | 7K | – |
| Amazon.com Inc | Common | 3M | 17K | – |
| Amplify Transformational Data Sharing ETF | ETP | 411K | 12K | – |
| Amplify Junior Silver Miners ETF | ETP | 722K | 64K | – |
| Apple Inc | Common | 125K | 592 | – |
| Ascendis Pharma A/S | Common | 137K | 1K | – |
| ASE Technology Holding Co Ltd | Common | 190K | 17K | – |
| ASML Holding NV | Common | 165K | 162 | – |
| Baidu Inc | Common | 265K | 3K | – |
| Banco Bilbao Vizcaya Argentaria SA | Common | 307K | 31K | – |
| Banco Macro SA | Common | 442K | 8K | – |
| Banco Santander SA | Common | 137K | 30K | – |
| Bancolombia SA | Common | 134K | 4K | – |
| Bank of America Corp | Common | 2M | 54K | – |
| Bank of Nova Scotia/The | Common | 1M | 18K | – |
| Barclays PLC | Common | 169K | 16K | – |
| BellRing Brands Inc | Common | 3M | 51K | – |
| Bilibili Inc | Common | 258K | 17K | – |
| BioNTech SE | Common | 182K | 2K | – |
| BP PLC | Common | 125K | 3K | – |
| BRF SA | Common | 175K | 43K | – |
| Broadcom Inc | Common | 1M | 8K | – |
| BWX Technologies Inc | Common | 4M | 41K | – |
| Cameco Corp | Common | 1M | 17K | – |
| Celestica Inc | Common | 149K | 2K | – |
| Citigroup Inc | Common | 8M | 127K | – |
| Cia de Saneamento Basico do Estado de Sao Paulo SABESP | Common | 163K | 12K | – |
| Cia Paranaense de Energia - Copel | Common | 175K | 26K | – |
| Cia Cervecerias Unidas SA | Common | 109K | 10K | – |
| Costco Wholesale Corp | Common | 11M | 13K | – |
| Crane Co | Common | 2M | 11K | – |
| CRH PLC | Common | 187K | 3K | – |
| Criteo SA | Common | 184K | 5K | – |
| Dada Nexus Ltd | Common | 124K | 99K | – |
| Daqo New Energy Corp | Common | 112K | 8K | – |
| Eaton Corp PLC | Common | 9M | 28K | – |
| Eli Lilly & Co | Common | 13M | 14K | – |
| Embraer SA | Common | 199K | 8K | – |
| Endava PLC | Common | 173K | 6K | – |
| Enel Chile SA | Common | 102K | 36K | – |
| Eni SpA | Common | 112K | 4K | – |
| Equinor ASA | Common | 111K | 4K | – |
| First Trust Natural Gas ETF | ETP | 531K | 20K | – |
| First Trust Water ETF | ETP | 660K | 7K | – |
| First Trust NASDAQ Technology Dividend Index Fund | ETP | 666K | 9K | – |
| First Trust SMID Cap Rising Dividend Achievers ETF | ETP | 728K | 22K | – |
| First Trust RBA American Industrial Renaissance ETF | ETP | 751K | 11K | – |
| First Trust Rising Dividend Achievers ETF | ETP | 833K | 15K | – |
| FlexShares Morningstar Global Upstream Natural Resources Index Fund | ETP | 285K | 7K | – |
| Fomento Economico Mexicano SAB de CV | Common | 164K | 2K | – |
| Freeport-McMoRan Inc | Common | 7M | 150K | – |
| Fresenius Medical Care AG | Common | 187K | 10K | – |
| Full Truck Alliance Co Ltd | Common | 333K | 41K | – |
| Futu Holdings Ltd | Common | 151K | 2K | – |
| Galapagos NV | Common | 233K | 9K | – |
| GDS Holdings Ltd | Common | 277K | 30K | – |
| General Dynamics Corp | Common | 5M | 18K | – |
| Global X MSCI Argentina ETF | ETP | 381K | 7K | – |
| Global X Copper Miners ETF | ETP | 618K | 14K | – |
| Global X Uranium ETF | ETP | 651K | 23K | – |
| Gold Fields Ltd | Common | 270K | 18K | – |
| Goldman Sachs Group Inc/The | Common | 3M | 7K | – |
| Grupo Aeroportuario del Centro Norte SAB de CV | Common | 267K | 4K | – |
| Grupo Aeroportuario del Sureste SAB de CV | Common | 174K | 580 | – |
| Grupo Financiero Galicia SA | Common | 406K | 14K | – |
| Grupo Televisa SAB | Common | 168K | 61K | – |
| GSK PLC | Common | 128K | 3K | – |
| Harmony Gold Mining Co Ltd | Common | 365K | 40K | – |
| Hello Group Inc | Common | 313K | 51K | – |
| Himax Technologies Inc | Common | 288K | 36K | – |
| Howmet Aerospace Inc | Common | 3M | 44K | – |
| HSBC Holdings PLC | ETP | 134K | 3K | – |
| HUTCHMED China Ltd | Common | 187K | 11K | – |
| InterContinental Hotels Group PLC | Common | 143K | 1K | – |
| Intuitive Surgical Inc | Common | 214K | 480 | – |
| Invesco Nasdaq Internet ETF | ETP | 497K | 12K | – |
| Invesco S&P MidCap Momentum ET | ETP | 524K | 5K | – |
| Invesco Aerospace & Defense ETF | ETP | 778K | 8K | – |
| iQIYI Inc | Common | 163K | 45K | – |
| iShares Bitcoin Trust | ETP | 966K | 28K | – |
| iShares MSCI Global Metals & Mining Producers ETF | ETP | 596K | 15K | – |
| iShares MSCI China ETF | ETP | 257K | 6K | – |
| James Hardie Industries PLC | Common | 103K | 3K | – |
| JD.com Inc | Common | 189K | 7K | – |
| JinkoSolar Holding Co Ltd | Common | 236K | 11K | – |
| JPMorgan Chase & Co | Common | 10M | 51K | – |
| Kanzhun Ltd | Common | 188K | 10K | – |
| KB Financial Group Inc | Common | 172K | 3K | – |
| Kingsoft Cloud Holdings Ltd | Common | 177K | 71K | – |
| Koninklijke Philips NV | Common | 232K | 9K | – |
| Lufax Holding Ltd | Common | 106K | 45K | – |
| Manulife Financial Corp | Common | 5M | 126K | – |
| McKesson Corp | Common | 4M | 7K | – |
| Meta Platforms Inc | Common | 10M | 20K | – |
| Microsoft Corp | Common | 12M | 28K | – |
| Mitsubishi UFJ Financial Group Inc | Common | 203K | 19K | – |
| Mizuho Financial Group Inc | Common | 352K | 83K | – |
| Motorola Solutions Inc | Common | 3M | 8K | – |
| NatWest Group PLC | Common | 176K | 22K | – |
| New Oriental Education & Technology Group Inc | Common | 179K | 2K | – |
| NextEra Energy Inc | Common | 7M | 94K | – |
| Nokia Oyj | Common | 208K | 56K | – |
| Novagold Resources Inc | Common | 222K | 46K | – |
| Novo Nordisk A/S | Common | 218K | 2K | – |
| NVIDIA Corp | Common | 13M | 103K | – |
| Olink Holding AB | Common | 120K | 5K | – |
| Owens Corning | Common | 693K | 4K | – |
| Pampa Energia SA | Common | 190K | 4K | – |
| Pearson PLC | Common | 310K | 25K | – |
| Petroleo Brasileiro SA | Common | 283K | 20K | – |
| PLDT Inc | Common | 128K | 5K | – |
| Progressive Corp/The | Common | 9M | 43K | – |
| Prudential PLC | Common | 196K | 11K | – |
| Qifu Technology Inc | Common | 163K | 8K | – |
| QUALCOMM Inc | Common | 4M | 18K | – |
| Reinsurance Group of America Inc | Common | 9M | 42K | – |
| Rio Tinto PLC | Common | 2M | 31K | – |
| RLX Technology Inc | Common | 188K | 102K | – |
| Sasol Ltd | Common | 254K | 33K | – |
| Sea Ltd | Common | 236K | 3K | – |
| Utilities Select Sector SPDR Fund | ETP | 395K | 6K | – |
| Financial Select Sector SPDR Fund | ETP | 588K | 14K | – |
| Materials Select Sector SPDR Fund | ETP | 653K | 7K | – |
| Silicon Motion Technology Corp | Common | 165K | 2K | – |
| Simon Property Group Inc | Common | 5M | 34K | – |
| SK Telecom Co Ltd | Common | 193K | 9K | – |
| Sony Group Corp | Common | 112K | 1K | – |
| Southern Co/The | Common | 2M | 28K | – |
| SPDR EURO STOXX 50 ETF | ETP | 710K | 14K | – |
| SPDR S&P Oil & Gas Exploration & Production ETF | ETP | 480K | 3K | – |
| SPDR S&P Oil & Gas Equipment & Services ETF | ETP | 554K | 6K | – |
| SPDR S&P Metals & Mining ETF | ETP | 765K | 13K | – |
| SPDR S&P Insurance ETF | ETP | 789K | 16K | – |
| SPDR S&P Capital Markets ETF | ETP | 822K | 7K | – |
| Sprott Physical Gold Trust | ETP | 936K | 52K | – |
| Sprott Physical Silver Trust | ETP | 843K | 85K | – |
| Stantec Inc | Common | 9M | 80K | – |
| Stryker Corp | Common | 4M | 12K | – |
| Sumitomo Mitsui Financial Group Inc | Common | 390K | 29K | – |
| Taiwan Semiconductor Manufacturing Co Ltd | Common | 207K | 1K | – |
| TC Energy Corp | Common | 8M | 162K | – |
| Tenaris SA | Common | 143K | 5K | – |
| TIM SA/Brazil | ETP | 250K | 17K | – |
| TotalEnergies SE | Common | 299K | 4K | – |
| Trip.com Group Ltd | Common | 340K | 7K | – |
| Turkcell Iletisim Hizmetleri AS | Common | 189K | 25K | – |
| UBS Group AG | Common | 322K | 11K | – |
| Ultrapar Participacoes SA | Common | 140K | 36K | – |
| United Microelectronics Corp | Common | 128K | 15K | – |
| Unity Software Inc | Common | 3M | 158K | – |
| Valero Energy Corp | Common | 1M | 9K | – |
| VanEck Environmental Services ETF | ETP | 529K | 3K | – |
| VanEck Junior Gold Miners ETF | ETP | 775K | 18K | – |
| VanEck Gold Miners ETF/USA | ETP | 897K | 26K | – |
| Vanguard Industrials ETF | ETP | 775K | 3K | – |
| Verona Pharma PLC | Common | 165K | 11K | – |
| Vodafone Group PLC | Common | 198K | 22K | – |
| Vulcan Materials Co | Common | 3M | 12K | – |
| Waste Connections Inc | Common | 999K | 4K | – |
| Weibo Corp | Common | 184K | 24K | – |
| Woodside Energy Group Ltd | Common | 109K | 6K | – |
| Wipro Ltd | Common | 213K | 35K | – |
| WisdomTree Japan Hedged Equity Fund | ETP | 463K | 4K | – |
| WisdomTree India Earnings Fund | ETP | 700K | 15K | – |
| XPeng Inc | Common | 188K | 26K | – |
| YPF SA | Common | 185K | 9K | – |
| Zai Lab Ltd | Common | 217K | 13K | – |
| ZTO Express Cayman Inc | Common | 127K | 6K | – |