20 GATES MANAGEMENT LLC
Adviser information for 20 GATES MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $4.1B |
| Non-Discretionary | 2 | $1.3B |
| Total | 4 | $5.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $4.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 2 | $1.5B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 25 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesRESIDUAL INTEREST |
Identifiers
| SEC RIA File Number | 801-72538 |
|---|---|
| SEC ERA File Number | 801-72538 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 155480 |
| Legal Entity Identifier | 549300P9T431XY751O68 |
Principal Office
120 WEST 45TH STREETSUITE 3700
NEW YORK
NY
United States
Monday - Friday, 9AM - 6PM
Tel: 212-295-3790, Fax: 212-295-3785
Chief Compliance Officer
RAYMOND ZOROVICH
120 WEST 45TH STREET
SUITE 3700
NEW YORK
NY
United States
Tel:
212-295-3790
Fax:
212-295-3785
R********@**********M
(Full email address available in API data)
Regulatory Contact
JOSH D. BORG
MANAGING DIRECTOR
120 WEST 45TH STREET
SUITE 3700
NEW YORK
NY
United States
Tel:
212-295-3784
Fax:
212-295-3785
J****@**********M
(Full email address available in API data)
Industry Affiliates
| EXPLORERS GATE LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 805-7510689651 | Securitized Asset Fund | $1,123.1M | $0.0M | 1 |
| MOUNTCLIFF FUNDING LLC | Securitized Asset Fund | $2,830.1M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BALD, HANS, WALTER | Individual | – | PRESIDENT, CHIEF EXECUTIVE OFFICER | 08/2010 | < 5% |
| SOAVE, JOSEPH, ANTHONY | Individual | – | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | 08/2010 | < 5% |
| BORG, JOSH, DAVID | Individual | – | MANAGING DIRECTOR | 11/2010 | < 5% |
| GOLOMBECK, MARK | Individual | – | MANAGING DIRECTOR | 11/2010 | < 5% |
| SMITH, ALEXANDER, MATTHEW | Individual | – | MANAGING DIRECTOR | 11/2010 | < 5% |
| 20 GATES HOLDING LLC | Domestic Entity | – | SINGLE MEMBER | 11/2011 | > 75% |
| BALD, HANS, WALTER | Individual | 20 GATES HOLDING LLC | MANAGING MEMBER 20 GATES HOLDING LLC, PRESIDENT AND CEO 20 GATES MANAGEMENT LLC | 06/2011 | 50-75% |
| SOAVE, JOSEPH, ANTHONY | Individual | 20 GATES HOLDING LLC | MANAGING MEMBER 20 GATES HOLDING LLC, CFO AND MANAGING DIRECTOR 20 GATES MANAGEMENT LLC | 06/2011 | |
| BORG, JOSH, DAVID | Individual | 20 GATES HOLDING LLC | MANAGING MEMBER 20 GATES HOLDING LLC, AND MANAGING DIRECTOR 20 GATES MANAGEMENT LLC | 06/2011 | |
| GOLOMBECK, MARK | Individual | 20 GATES HOLDING LLC | MANAGING MEMBER OF 20 GATES HOLDING LLC, MANAGING DIRECTOR OF 20 GATES MANAGEMENT LLC | 06/2011 | |
| SMITH, ALEXANDER, MATTHEW | Individual | 20 GATES HOLDING LLC | MANAGING MEMBER OF 20 GATES HOLDING LLC AND MANAGING DIRECTOR 20 GATES MANAGEMENT LLC | 06/2011 | |
| ZOROVICH, RAYMOND, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | 07/2013 | < 5% |