GRANDEUR PEAK GLOBAL ADVISORS
GRANDEUR PEAK GLOBAL ADVISORS, LLC Legal Name
Adviser information for GRANDEUR PEAK GLOBAL ADVISORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 53 |
|---|---|
| Investment Advisory/Research | 37 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 17 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 18 | $6.3B |
| Non-Discretionary | 0 | $0 |
| Total | 18 | $6.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 10 | $3.9B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $506.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $965.8M |
| State or municipal gov entities | <5 | $544.9M |
| Other investment advisers | <5 | $46.9M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $348.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 17 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
136 S MAIN STSTE 720
SALT LAKE CITY
UT
United States
Monday - Friday, 9AM TO 5PM
Tel: 801-384-0000, Fax: 801-384-0800
Chief Compliance Officer
JEFF VINCENT
GENERAL COUNSEL
136 S MAIN STREET
SUITE 720
SALT LAKE CITY
UT
United States
Tel:
801.384.0012
Fax:
801.384.0800
J*******@*********************M
(Full email address available in API data)
Regulatory Contact
AMY HONE
VP OPERATIONS & COMPLIANCE, DEPUTY CCO
136 S MAIN STREET
SUITE 720
SALT LAKE CITY
UT
United States
Tel:
801.384.0007
Fax:
801.384.0800
A****@*********************M
(Full email address available in API data)
Industry Affiliates
| RONDURE GLOBAL ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GRANDEUR PEAK GLOBAL OPPORTUNITIES, L.P. | Hedge Fund | $275.1M | $10.0M | 5 |
| GRANDEUR PEAK INTERNATIONAL STALWARTS, L.P. | Hedge Fund | $231.7M | $10.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GARDINER, ROBERT, THATCHER | Individual | – | CHAIRMAN, MANAGER | 07/2011 | < 5% |
| WALKER, BLAKE, HAROLD | Individual | – | CEO, MANAGER | 01/2017 | < 5% |
| HUEFNER, ERIC, WILLIAM | Individual | – | PRESIDENT, COO, MANAGER | 07/2011 | < 5% |
| GARDINER, ROBERT, THATCHER | Individual | GARDINER GRANDEUR TALENTS LLC | MANAGER | 09/2011 | |
| GARDINER, SUSANNE, BARTH | Individual | GARDINER GRANDEUR TALENTS LLC | MANAGER | 09/2011 | |
| THE GARDINER GRANDEUR TRUST | Domestic Entity | GARDINER GRANDEUR TALENTS LLC | MEMBER | 06/2012 | > 75% |
| HACKETT, SUSANNE M | Individual | THE GARDINER GRANDEUR TRUST | TRUSTEE | 12/2017 | |
| GARDINER, BENJAMIN R | Individual | THE GARDINER GRANDEUR TRUST | TRUSTEE | 12/2017 | |
| GARDINER, GRACE T | Individual | THE GARDINER GRANDEUR TRUST | TRUSTEE | 12/2017 | |
| VINCENT, JEFFREY, M | Individual | – | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | 06/2020 | < 5% |
| PEARCE, RANDY, EVERETT | Individual | – | MANAGER, CHIEF INVESTMENT OFFICER | 01/2022 | < 5% |
| GRANDEUR PEAK GLOBAL HOLDINGS, LLC | Domestic Entity | – | MEMBER | 01/2024 | > 75% |
| GARDINER GRANDEUR TALENTS LLC | Domestic Entity | GRANDEUR PEAK GLOBAL HOLDINGS, LLC | MEMBER | 01/2024 | 25-50% |
| WALKER, BLAKE, HAROLD | Individual | GRANDEUR PEAK GLOBAL HOLDINGS, LLC | MEMBER | 01/2024 | 25-50% |
| HUEFNER, ERIC, WILLIAM | Individual | GRANDEUR PEAK GLOBAL HOLDINGS, LLC | MANAGER | 01/2024 | |
| PEARCE, RANDY, EVERETT | Individual | GRANDEUR PEAK GLOBAL HOLDINGS, LLC | MANAGER | 01/2024 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Descartes Sys Group Inc | COM | 22M | 231K | – |
| Docebo Inc | COM | 619K | 16K | – |
| Stantec Inc | COM | 14M | 166K | – |
| Alexandria Real Estate Eq In | COM | 408K | 3K | – |
| Align Technology Inc | COM | 5M | 21K | – |
| Apollo Global Mgmt Inc | COM | 2M | 19K | – |
| Ares Management Corp | CL A COM STK | 10M | 73K | – |
| Atmus Filtration Technologies | COM | 5M | 171K | – |
| Atricure Inc | COM | 8M | 373K | – |
| Bank of NT Butterfield&Son | SHS NEW | 3M | 87K | – |
| Barrett Business Services Inc | COM | 4M | 111K | – |
| BBB Foods Inc | CL A COM | 24M | 993K | – |
| Bill Com Hldgs Inc | COM | 371K | 7K | – |
| Bio-Techne Corp | COM | 1M | 15K | – |
| Blue Owl Capital Inc | COM CL A | 3M | 184K | – |
| Bowman Consulting Group Ltd | COM | 3M | 80K | – |
| Burlington Stores Inc | COM | 12M | 49K | – |
| Cactus Inc | CL A | 6M | 107K | – |
| Charles Riv Labs Intl Inc | COM | 15M | 74K | – |
| Clearwater Analytics Holdings | CL A | 9M | 483K | – |
| Cloudflare Inc | CL A COM | 34M | 413K | – |
| Core & Main Inc | CL A | 5M | 99K | – |
| Vesta Real Estate Corp | ADS | 8M | 256K | – |
| Coupang Inc | CL A | 3M | 166K | – |
| Crocs Inc | COM | 393K | 3K | – |
| Crowdstrike Holdings Inc | CL A | 21M | 55K | – |
| CyberArk Software Ltd | SHS | 33M | 119K | – |
| Datadog Inc | CL A COM | 505K | 4K | – |
| Dexcom Inc | COM | 3M | 26K | – |
| Digital Rlty Tr Inc | COM | 683K | 4K | – |
| DigitalOcean Holdings Inc | COM | 14M | 402K | – |
| Dollar Gen Corp New | COM | 102K | 775 | – |
| Dorman Products Inc | COM | 9M | 100K | – |
| Elastic NV | ORD SHS | 42M | 367K | – |
| Endava PLC | ADS | 25M | 860K | – |
| Enerpac Tool Group Corp | CL A COM | 613K | 16K | – |
| Ensign Group Inc/The | COM | 5M | 40K | – |
| Esquire Finl Hldgs Inc | COM | 5M | 105K | – |
| Etsy Inc | COM | 10M | 174K | – |
| Evercore Inc | CLASS A | 14M | 67K | – |
| Fastenal Co | COM | 2M | 26K | – |
| Figs Inc | CL A | 391K | 73K | – |
| Five Below Inc | COM | 17M | 153K | – |
| Floor & Decor Holdings Inc | CL A | 685K | 7K | – |
| FormFactor Inc | COM | 6M | 100K | – |
| Freshpet Inc | COM | 551K | 4K | – |
| Gentex Corp | COM | 665K | 20K | – |
| Gitlab Inc | CLASS A COM | 384K | 8K | – |
| Global Industrial Co | COM | 10M | 313K | – |
| Globant SA | COM | 62M | 348K | – |
| Goosehead Ins Inc | COM CL A | 5M | 92K | – |
| Grocery Outlet Holding Corp | COM | 3M | 153K | – |
| Hacket Group Inc | ADS REP SHS A | 6M | 288K | – |
| HDFC Bank Ltd | SPONSORED ADS | 12M | 189K | – |
| Healthcare Services Group Inc | COM | 959K | 91K | – |
| HealthEquity Inc | COM | 9M | 106K | – |
| Herc Holdings Inc | COM | 6M | 43K | – |
| Houlihan Lokey Inc | CL A | 8M | 60K | – |
| HubSpot Inc | COM | 3M | 5K | – |
| ICON PLC | SHS | 55M | 176K | – |
| IDEXX Labs Inc | COM | 3M | 7K | – |
| Insperity Inc | COM | 4M | 44K | – |
| Insulet Corp | COM | 10M | 51K | – |
| JFrog Ltd | ORD SHS | 87M | 2M | – |
| Joint Corp | COM | 424K | 30K | – |
| KKR & Co Inc | COM | 1M | 14K | – |
| Klaviyo Inc | COM SER A | 429K | 17K | – |
| Littelfuse Inc | COM | 55M | 216K | – |
| Lovesac Company | COM | 247K | 11K | – |
| Lululemon Athletica Inc | COM | 30M | 102K | – |
| Marex Group PLC | ORD | 932K | 47K | – |
| MarketAxess Holdings Inc | COM | 4M | 18K | – |
| Marvell Technology Inc | COM | 4M | 53K | – |
| MaxCyte Inc | COM | 65K | 17K | – |
| Medpace Holdings Inc | COM | 9M | 21K | – |
| MercadoLibre Inc | COM | 3M | 2K | – |
| Moelis & Co | CL A | 3M | 50K | – |
| Monday com Ltd | SHS | 912K | 4K | – |
| Monolithic Pwr Sys Inc | COM | 74M | 90K | – |
| MSCI Inc | COM | 734K | 2K | – |
| Napco Sec Technologies Inc | COM | 986K | 19K | – |
| Neogen Corp | COM | 10M | 610K | – |
| Nova Ltd | COM | 20M | 84K | – |
| NV5 Global Inc | COM | 13M | 138K | – |
| nVent Electric PLC | SHS | 14M | 180K | – |
| Okta Inc | CL A | 420K | 4K | – |
| Ollies Bargain Outlet Holding | COM | 21M | 213K | – |
| P10 Inc | COM CL A | 12M | 1M | – |
| PACS Group Inc | COM SHS | 8M | 285K | – |
| PagerDuty Inc | COM | 10M | 449K | – |
| Pagseguro Digital Ltd | COM CL A | 667K | 57K | – |
| Patria Investments Ltd | COM CL A | 44M | 4M | – |
| Paycom Software Inc | COM | 319K | 2K | – |
| Paylocity Hldg Corp | COM | 345K | 3K | – |
| Pennant Group Inc/The | COM | 4M | 165K | – |
| Perella Weinberg Partners | CLASS A COM | 8M | 479K | – |
| PJT Partners Inc | COM CL A | 31M | 291K | – |
| Plumas Bancorp | COM | 1M | 39K | – |
| Pool Corp | COM | 2M | 6K | – |
| Power Integrations Inc | ADR | 2M | 33K | – |
| Primoris Svcs Corp | COM | 5M | 93K | – |
| QIAGEN NV | SHS NEW | 32M | 768K | – |
| Qualys Inc | COM | 14M | 100K | – |
| Rexford Industrial Realty Inc | COM | 5M | 108K | – |
| Robert Half Inc | COM | 117K | 2K | – |
| Ross Stores Inc | COM | 170K | 1K | – |
| Savers Value Vlg Inc | COM | 3M | 248K | – |
| Shoals Technologies Group Inc | CL A | 8M | 1M | – |
| Silicon Laboratories Inc | COM | 12M | 105K | – |
| SiTime Corp | COM | 10M | 83K | – |
| Skechers USA Inc | CL A | 7M | 94K | – |
| Smartsheet Inc | COM CL A | 1M | 23K | – |
| Stevanato Group SpA | ORD SHS | 11M | 576K | – |
| Tenable Hldgs Inc | COM | 408K | 9K | – |
| Terreno Realty Corp | COM | 2M | 35K | – |
| Texas Roadhouse Inc | COM | 6M | 36K | – |
| Thermon Group Hldgs Inc | COM | 115K | 4K | – |
| TPG Inc | COM CL A | 3M | 75K | – |
| Tradeweb Markets Inc | CL A | 7M | 61K | – |
| Treace Med Concepts Inc | COM | 141K | 21K | – |
| TriMas Corp | COM NEW | 4M | 160K | – |
| UL Solutions Inc | CLASS A COM SHS | 445K | 11K | – |
| United Rentals Inc | COM | 3M | 5K | – |
| Vinci Partners Investments Ltd | COM CL A | 9M | 865K | – |
| Western Alliance Bancorp | COM | 1M | 17K | – |
| WillScot Holdings Corp | COM CL A | 6M | 150K | – |
| Wix Com Ltd | COM | 918K | 6K | – |
| Grainger W W Inc | COM | 3M | 3K | – |
| XP Inc | CL A | 3M | 176K | – |
| YETI Holdings Inc | COM | 10M | 259K | – |
| Zscaler Inc | COM | 4M | 20K | – |