NORTHWEST WEALTH MANAGEMENT, LLC

Adviser information for NORTHWEST WEALTH MANAGEMENT, LLC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Iowa, United States

Employees

Total Number of Employees	24
Investment Advisory/Research	17
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	18
Licensed Agents of an Insurance Company	14
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	3,817	$717.8M
Non-Discretionary	0	$0
Total	3,817	$717.8M

Clients

Type	Number	RAUM
Individuals	1,763	$306.9M
HNW Individuals	149	$353.3M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	1	$154,151
Charitable organizations	19	$22.3M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	16	$35.2M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation	% of AUMFixed fees
Other Business Activities	Insurance broker or agent

Identifiers

SEC RIA File Number	801-72545
SEC ERA File Number	801-72545
SEC CIK Numbers	1695344
SEC CRD Numbers	152816
Legal Entity Identifier	None

Principal Office

1607 W. 18TH STREET
SPENCER
IA
United States

Monday - Friday, 8:00 A.M. - 5:00 P.M.

Tel: 877-207-0994, Fax: None

Websites

www.linkedin.com/company/16225959/ www.invest-northwest.com

Chief Compliance Officer

ERIC VAN DER HEIDE

PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER

1607 W. 18TH STREET

SPENCER

United States

Tel: 712-580-4151

E****@*******************M

(Full email address available in API data)

Regulatory Contact

KATY GUINN

DIRECTOR OF OPERATIONS

1607 W. 18TH STREET

SPENCER

United States

Tel: 712-580-4133

K*****@*******************M

(Full email address available in API data)

Industry Affiliates

NORTHWEST BANK	Banking or thrift institution
NORTHWEST INSURANCE SERVICES	Insurance company or agency

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners

None

Control Persons

Name	Type	Entity	Title	Since	Ownership
NORTHWEST FINANCIAL CORP.	Domestic Entity	–	SOLE MANAGING MEMBER	12/2009	> 75%
CONOVER, DWIGHT	Individual	NORTHWEST FINANCIAL CORPORATION	SHAREHOLDER	12/1988	25-50%
CONOVER IV, CORNELIUS, BURROUGHS	Individual	NORTHWEST FINANCIAL CORP.	SHAREHOLDER	12/1988	25-50%
CONOVER IV, CORNELIUS, BURROUGHS	Individual	–	SECRETARY-TREASURER	12/2009	< 5%
VAN DER HEIDE, ERIC, JOEL	Individual	–	PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	04/2016	< 5%
Post, Gregory, A	Individual	–	VICE PRESIDENT	10/2020	< 5%

No. Employees, Historic

RAUM, Historic

No. Clients, Historic

Holdings

From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024

Name	Class	Value $USD	# Shares	Private Fund
ABBVIE INC	COM	290K	2K	–
ADVANCED MICRO DEVICES INC	COM	527K	3K	–
ALLIANT ENERGY CORP	COM	402K	8K	–
ALPHABET INC	CAP STK CL A	486K	3K	–
ALPHABET INC	CAP STK CL C	1M	6K	–
ALPS ETF TR	ALERIAN ENERGY	316K	12K	–
ALPS ETF TR	ALERIAN MLP	555K	12K	–
ALTRIA GROUP INC	COM	218K	5K	–
AMAZON COM INC	COM	4M	20K	–
AMERICAN CENTY ETF TR	AVANTIS ALL EQT	299K	4K	–
AMERICAN CENTY ETF TR	AVANTIS EMGMKT	9M	147K	–
AMERICAN CENTY ETF TR	INTL EQT ETF	7M	116K	–
AMERICAN CENTY ETF TR	INTL SMCP VLU	11M	171K	–
AMERICAN CENTY ETF TR	US EQT ETF	8M	88K	–
AMERICAN CENTY ETF TR	US LARGE CAP VLU	2M	26K	–
AMERICAN CENTY ETF TR	US SML CP VALU	11M	128K	–
AMERICAN EXPRESS CO	COM	286K	1K	–
APPLE INC	COM	9M	45K	–
AST SPACEMOBILE INC	COM CL A	119K	10K	–
BANK AMERICA CORP	COM	252K	6K	–
BERKSHIRE HATHAWAY INC DEL	CL B NEW	6M	14K	–
BOEING CO	COM	305K	2K	–
BROADCOM INC	COM	255K	159	–
CASEYS GEN STORES INC	COM	507K	1K	–
CHEVRON CORP NEW	COM	295K	2K	–
CONOCOPHILLIPS	COM	210K	2K	–
COPART INC	COM	279K	5K	–
COSTCO WHSL CORP NEW	COM	357K	420	–
DEERE & CO	COM	673K	2K	–
DIMENSIONAL ETF TRUST	CORE FIXED INCOM	4M	94K	–
DIMENSIONAL ETF TRUST	EMERGING MKTS CO	2M	63K	–
DIMENSIONAL ETF TRUST	EMGR CRE EQT MNG	3M	97K	–
DIMENSIONAL ETF TRUST	GLOBAL REAL EST	811K	32K	–
DIMENSIONAL ETF TRUST	INFLATION PROTE	1M	28K	–
DIMENSIONAL ETF TRUST	INTERNATNAL VAL	6M	166K	–
DIMENSIONAL ETF TRUST	INTL CORE EQT MK	4M	150K	–
DIMENSIONAL ETF TRUST	INTL CORE EQUITY	2M	94K	–
DIMENSIONAL ETF TRUST	INTL HIGH PROFIT	2M	69K	–
DIMENSIONAL ETF TRUST	INTL SMALL CAP V	3M	97K	–
DIMENSIONAL ETF TRUST	SHORT DURATION F	4M	85K	–
DIMENSIONAL ETF TRUST	US CORE EQUITY 2	38M	1M	–
DIMENSIONAL ETF TRUST	US EQUITY ETF	5M	80K	–
DIMENSIONAL ETF TRUST	US HIGH PROFITAB	421K	13K	–
DIMENSIONAL ETF TRUST	US MKTWIDE VALUE	4M	89K	–
DIMENSIONAL ETF TRUST	US REAL ESTATE E	388K	18K	–
DIMENSIONAL ETF TRUST	US SMALL CAP VAL	1M	42K	–
DIMENSIONAL ETF TRUST	US TARGETED VLU	7M	139K	–
DIMENSIONAL ETF TRUST	WORLD EX US CORE	3M	103K	–
DISNEY WALT CO	COM	254K	3K	–
EA SERIES TRUST	BRIDGEWAY BLUE	252K	21K	–
EA SERIES TRUST	EA BRIDGEWAY OMN	2M	104K	–
EATON CORP PLC	SHS	6M	20K	–
ELI LILLY & CO	COM	985K	1K	–
EXXON MOBIL CORP	COM	2M	14K	–
FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	788K	45K	–
FIRST TR EXCHANGE TRAD FD VI	FST TR GLB FD	256K	11K	–
FIRST TR EXCHANGE-TRADED FD	FST LOW OPPT EFT	205K	4K	–
FIRST TR EXCHANGE-TRADED FD	NO AMER ENERGY	596K	20K	–
FIRST TR EXCHANGE-TRADED FD	SENIOR LN FD	655K	14K	–
FIRST TR LRG CP VL ALPHADEX	COM SHS	209K	3K	–
GEVO INC	COM PAR	6K	11K	–
HECLA MNG CO	COM	50K	10K	–
HOME DEPOT INC	COM	393K	1K	–
INTUITIVE SURGICAL INC	COM NEW	242K	545	–
INVESCO EXCH TRADED FD TR II	VAR RATE PFD	2M	68K	–
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	794K	5K	–
ISHARES INC	CORE MSCI EMKT	3M	59K	–
ISHARES INC	MSCI EMRG CHN	220K	4K	–
ISHARES TR	0-5 YR TIPS ETF	1M	11K	–
ISHARES TR	1 3 YR TREAS BD	2M	19K	–
ISHARES TR	3 7 YR TREAS BD	943K	8K	–
ISHARES TR	7-10 YR TRSY BD	325K	3K	–
ISHARES TR	AGGRES ALLOC ETF	5M	69K	–
ISHARES TR	CORE MSCI EAFE	2M	26K	–
ISHARES TR	CORE MSCI INTL	9M	134K	–
ISHARES TR	CORE S&P SCP ETF	227K	2K	–
ISHARES TR	CORE S&P TTL STK	25M	210K	–
ISHARES TR	CORE S&P US VLU	1M	14K	–
ISHARES TR	CORE S&P500 ETF	2M	3K	–
ISHARES TR	CORE US AGGBD ET	295K	3K	–
ISHARES TR	EAFE SML CP ETF	240K	4K	–
ISHARES TR	EAFE VALUE ETF	5M	93K	–
ISHARES TR	GRWT ALLOCAT ETF	3M	48K	–
ISHARES TR	IBONDS 24 TRM TS	282K	12K	–
ISHARES TR	MODERT ALLOC ETF	218K	5K	–
ISHARES TR	MSCI ACWI ETF	350K	3K	–
ISHARES TR	MSCI EMG MKT ETF	1M	26K	–
ISHARES TR	NATIONAL MUN ETF	394K	4K	–
ISHARES TR	RUS 1000 VAL ETF	209K	1K	–
ISHARES TR	RUS 2000 VAL ETF	3M	21K	–
ISHARES TR	RUSSELL 2000 ETF	822K	4K	–
ISHARES TR	SHRT NAT MUN ETF	699K	7K	–
ISHARES TR	SP SMCP600VL ETF	592K	6K	–
ISHARES TR	TIPS BD ETF	1M	13K	–
ISHARES U S ETF TR	GSCI CMDTY STGY	235K	9K	–
JOHNSON & JOHNSON	COM	288K	2K	–
JPMORGAN CHASE & CO.	COM	2M	8K	–
LATTICE STRATEGIES TR	HARTFORD MLT SML	218K	5K	–
LOCKHEED MARTIN CORP	COM	443K	948	–
MARATHON DIGITAL HOLDINGS IN	COM	211K	11K	–
MARATHON OIL CORP	COM	382K	13K	–
MCDONALDS CORP	COM	286K	1K	–
MERCK & CO INC	COM	263K	2K	–
META PLATFORMS INC	CL A	640K	1K	–
MICRON TECHNOLOGY INC	COM	214K	2K	–
MICROSOFT CORP	COM	4M	9K	–
NEXTERA ENERGY INC	COM	212K	3K	–
NVIDIA CORPORATION	COM	4M	32K	–
ORACLE CORP	COM	337K	2K	–
PALO ALTO NETWORKS INC	COM	245K	724	–
PARKER-HANNIFIN CORP	COM	283K	560	–
PEPSICO INC	COM	457K	3K	–
PIMCO DYNAMIC INCOME FD	SHS	348K	19K	–
PRINCIPAL FINANCIAL GROUP IN	COM	226K	3K	–
PROCTER AND GAMBLE CO	COM	335K	2K	–
SCHWAB STRATEGIC TR	FUNDAMENTAL INTL	1M	37K	–
SCHWAB STRATEGIC TR	FUNDAMENTAL INTL	1M	32K	–
SCHWAB STRATEGIC TR	INTL EQTY ETF	284K	7K	–
SCHWAB STRATEGIC TR	INT-TRM U.S TRES	233K	5K	–
SELECT SECTOR SPDR TR	ENERGY	356K	4K	–
SELECT SECTOR SPDR TR	FINANCIAL	449K	11K	–
SOFI TECHNOLOGIES INC	COM	99K	15K	–
SPDR INDEX SHS FDS	PORTFOLIO DEVLPD	3M	93K	–
SPDR INDEX SHS FDS	PORTFOLIO EMG MK	833K	22K	–
SPDR SER TR	NUVEEN BLMBRG SH	498K	11K	–
SPDR SER TR	PORTFLI TIPS ETF	229K	9K	–
SPDR SER TR	PORTFOLI S&P1500	2M	26K	–
SPDR SER TR	PORTFOLIO SH TSR	269K	9K	–
SPDR SER TR	S&P 600 SMCP VAL	7M	88K	–
SPROTT PHYSICAL GOLD & SILVE	TR UNIT	236K	11K	–
SPROTT PHYSICAL SILVER TR	TR UNIT	202K	20K	–
STRYKER CORPORATION	COM	250K	736	–
SUPER MICRO COMPUTER INC	COM	279K	340	–
TARGET CORP	COM	234K	2K	–
TESLA INC	COM	2M	10K	–
TYSON FOODS INC	CL A	403K	7K	–
UNION PAC CORP	COM	966K	4K	–
UNITEDHEALTH GROUP INC	COM	385K	755	–
US BANCORP DEL	COM NEW	345K	9K	–
VANECK ETF TRUST	GOLD MINERS ETF	259K	8K	–
VANECK ETF TRUST	IG FLOATING RATE	754K	30K	–
VANGUARD BD INDEX FDS	INTERMED TERM	559K	7K	–
VANGUARD BD INDEX FDS	SHORT TRM BOND	3M	34K	–
VANGUARD BD INDEX FDS	VANGUARD ULTRA	1M	30K	–
VANGUARD CHARLOTTE FDS	TOTAL INT BD ETF	270K	6K	–
VANGUARD INDEX FDS	GROWTH ETF	729K	2K	–
VANGUARD INDEX FDS	REAL ESTATE ETF	1M	14K	–
VANGUARD INDEX FDS	S&P 500 ETF SHS	2M	3K	–
VANGUARD INDEX FDS	SM CP VAL ETF	3M	17K	–
VANGUARD INDEX FDS	SMALL CP ETF	572K	3K	–
VANGUARD INDEX FDS	TOTAL STK MKT	22M	81K	–
VANGUARD INDEX FDS	VALUE ETF	3M	19K	–
VANGUARD INTL EQUITY INDEX F	ALLWRLD EX US	2M	26K	–
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	2M	50K	–
VANGUARD INTL EQUITY INDEX F	FTSE SMCAP ETF	458K	4K	–
VANGUARD INTL EQUITY INDEX F	TT WRLD ST ETF	1M	10K	–
VANGUARD MALVERN FDS	STRM INFPROIDX	10M	216K	–
VANGUARD SCOTTSDALE FDS	INTER TERM TREAS	20M	341K	–
VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS	15M	263K	–
VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD	921K	12K	–
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	1M	6K	–
VANGUARD STAR FDS	VG TL INTL STK F	363K	6K	–
VANGUARD TAX-MANAGED FDS	VAN FTSE DEV MKT	4M	78K	–
VERIZON COMMUNICATIONS INC	COM	275K	7K	–
VERTICAL AEROSPACE LTD	ORD SHS	13K	18K	–
WALMART INC	COM	2M	26K	–
WASTE MGMT INC DEL	COM	337K	2K	–
WELLS FARGO CO NEW	COM	865K	15K	–