ENR ASSET MANAGEMENT, INCORPORATED
Adviser information for ENR ASSET MANAGEMENT, INCORPORATED last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 151 | $73.0M |
| Non-Discretionary | 67 | $78.3M |
| Total | 218 | $151.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 107 | $67.5M |
| HNW Individuals | 110 | $81.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 1 | $1.8M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 218 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesEducational seminars/workshopsINVESTMENT CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-72575 |
|---|---|
| SEC ERA File Number | 801-72575 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 136315 |
| Legal Entity Identifier | 254900DDXX9X97WWXW28 |
Principal Office
1 WESTMOUNT SQUARESUITE 380
WESTMOUNT, QUEBEC
Canada
Monday - Friday, 8:30 TO 4:30 PM EST
Tel: 514-989-8027, Fax: 514-989-7060
Websites
Chief Compliance Officer
DUGALD R. MALCOLM
VP CLIENT TRADING
1 WESTMOUNT SQUARE
SUITE 380
WESTMOUNT, QUEBEC
Canada
Tel:
514-989-8027
Fax:
514-989-7060
D*****@***********M
(Full email address available in API data)
Regulatory Contact
ERIC N ROSEMAN
PRESIDENT & CIO
1 WESTMOUNT SQUARE
SUITE 380
WESTMOUNT, QUEBEC
Canada
Tel:
514-989-8027
Fax:
514-989-7060
E***@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROSEMAN, ERIC, NAIMER | Individual | – | CHIEF INVESTMENT OFFICER | 07/1992 | > 75% |