WEST ADVISORS, INC.
WEST ADVISORS, INCORPORATED Legal Name
Adviser information for WEST ADVISORS, INC. last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $500.6M |
| Non-Discretionary | 1 | $398,306 |
| Total | 14 | $501.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $398,306 |
| HNW Individuals | 13 | $500.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-72579 |
|---|---|
| SEC ERA File Number | 801-72579 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157236 |
| Legal Entity Identifier | None |
Principal Office
11095 NAPA VALLEY LANEFISHERS
IN
United States
Monday - Friday, 8:00AM - 4:00PM
Tel: 317-627-1083, Fax: 317-578-2885
Chief Compliance Officer
DAVID WEST
PRESIDENT
11095 NAPA VALLEY LANE
FISHERS
IN
United States
Tel:
317-627-1083
Fax:
317-578-2885
W***********@**********T
(Full email address available in API data)
Regulatory Contact
SUSAN E MITCHELL
COMPLIANCE CONSULTANT
11095 NAPA VALLEY LANE
FISHERS
IN
United States
Tel:
317-409-0453
Fax:
317-578-2885
S****@******T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEST, DAVID, JEFFERSON | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 08/2005 | > 75% |