QUANTITATIVE INVESTMENT MANAGEMENT, LLC
Adviser information for QUANTITATIVE INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 39 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $2.1B |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $2.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $2.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Performance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
240 W. MAIN STREETSUITE 300
CHARLOTTESVILLE
VA
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: 434-817-4800, Fax: None
Chief Compliance Officer
JONATHAN M. BRYAN
GENERAL COUNSEL
240 W. MAIN STREET
SUITE 300
CHARLOTTESVILLE
VA
United States
Tel:
434-817-4197
J********@***************M
(Full email address available in API data)
Regulatory Contact
MOLLY M. DUNNINGTON
CFO
240 W. MAIN STREET
SUITE 300
CHARLOTTESVILLE
VA
United States
Tel:
434-817-3047
M***************@***************M
(Full email address available in API data)
Industry Affiliates
| 240 W. MAIN STREET, SUITE 300, CHARLOTTESVILLE, VA 22902 | Commodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| QUANTITATIVE TACTICAL AGGRESSIVE FUND II LLC | Hedge Fund | $150.2M | $0.0M | 24 |
| QUANTITATIVE TACTICAL AGGRESSIVE FUND MASTER LTD. | Hedge Fund | $2,020.3M | $0.5M | 88 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WOODRIFF, JAFFRAY, PIERS | Individual | – | CEO & CHIEF SCIENTIST, MANAGING MEMBER | 05/2003 | > 75% |
| GEISMAR, MICHAEL, STEPHEN | Individual | – | PRESIDENT, MANAGING MEMBER | 05/2003 | 10-25% |
| WILLIAMS, GREYSON, PRYOR | Individual | – | MANAGING MEMBER | 05/2003 | 5-10% |
| DUNNINGTON, MOLLY, MCCARTY | Individual | – | CHIEF FINANCIAL OFFICER | 02/2019 | < 5% |
| COCKERILL, JASON, ANTHONY | Individual | – | CHIEF OPERATING OFFICER | 03/2013 | < 5% |
| BRYAN, JONATHAN, MACRAE | Individual | – | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 03/2019 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AbbVie Inc | COM | 2K | 12K | – |
| ADVANCE AUTO PARTS INC | COM | 1K | 17K | – |
| ADVANCED MICRO DEVICES INC | COM | 29K | 180K | – |
| Aercap Holdings N.V. | COM | 1K | 16K | – |
| AFLAC Inc | COM | 640 | 7K | – |
| Agilent Technologies Inc | COM | 425 | 3K | – |
| AGNICO EAGLE MINES LTD | COM | 846 | 13K | – |
| AIR PRODUCTS AND CHEMICALS INC | COM | 548 | 2K | – |
| Alcoa Corp | COM | 497 | 13K | – |
| ALEXANDRIA REAL ESTATE EQUITIES INC | COM | 247 | 2K | – |
| Allstate Corp (The) | COM | 3K | 17K | – |
| ALNYLAM PHARMACEUTICALS INC | COM | 2K | 9K | – |
| Altria Group | COM | 2K | 37K | – |
| Amazon.com Inc | COM | 92K | 475K | – |
| American Electric Power Company Inc | COM | 371 | 4K | – |
| AMERICAN EXPRESS CO | COM | 4K | 18K | – |
| AMERICAN TOWER CORP (REIT) | COM | 2K | 8K | – |
| AMPHENOL CORP | COM | 431 | 6K | – |
| AngloGold Ashanti Pty Ltd | COM | 201 | 8K | – |
| Antero Resources Corp | COM | 632 | 19K | – |
| Aon Class A | COM | 2K | 7K | – |
| Apple Inc | COM | 47K | 221K | – |
| Applied Optoelectronics Inc | COM | 120 | 15K | – |
| ARCHER-DANIELS-MIDLAND CO | COM | 654 | 11K | – |
| Arista Networks Inc | COM | 522 | 1K | – |
| ARK Genomic Revolution ETF | COM | 2K | 82K | – |
| ARK Innovation ETF | COM | 1K | 24K | – |
| ARTHUR J. GALLAGHER & CO. | COM | 891 | 3K | – |
| ASML HOLDING N.V. | COM | 607 | 594 | – |
| Astrazeneca PLC | COM | 648 | 8K | – |
| AT&T Inc | COM | 289 | 15K | – |
| Atlassian Corporation PLC | COM | 844 | 5K | – |
| AUTOZONE INC | COM | 981 | 331 | – |
| Axsome Therapeutics Inc | COM | 949 | 12K | – |
| Ball Corp | COM | 766 | 13K | – |
| Bank Of New York Mellon Corp | COM | 301 | 5K | – |
| BARCLAYS PLC-SPONS ADR | COM | 639 | 60K | – |
| Bath & Body Works Inc | COM | 764 | 20K | – |
| Best Buy Co. Inc | COM | 1K | 15K | – |
| Beyond Inc | COM | 377 | 29K | – |
| Booking Holdings Inc | COM | 9K | 2K | – |
| Boot Barn Holdings Inc | COM | 545 | 4K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 13K | 324K | – |
| Builders FirstSource Inc | COM | 5K | 36K | – |
| Bunge Glbl | COM | 288 | 3K | – |
| BXP Inc | COM | 362 | 6K | – |
| CADENCE DESIGN SYSTEMS INC | COM | 2K | 7K | – |
| Caesars Entertainment Inc | COM | 329 | 8K | – |
| CAMPBELL SOUP CO | COM | 557 | 12K | – |
| CANADIAN NATIONAL RAILWAY CO | COM | 554 | 5K | – |
| Canadian Pacific Kansas City Limited | COM | 2K | 23K | – |
| CARLISLE COMPANIES INC | COM | 261 | 645 | – |
| Carnival Corp | COM | 5K | 245K | – |
| Carvana Co Cl A | COM | 3K | 24K | – |
| Caterpillar Inc | COM | 6K | 18K | – |
| Cboe Global Markets Inc | COM | 440 | 3K | – |
| Celanese Corp | COM | 326 | 2K | – |
| Celsius Holdings | COM | 3K | 51K | – |
| Cencora Inc | COM | 472 | 2K | – |
| Charles River Laboratories International | COM | 2K | 11K | – |
| CHENIERE ENERGY INC | COM | 3K | 15K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 11K | 178K | – |
| CINTAS CORP | COM | 613 | 876 | – |
| CITIGROUP INC COM NEW | COM | 3K | 49K | – |
| CLOROX CO (THE) | COM | 1K | 8K | – |
| COCA-COLA CO (THE) | COM | 1K | 21K | – |
| Comfort Systems USA Inc | COM | 1K | 4K | – |
| ConAgra Brands Inc | COM | 262 | 9K | – |
| Consumer Discretionary Select Sector SPD | COM | 46K | 254K | – |
| Copart Inc | COM | 1K | 22K | – |
| CUMMINS INC | COM | 6K | 22K | – |
| Cvs Health Corp | COM | 17K | 281K | – |
| CYTOKINETICS INC | COM | 2K | 29K | – |
| D.R. HORTON INC | COM | 2K | 14K | – |
| Dave & Buster's Entertainment Inc | COM | 1K | 34K | – |
| DECKERS OUTDOOR CORP | COM | 655 | 677 | – |
| Delta Air Lines Inc | COM | 5K | 102K | – |
| Diamondback Energy Inc | COM | 1K | 7K | – |
| DIGITAL RLTY TR INC COM | COM | 631 | 4K | – |
| Dollar General Corp | COM | 8K | 57K | – |
| Dominion Energy Inc | COM | 2K | 34K | – |
| DOVER CORP | COM | 889 | 5K | – |
| EATON CORP PLC | COM | 13K | 43K | – |
| ELECTRONIC ARTS INC | COM | 1K | 8K | – |
| Emcor Group Inc | COM | 1K | 3K | – |
| Epam Systems Inc | COM | 970 | 5K | – |
| EQUIFAX INC | COM | 2K | 7K | – |
| EQUINIX INC | COM | 365 | 483 | – |
| ESTEE LAUDER COMPANIES INC (THE) | COM | 3K | 25K | – |
| Expeditors Intl of WA Inc | COM | 1K | 8K | – |
| EXTRA SPACE STORAGE INC | COM | 510 | 3K | – |
| Exxon Mobil Corp | COM | 10K | 87K | – |
| Fastenal Co | COM | 1K | 18K | – |
| First Solar Inc | COM | 1K | 6K | – |
| First Trust DJ Internet Index Fund | COM | 938 | 5K | – |
| Fiserv Inc | COM | 1K | 7K | – |
| Five Below Inc | COM | 3K | 27K | – |
| Five9 Inc | COM | 239 | 5K | – |
| Foot Locker Inc | COM | 563 | 23K | – |
| Fortune Brands Home & Security Inc | COM | 938 | 14K | – |
| FREEPORT-MCMORAN INC | COM | 2K | 48K | – |
| GARMIN LTD | COM | 845 | 5K | – |
| Gartner Inc | COM | 518 | 1K | – |
| GE Aerospace | COM | 26K | 163K | – |
| Gen Digital Inc | COM | 496 | 20K | – |
| GENERAL DYNAMICS CORP | COM | 3K | 10K | – |
| GENERAL MILLS INC | COM | 1K | 19K | – |
| Global Payments Inc | COM | 467 | 5K | – |
| GoDaddy Inc | COM | 411 | 3K | – |
| HARTFORD FINANCIAL SVCS GRP | COM | 373 | 4K | – |
| Healthpeak Properties | COM | 205 | 10K | – |
| Hilton Worldwide Holdings Inc | COM | 597 | 3K | – |
| Honeywell International Inc | COM | 4K | 18K | – |
| Howmet Aerospace | COM | 4K | 56K | – |
| HP Inc | COM | 2K | 44K | – |
| Hubbell Inc Cl B | COM | 3K | 8K | – |
| ICICI BANK LTD | COM | 1K | 44K | – |
| IDEXX LABORATORIES INC | COM | 2K | 3K | – |
| ILLUMINA INC | COM | 2K | 17K | – |
| Incyte Corp | COM | 1K | 17K | – |
| Ingersoll Rand Inc | COM | 625 | 7K | – |
| Intel Corp | COM | 19K | 597K | – |
| Intercontinental Exchange Inc | COM | 215 | 2K | – |
| Intuit Inc | COM | 5K | 8K | – |
| INTUITIVE SURGICAL INC | COM | 3K | 6K | – |
| Iovance Biotherapeutics Inc | COM | 2K | 188K | – |
| iShares Biotechnology ETF | COM | 2K | 18K | – |
| iShares China Large-Cap ETF | COM | 3K | 102K | – |
| iShares MSCI Eurozone ETF | COM | 306 | 6K | – |
| ISHARES MSCI GERMANY INDEX FUND | COM | 531 | 17K | – |
| ISHARES MSCI JAPAN INDEX FUND | COM | 2K | 29K | – |
| iShares MSCI United Kingdom Etf | COM | 715 | 21K | – |
| iShares U.S. Aerospace & Defense ETF | COM | 694 | 5K | – |
| iShares U.S. Home Construction ETF | COM | 8K | 77K | – |
| ISHARES U.S. REAL ESTATE ETF | COM | 4K | 41K | – |
| Ishr S&P Gs Sftw | COM | 9K | 98K | – |
| J P MORGAN CHASE & CO | COM | 4K | 21K | – |
| JD.com Inc | COM | 385 | 15K | – |
| JetBlue Airways Corp | COM | 2K | 338K | – |
| Johnson & Johnson | COM | 5K | 31K | – |
| Johnson Controls Inc | COM | 6K | 94K | – |
| KB Home | COM | 239 | 3K | – |
| Kinder Morgan Inc | COM | 216 | 11K | – |
| KINROSS GOLD CORP COM NO PAR | COM | 321 | 39K | – |
| KOHL'S CORP | COM | 1K | 55K | – |
| KraneShares CSI China Internet ETF | COM | 598 | 22K | – |
| Kroger Co (The) | COM | 5K | 102K | – |
| L3Harris Technologies Inc | COM | 595 | 3K | – |
| Laboratory Corporation of America Holdin | COM | 691 | 3K | – |
| LATTICE SEMICONDUCTOR CORP | COM | 564 | 10K | – |
| LENNAR CORP | COM | 2K | 13K | – |
| Lockheed Martin Corp | COM | 8K | 18K | – |
| LOUISIANA-PACIFIC CORP | COM | 203 | 2K | – |
| Lululemon Athletica inc. | COM | 8K | 28K | – |
| Marathon Digital Holdings Inc | COM | 1K | 61K | – |
| Marathon Petroleum Corp | COM | 838 | 5K | – |
| MARRIOTT INTERNATIONAL | COM | 272 | 1K | – |
| MARSH & MCLENNAN COMPANIES INC | COM | 548 | 3K | – |
| Martin Marietta Materials Inc | COM | 893 | 2K | – |
| MASCO CORP | COM | 307 | 5K | – |
| Masimo Corp | COM | 1K | 11K | – |
| Mastec Inc | COM | 496 | 5K | – |
| MCDONALD'S CORP | COM | 3K | 12K | – |
| MercadoLibre Inc | COM | 6K | 4K | – |
| MERCK & CO INC | COM | 5K | 37K | – |
| Meta Platforms Inc | COM | 6K | 13K | – |
| METTLER-TOLEDO INTERNATIONAL INC | COM | 489 | 350 | – |
| MICRON TECHNOLOGY INC | COM | 9K | 68K | – |
| Microstrategy Inc | COM | 735 | 534 | – |
| MOODY'S CORP | COM | 1K | 3K | – |
| Motorola Solutions Inc | COM | 760 | 2K | – |
| MSCI Inc | COM | 584 | 1K | – |
| NetApp Inc | COM | 231 | 2K | – |
| NetEase Inc | COM | 479 | 5K | – |
| NETFLIX INC | COM | 4K | 6K | – |
| New Oriental Education & Tech Group Inc | COM | 346 | 4K | – |
| Newmont Corporation | COM | 783 | 19K | – |
| NEXTERA ENERGY INC COM | COM | 713 | 10K | – |
| NORFOLK SOUTHERN CORP | COM | 223 | 1K | – |
| Norwegian Cruise Line Holdings Ltd | COM | 604 | 32K | – |
| Novavax Inc | COM | 649 | 51K | – |
| NRG Energy Inc | COM | 1K | 15K | – |
| NUTANIX INC | COM | 582 | 10K | – |
| NXP Semiconductors N.V. | COM | 837 | 3K | – |
| O'reilly Automotive Inc | COM | 619 | 587 | – |
| Ollie's Bargain Outlet Holdings Inc | COM | 608 | 6K | – |
| Omnicom Group Inc | COM | 676 | 8K | – |
| ONEOK Inc | COM | 225 | 3K | – |
| Oracle Corp | COM | 5K | 39K | – |
| OWENS CORNING NEW COM | COM | 927 | 5K | – |
| PACCAR Inc | COM | 3K | 25K | – |
| PALO ALTO NETWORKS INC | COM | 17K | 51K | – |
| PARKER-HANNIFIN CORP | COM | 7K | 13K | – |
| Paychex Inc | COM | 927 | 8K | – |
| PENTAIR PLC. | COM | 576 | 8K | – |
| Pfizer Inc | COM | 2K | 80K | – |
| PG&E Corp | COM | 873 | 50K | – |
| Philip Morris International Inc | COM | 4K | 38K | – |
| Phillips 66 | COM | 648 | 5K | – |
| PLUG POWER INC | COM | 350 | 151K | – |
| PROGRESSIVE CORP (THE) | COM | 2K | 10K | – |
| PROLOGIS INC | COM | 2K | 14K | – |
| PRUDENTIAL FINANCIAL INC | COM | 504 | 4K | – |
| Ptc Inc | COM | 245 | 1K | – |
| PUBLIC STORAGE COM | COM | 1K | 4K | – |
| Pultegroup Inc | COM | 1K | 12K | – |
| Qorvo Inc | COM | 1K | 11K | – |
| Quanta Services Inc | COM | 2K | 6K | – |
| Quest Diagnostics Inc | COM | 454 | 3K | – |
| Real Estate Select Sector SPDR Fund | COM | 2K | 55K | – |
| REGENERON PHARMACEUTICALS INC | COM | 5K | 5K | – |
| REPUBLIC SERVICES INC | COM | 2K | 11K | – |
| Roper Technologies Inc | COM | 820 | 1K | – |
| ROSS STORES INC | COM | 554 | 4K | – |
| Royal Caribbean Cruises Ltd | COM | 4K | 23K | – |
| Rtx Corp | COM | 8K | 84K | – |
| S&P GLOBAL INC | COM | 3K | 6K | – |
| Saia Inc | COM | 794 | 2K | – |
| SAREPTA THERAPEUTICS INC | COM | 2K | 11K | – |
| SEAGATE TECHNOLOGY PLC | COM | 395 | 4K | – |
| SEMTECH CORP | COM | 597 | 20K | – |
| ServiceNow Inc | COM | 4K | 6K | – |
| Shake Shack Inc | COM | 1K | 13K | – |
| Shell PLC | COM | 429 | 6K | – |
| SIRIUS XM HOLDINGS INC | COM | 289 | 102K | – |
| SKECHERS U.S.A. INC | COM | 1K | 15K | – |
| SKYWORKS SOLUTIONS INC | COM | 1K | 12K | – |
| Snap Inc Class A | COM | 1K | 75K | – |
| SOLAREDGE TECHNOLOGIES INC | COM | 843 | 33K | – |
| SOUTHERN COPPER CORP | COM | 728 | 7K | – |
| SOUTHWEST AIRLINES CO | COM | 1K | 46K | – |
| SPDR Gold Trust | COM | 17K | 80K | – |
| SPDR S&P Biotech ETF | COM | 1K | 16K | – |
| SPDR S&P Financial ETF | COM | 3K | 69K | – |
| SPDR S&P Health Care ETF | COM | 5K | 33K | – |
| SPDR S&P Homebuilders ETF | COM | 7K | 65K | – |
| SPDR S&P Industrial ETF | COM | 14K | 117K | – |
| SPDR S&P Utilities ETF | COM | 13K | 190K | – |
| Starbucks Corp | COM | 10K | 123K | – |
| SUNCOR ENERGY INC | COM | 271 | 7K | – |
| Super Micro Computer Inc | COM | 4K | 5K | – |
| Synchrony Financial | COM | 439 | 9K | – |
| Synopsys Inc | COM | 1K | 2K | – |
| Sysco Corp | COM | 1K | 19K | – |
| T-Mobile US Inc | COM | 6K | 34K | – |
| Take-Two Interactive Software Inc | COM | 2K | 10K | – |
| Targa Resources Inc | COM | 369 | 3K | – |
| TARGET CORP | COM | 16K | 106K | – |
| TE Connectivity Ltd | COM | 949 | 6K | – |
| TechnipFMC plc Ordinary Share | COM | 208 | 8K | – |
| Teck Resources Ltd | COM | 322 | 7K | – |
| Teladoc Health Inc | COM | 872 | 89K | – |
| Tenet Healthcare Corp | COM | 862 | 6K | – |
| TEVA PHARMACEUTICAL-SP ADR | COM | 394 | 24K | – |
| TEXAS INSTRUMENTS INC | COM | 2K | 8K | – |
| TG Therapeutics Inc | COM | 711 | 40K | – |
| The Trade Desk Inc Cl A | COM | 2K | 21K | – |
| THE TRAVELERS COMPANIES INC | COM | 991 | 5K | – |
| Toll Brothers Inc | COM | 1K | 12K | – |
| Trane Technologies Plc | COM | 2K | 6K | – |
| Transdigm Group Inc | COM | 2K | 2K | – |
| TransUnion | COM | 856 | 12K | – |
| Trip.com Group Ltd | COM | 2K | 48K | – |
| Tripadvisor Inc | COM | 262 | 15K | – |
| U.S. Global Jets ETF | COM | 1K | 69K | – |
| United Rentals Inc | COM | 2K | 3K | – |
| United Therapeutics Corp | COM | 622 | 2K | – |
| V.F. CORP | COM | 818 | 61K | – |
| Vail Resorts Inc | COM | 244 | 1K | – |
| Valero Energy Corp | COM | 208 | 1K | – |
| VanEck Gold Miners ETF | COM | 11K | 331K | – |
| VanEck Junior Gold Miners ETF | COM | 2K | 41K | – |
| Vanguard FTSEEuropean ETF | COM | 388 | 6K | – |
| Vanguard Real Estate ETF | COM | 2K | 19K | – |
| Ventas Inc | COM | 1K | 20K | – |
| Verisk Analytics Inc | COM | 2K | 6K | – |
| VERIZON COMMUNICATIONS INC | COM | 4K | 88K | – |
| VERTEX PHARMACEUTICALS INC | COM | 7K | 14K | – |
| Viking Therapeutics Inc | COM | 4K | 85K | – |
| VULCAN MATERIALS CO | COM | 484 | 2K | – |
| W.W. GRAINGER INC | COM | 2K | 2K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 4K | 300K | – |
| WALT DISNEY CO (THE) | COM | 9K | 87K | – |
| Warner Bros Disc Inc | COM | 2K | 235K | – |
| WASTE MANAGEMENT INC | COM | 7K | 33K | – |
| Waters Corp | COM | 570 | 2K | – |
| Wells Fargo & Co | COM | 5K | 83K | – |
| Welltower Inc | COM | 1K | 10K | – |
| WESTERN ALLIANCE BANCORPORATION | COM | 219 | 3K | – |
| Western Digital Corp | COM | 399 | 5K | – |
| Westinghouse Air Brake Technologies Corp | COM | 3K | 19K | – |
| WHIRLPOOL CORP | COM | 784 | 8K | – |
| WILLIAMS COMPANIES INC (THE) | COM | 500 | 12K | – |
| WILLIAMS-SONOMA INC | COM | 2K | 6K | – |
| Wingstop Inc | COM | 510 | 1K | – |
| Wix.com Ltd | COM | 278 | 2K | – |
| XPO Inc | COM | 1K | 13K | – |
| Xylem Inc | COM | 2K | 12K | – |
| ZEBRA TECHNOLOGIES CORP | COM | 201 | 653 | – |
| Zoetis Inc | COM | 497 | 3K | – |