ISC FINANCIAL ADVISORS
MURRAY FINANCIAL GROUP, LLC Legal Name
Adviser information for ISC FINANCIAL ADVISORS last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,073 | $908.0M |
| Non-Discretionary | 46 | $292.9M |
| Total | 3,119 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,009 | $246.2M |
| HNW Individuals | 252 | $652.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 46 | $292.9M |
| Charitable organizations | 16 | $9.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 15 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-72585 |
|---|---|
| SEC ERA File Number | 801-72585 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157626 |
| Legal Entity Identifier | None |
Principal Office
200 NORTH BROADWAY AVE.ALBERT LEA
MN
United States
Monday - Friday, 8:00 TO 5:00
Tel: 507-373-8216, Fax: 507-373-6220
Chief Compliance Officer
RICHARD MURRAY
PRESIDENT
200 NORTH BROADWAY AVE.
ALBERT LEA
MN
United States
Tel:
(507)373-8216
Fax:
(507)373-6220
R***@***********************M
(Full email address available in API data)
Regulatory Contact
JON MURRAY
INVESTMENT ADVISOR
200 NORTH BROADWAY AVE.
ALBERT LEA
MN
United States
Tel:
507.373.8216
J**@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MURRAY, RICHARD, JOHN | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 04/2011 | 50-75% |
| MURRAY, JONATHAN, ORLO | Individual | – | MINORITY OWNER | 01/2024 | 10-25% |
| GARTNER, LAWRENCE, THOMAS | Individual | – | MINORITY OWNER | 01/2024 | 10-25% |
| JAYNES, TIMOTHY, BURNS | Individual | – | MINORITY OWNER | 01/2024 | 10-25% |