MODERN CAPITAL ADVISORS, LLC
Adviser information for MODERN CAPITAL ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wyoming, United States |
Employees
| Total Number of Employees | 30 |
|---|---|
| Investment Advisory/Research | 24 |
| Registered Broker-Dealer Representatives | 24 |
| Registered State Investment Advisers | 24 |
| Licensed Agents of an Insurance Company | 30 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,528 | $273.7M |
| Non-Discretionary | 33 | $11.7M |
| Total | 1,561 | $285.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,528 | $216.9M |
| HNW Individuals | 33 | $68.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1561 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesSOLICITOR FEES |
| Other Business Activities | Broker-dealer |
Principal Office
7780 BRIER CREEK PARKWAYSUITE 325
RALEIGH
NC
United States
Monday - Friday, 9AM-5PM EST
Tel: 800-440-0442, Fax: 919.800.3851
Websites
Chief Compliance Officer
JOHN LANDSIEDEL
7780 BRIER CREEK PKWY. #325
RALEIGH
NC
United States
Tel:
919.701.7528
J**********@************M
(Full email address available in API data)
Regulatory Contact
DAN SHANAHAN
PRESIDENT
7780 BRIER CREEK PKWY.
SUITE 325
RALEIGH
NC
United States
Tel:
919.302.9855
D********@************M
(Full email address available in API data)
Industry Affiliates
| LIBERTY PARTNERS FINANCIAL SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MODERN CAPITAL SECURITIES INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHANAHAN, DANIEL, JAMES | Individual | – | PRESIDENT | 12/2022 | < 5% |
| LANDSIEDEL, JOHN, JOSEPH | Individual | – | CCO | 03/2023 | < 5% |
| WOODWARD, CASSANDRA, TALEEN | Individual | – | COO | 09/2004 | 25-50% |
| Carrigan, Christopher | Individual | – | CEO | 06/2023 | 25-50% |
| CHAMBERS, ASHLEY, BROOK | Individual | – | CHIEF MARKETING OFFICER | 06/2023 | 25-50% |
| TOPSAIL ACQUISITIONS HOLDINGS, LLC | Domestic Entity | – | HOLDING COMPANY | 06/2023 | 25-50% |