ATCAP PARTNERS, LLC
Adviser information for ATCAP PARTNERS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 23 |
| Registered State Investment Advisers | 16 |
| Licensed Agents of an Insurance Company | 16 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 288 | $84.2M |
| Non-Discretionary | 0 | $0 |
| Total | 288 | $84.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 213 | $41.7M |
| HNW Individuals | 75 | $42.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Market timing servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesWRAP FEE BASED ON PERCENTAGE OF ASSETS UNDER MANAGEMENT |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 19.3M |
| Portfolio Manager | 19.3M |
| Both for Same | 19.3M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CRITICAL MATH WRAP FEE PROGRAM | ATCAP PARTNERS, LLC |
Identifiers
| SEC RIA File Number | 801-72617 |
|---|---|
| SEC ERA File Number | 801-72617 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158214 |
| Legal Entity Identifier | None |
Principal Office
1445 RESEARCH BOULEVARD#530
ROCKVILLE
MD
United States
Monday - Friday, 8 AM -- 5 PM
Tel: 866-842-3356, Fax: 301-424-3817
Chief Compliance Officer
ANGELA HOLLAND
CCO
1445 RESEARCH BOULEVARD
SUITE 530
ROCKVILLE
MD
United States
Tel:
2402231988
Fax:
301-424-3817
A*******@**********M
(Full email address available in API data)
Regulatory Contact
CATHERINE AYERS-RIGSBY
CEO
1445 RESEARCH BOULEVARD, #530
SUITE 530
ROCKVILLE
MD
United States
Tel:
240-223-1998
Fax:
301-424-3817
C************@**********M
(Full email address available in API data)
Industry Affiliates
| ADVISORS PREFERRED LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CEROS FINANCIAL SERVICES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CEROS VERMOEGENSVERWALTUNG AG | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| INNOVATION X ADVISORS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AYERS-RIGSBY, MARY, CATHERINE | Individual | – | CEO | 04/2011 | < 5% |
| ADVISORS PREFERRED HOLDING, LLC | Domestic Entity | – | OWNER OF ATCAP PARTNERS, LLC | 06/2016 | > 75% |
| HOLLAND, ANGELA, LYNNETTE | Individual | – | CCO | 03/2022 | < 5% |
| NORMANDY SHORES, LLC | Domestic Entity | DGBM HOLDINGS, LLC | OWNER | 11/2023 | |
| GOLDWASSER, MARK, HARRY | Individual | NORMANDY SHORES, LLC | OWNER | 11/2023 | 50-75% |
| BROWN, DAVID, PETER | Individual | DGBM HOLDINGS, LLC | OWNER | 11/2023 | |
| DEWEY, CHRISTOPHER, CLAIBORNE | Individual | DGBM HOLDINGS, LLC | OWNER | 11/2023 | |
| GOLDWASSER, DIRK, DAVID | Individual | NORMANDY SHORES, LLC | OWNER | 08/2019 | 50-75% |
| DGBM HOLDINGS, LLC | Domestic Entity | ADVISORS PREFERRED HOLDING, LLC | OWNER | 11/2023 | > 75% |