SHEFFIELD ASSET MANAGEMENT, L.L.C.
Adviser information for SHEFFIELD ASSET MANAGEMENT, L.L.C. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $204.8M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $204.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $10.6M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $194.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-72620 |
|---|---|
| SEC ERA File Number | 801-72620 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 137065 |
| Legal Entity Identifier | 5493009VZB8HZ3MJLJ69 |
Principal Office
900 NORTH MICHIGAN AVENUESUITE 1720
CHICAGO
IL
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 312-506-6400, Fax: None
Chief Compliance Officer
MICHELLE PELUSO
CHIEF FINANCIAL OFFICER
900 NORTH MICHIGAN AVENUE
SUITE 1720
CHICAGO
IL
United States
Tel:
312-506-6866
Fax:
312-506-6401
M******@****************M
(Full email address available in API data)
Regulatory Contact
BRIAN FELTZIN
MANAGING MEMBER
900 NORTH MICHIGAN AVENUE
SUITE 1720
CHICAGO
IL
United States
Tel:
312-506-6402
Fax:
312-506-6401
B*******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SHEFFIELD PARTNERS, L.P. | Hedge Fund | $194.2M | $0.1M | 47 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FELTZIN, BRIAN, JAY | Individual | – | MANAGING MEMBER | 01/2003 | > 75% |
| PELUSO, MICHELLE, HELENA | Individual | – | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | 03/2019 | < 5% |