LONGBOARD ASSET MANAGEMENT
LONGBOARD ASSET MANAGEMENT, LP Legal Name
Adviser information for LONGBOARD ASSET MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $116.2M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $116.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $116.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-72623 |
|---|---|
| SEC ERA File Number | 801-72623 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 155617 |
| Legal Entity Identifier | 5493002JZ6I861Q1NN40 |
Principal Office
3520 E OREGON AVEPHOENIX
AZ
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 800-290-8319, Fax: None
Chief Compliance Officer
CURTIS CHRISTENSEN
CHIEF COMPLIANCE OFFICER
P. O. BOX 97730
PHOENIX
AZ
United States
Tel:
480-717-4777
C*****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WILCOX, COLE, MCALLISTER | Individual | – | CHIEF EXECUTIVE OFFICER, PARTNER, CHIEF INVESTMENT OFFICER | 12/2010 | > 75% |
| VALLE VISTA HOLDINGS, LLC | Domestic Entity | – | NON-VOTING MEMBER | 11/2011 | 10-25% |
| CHRISTENSEN, CURTIS, REED | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2013 | < 5% |
| LONGBOARD ASSET MANAGEMENT GP, LLC | Domestic Entity | – | GENERAL PARTNER | 11/2016 | < 5% |
| WILCOX, COLE, MCALLISTER | Individual | LONGBOARD ASSET MANAGEMENT GP, LLC | MEMBER | 11/2016 | > 75% |
| Baldwin, Sarah, Elizabeth | Individual | – | PORTFOLIO MANAGER | 06/2019 | < 5% |