MCNALLY ADVISORS, LLC
Adviser information for MCNALLY ADVISORS, LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $319.4M |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $319.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $319.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-72626 |
|---|---|
| SEC ERA File Number | 801-72626 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158707 |
| Legal Entity Identifier | None |
Principal Office
151 N. FRANKLIN STREETSUITE 2650
CHICAGO
IL
United States
Monday - Friday, 9 A,M. - 5 P.M.
Tel: 312-357-3710, Fax: 312-629-7609
Chief Compliance Officer
BRIAN GROGAN
CHIEF FINANCIAL OFFICER
151 N. FRANKLIN STREET
SUITE 2650
CHICAGO
IL
United States
Tel:
312-757-5127
Fax:
312-629-7609
B******@*****************M
(Full email address available in API data)
Industry Affiliates
| MCNALLY CAPITAL FUND II GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| MCNALLY CAPITAL SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MCNALLY CAPITAL - ALTAMIRA SPV, LLC | Private Equity Fund | $12.7M | $0.0M | 25 |
| MCNALLY CAPITAL - AMI SPV, LLC | Private Equity Fund | $14.0M | $0.0M | 12 |
| MCNALLY CAPITAL - DEDICATED COMPUTING SPV, LLC | Private Equity Fund | $25.3M | $0.0M | 38 |
| MCNALLY CAPITAL - ITS SPV, LLC | Private Equity Fund | $18.7M | $0.0M | 28 |
| MCNALLY CAPITAL - JDE SPV, LLC | Private Equity Fund | $5.7M | $0.0M | 20 |
| MCNALLY CAPITAL - NRN QOF I SPV, LLC | Private Equity Fund | $28.0M | $0.0M | 40 |
| MCNALLY CAPITAL - NRN QOF II SPV, LLC | Private Equity Fund | $12.3M | $0.0M | 43 |
| MCNALLY CAPITAL - ORBIS CO-INVESTMENT, LLC | Private Equity Fund | $17.1M | $0.0M | 23 |
| MCNALLY CAPITAL - RE-SOURCING SPV, LLC | Private Equity Fund | $23.0M | $0.0M | 41 |
| MCNALLY CAPITAL - SENTRY SPV, LLC | Private Equity Fund | $21.5M | $0.0M | 35 |
| MCNALLY CAPITAL - XCELERATE CO-INVESTMENT, LLC | Private Equity Fund | $11.1M | $0.0M | 23 |
| MCNALLY CAPITAL FUND II-A, LP | Private Equity Fund | $6.5M | $0.0M | 3 |
| MCNALLY CAPITAL FUND II, LP | Private Equity Fund | $123.5M | $0.0M | 45 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCNALLY CAPITAL, LLC | Domestic Entity | – | MANAGING MEMBER | 07/2011 | > 75% |
| MCNALLY, WARD, S. | Individual | – | MANAGING PARTNER | 04/2008 | < 5% |
| MCNALLY, WARD, S. | Individual | MCNALLY CAPITAL, LLC | MANAGING PARTNER | 04/2008 | 25-50% |
| Grogan, Brian, Michael | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | 03/2020 | < 5% |
| Rassey, Louis, William | Individual | – | MANAGING PARTNER | 01/2024 | < 5% |