RPG FAMILY WEALTH ADVISORY, LLC

Adviser information for RPG FAMILY WEALTH ADVISORY, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	24
Investment Advisory/Research	14
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	14
Licensed Agents of an Insurance Company	9
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	530	$481.8M
Non-Discretionary	3	$10.5M
Total	533	$492.3M

Clients

Type	Number	RAUM
Individuals	375	$106.7M
HNW Individuals	100	$336.0M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	8	$12.0M
Charitable organizations	<5	$1.9M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	48	$35.7M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation	% of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number	801-72631
SEC ERA File Number	801-72631
SEC CIK Numbers	1569884
SEC CRD Numbers	158528
Legal Entity Identifier	None

Principal Office

25 BURLINGTON MALL ROAD
SUITE 404
BURLINGTON
MA
United States

Monday - Friday, 8:30AM TO 5:00PM

Tel: (888) 285-8600, Fax: (781) 273-0333

Websites

www.linkedin.com/company/rpg-family-wealth-advisory-llc/ www.linkedin.com/in/rpg-family-wealth-advisory-295a34142/ www.rpgfamilywealthadvisory.com www.instagram.com/rpgfamilywealth/ twitter.com/rpgfamilywealth?lang=en

Chief Compliance Officer

ROBERT D. MCCAULEY

CHIEF FINANCIAL OFFICER

25 BURLINGTON MALL ROAD

SUITE 404

BURLINGTON

United States

Tel: (781) 547-8677

Fax: (781) 273-0333

R*********@********************M

(Full email address available in API data)

Regulatory Contact

MAURA F. DICKSON

COMPLIANCE ANALYST

25 BURLINGTON MALL ROAD

SUITE 404

BURLINGTON

United States

Tel: 781-916-8176

M*******@********************M

(Full email address available in API data)

Industry Affiliates

RISK PARADIGM GROUP, LLC	Other investment adviser, including financial planners
RPG INSURANCE SOLUTIONS	Insurance company or agency

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners

None

Control Persons

Name	Type	Entity	Title	Since	Ownership
RISK PARADIGM GROUP HOLDINGS, LLC	Domestic Entity	–	HOLDING COMPANY	09/2011	> 75%
GATTI, DAVID, MICHAEL	Individual	RISK PARADIGM GROUP HOLDINGS, LLC	CHIEF EXECUTIVE OFFICER, FOUNDING PARTNER	09/2011	50-75%
GATTI, DAVID, MICHAEL	Individual	–	CHIEF EXECUTIVE OFFICER, FOUNDING PARTNER	09/2011	< 5%
DUBE, MARIANN	Individual	–	CHIEF ADMINISTRATIVE OFFICER	04/2013	< 5%
MCCAULEY, ROBERT, DUFF	Individual	–	CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER	04/2013	< 5%

No. Employees, Historic

RAUM, Historic

No. Clients, Historic

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024

Name	Class	Value $USD	# Shares	Private Fund
ALIBABA GROUP HLDG LTD	SPONSORED ADS	1M	20K	–
ALPHABET INC	CAP STK CL A	8M	42K	–
AMAZON COM INC	COM	9M	45K	–
AMPLIFY ETF TR	AMPLIFY JUNIOR S	2M	169K	–
APPLE INC	COM	10M	46K	–
APYX MEDICAL CORPORATION	COM	101K	75K	–
BERKSHIRE HATHAWAY INC DEL	CL B NEW	6M	15K	–
BITWISE BITCOIN ETF TR	SHS BEN INT	7M	226K	–
BOOZ ALLEN HAMILTON HLDG COR	CL A	5M	33K	–
DBX ETF TR	XTKR EMGRIN MKTS	3M	110K	–
DBX ETF TR	XTRCKR MSCI US	8M	149K	–
EXCHANGE TRADED CONCEPTS TRU	EMQQ EM INTERN	1M	44K	–
EXXON MOBIL CORP	COM	7M	65K	–
FEDERAL SIGNAL CORP	COM	7M	87K	–
FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	354K	20K	–
FIRST TR EXCH TRD ALPHDX FD	ASIA EX JAPAN	686K	24K	–
FIRST TR EXCH TRD ALPHDX FD	EUROPE ALPHADEX	728K	20K	–
FIRST TR EXCHANGE TRADED FD	CONSUMR DISCRE	460K	8K	–
FIRST TR EXCHANGE TRADED FD	CONSUMR STAPLE	440K	7K	–
FIRST TR EXCHANGE TRADED FD	ENERGY ALPHADX	446K	25K	–
FIRST TR EXCHANGE TRADED FD	FINLS ALPHADEX	446K	10K	–
FIRST TR EXCHANGE TRADED FD	INDLS PROD DUR	460K	7K	–
FIRST TR EXCHANGE TRADED FD	TECH ALPHADEX	464K	3K	–
FIRST TR EXCHANGE TRADED FD	UTILITIES ALPH	444K	13K	–
FIRST TR EXCHANGE-TRADED FD	NO AMER ENERGY	364K	12K	–
FIRST TR EXCHANGE-TRADED FD	MULTI ASSET DI	321K	20K	–
FIRST TR EXCHANGE-TRADED FD	SENIOR LN FD	5M	120K	–
FIRST TR LRGE CP CORE ALPHA	COM SHS	339K	3K	–
FIRST TR MULTI CAP GROWTH AL	COM SHS	1M	11K	–
FIRST TR S&P REIT INDEX FD	COM	446K	17K	–
GLOBAL X FDS	MSCI GREECE ETF	4M	91K	–
GLOBAL X FDS	US INFR DEV ETF	543K	15K	–
INNOVATOR ETFS TRUST	PREM INC 20 BARR	2M	60K	–
INNOVATOR ETFS TRUST	PREM INC 30 BARR	2M	60K	–
INVESCO EXCH TRADED FD TR II	VAR RATE PFD	459K	19K	–
INVESCO EXCH TRADED FD TR II	EMRNG MKT SVRG	319K	16K	–
INVESCO EXCH TRD SLF IDX FD	BULSHS 2025 CB	311K	15K	–
INVESCO EXCH TRD SLF IDX FD	RUSL 1000 DYNM	4M	67K	–
INVESCO EXCH TRD SLF IDX FD	BULSHS 2025 HY	3M	120K	–
INVESCO EXCH TRD SLF IDX FD	INVSCO BLSH 26	3M	120K	–
INVESCO EXCH TRD SLF IDX FD	BULLETSHS 2030	6M	251K	–
INVESCO QQQ TR	UNIT SER 1	724K	2K	–
IRON MTN INC DEL	COM	4M	40K	–
ISHARES INC	MSCI MEXICO ETF	3M	53K	–
ISHARES TR	0-5 YR TIPS ETF	925K	9K	–
ISHARES TR	20 YR TR BD ETF	2M	25K	–
ISHARES TR	CORE S&P500 ETF	852K	2K	–
ISHARES TR	CORE S&P MCP ETF	332K	6K	–
ISHARES TR	CORE S&P SCP ETF	320K	3K	–
ISHARES TR	IBOXX INV CP ETF	289K	3K	–
ISHARES TR	BRAZIL SM-CP ETF	1M	110K	–
ISHARES TR	EAFE GRWTH ETF	306K	3K	–
ISHARES TR	RUS 1000 GRW ETF	4M	11K	–
ISHARES TR	RUS 2000 GRW ETF	3M	13K	–
ISHARES TR	RUS MD CP GR ETF	298K	3K	–
ISHARES TR	7-10 YR TRSY BD	7M	77K	–
ISHARES TR	EAFE SML CP ETF	1M	22K	–
ISHARES TR	ESG MSCI LEADR	7M	72K	–
ISHARES TR	MSCI ACWI ETF	275K	2K	–
ISHARES TR	PFD AND INCM SEC	5M	167K	–
ISHARES TR	US AER DEF ETF	1M	8K	–
ISHARES U S ETF TR	BLACKROCK SH DUR	4M	85K	–
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	3M	50K	–
J P MORGAN EXCHANGE TRADED F	ULTRA SHRT INC	14M	268K	–
KBR INC	COM	2M	30K	–
KRANESHARES TRUST	CSI CHI INTERNET	3M	120K	–
MERCADOLIBRE INC	COM	200K	122	–
META PLATFORMS INC	CL A	8M	17K	–
MICROSOFT CORP	COM	9M	20K	–
MODERNA INC	COM	2M	18K	–
MONOLITHIC PWR SYS INC	COM	3M	3K	–
MURPHY USA INC	COM	7M	14K	–
NORTHERN LIGHTS FD TR	TOEWS AGLTY DNYM	3M	129K	–
NU HLDGS LTD	ORD SHS CL A	3M	216K	–
NVIDIA CORPORATION	COM	9M	71K	–
OPKO HEALTH INC	COM	100K	80K	–
OREILLY AUTOMOTIVE INC	COM	5M	5K	–
PAYPAL HLDGS INC	COM	2M	26K	–
PIMCO ETF TR	ENHAN SHRT MA AC	282K	3K	–
REGENERON PHARMACEUTICALS	COM	6M	6K	–
SELECT SECTOR SPDR TR	SBI CONS STPLS	1M	18K	–
SELECT SECTOR SPDR TR	INDL	1M	12K	–
SELECT SECTOR SPDR TR	SBI INT-UTILS	2M	23K	–
SELECT SECTOR SPDR TR	COMMUNICATION	2M	23K	–
SELECT SECTOR SPDR TR	SBI CONS DISCR	1M	8K	–
SELECT SECTOR SPDR TR	ENERGY	2M	17K	–
SELECT SECTOR SPDR TR	SBI HEALTHCARE	1M	10K	–
SELECT SECTOR SPDR TR	RL EST SEL SEC	1M	35K	–
SELECT SECTOR SPDR TR	SBI MATERIALS	1M	16K	–
SELECT SECTOR SPDR TR	FINANCIAL	1M	36K	–
SELECT SECTOR SPDR TR	TECHNOLOGY	2M	7K	–
SHELL PLC	SPON ADS	215K	3K	–
SPDR INDEX SHS FDS	DJ INTL RL ETF	2M	83K	–
SPDR INDEX SHS FDS	S&P EMKTSC ETF	4M	74K	–
SPDR S&P 500 ETF TR	TR UNIT	450K	824	–
SPDR SER TR	BLOOMBERG INTL	320K	11K	–
SPDR SER TR	BLOOMBERG INTL T	315K	15K	–
SPDR SER TR	FTSE INT GVT ETF	7M	179K	–
SPDR SER TR	BBG CONV SEC ETF	3M	38K	–
SPDR SER TR	S&P BIOTECH	2M	17K	–
SSGA ACTIVE ETF TR	BLACKSTONE SENR	2M	58K	–
STERLING INFRASTRUCTURE INC	COM	4M	33K	–
TESLA INC	COM	547K	3K	–
UBS GROUP AG	SHS	8M	264K	–
VANGUARD INDEX FDS	S&P 500 ETF SHS	449K	895	–
VAXART INC	COM NEW	17K	25K	–
VERIZON COMMUNICATIONS INC	COM	8M	185K	–
VISA INC	COM CL A	7M	28K	–
WESTERN DIGITAL CORP.	COM	322K	4K	–