LEGACY FINANCIAL ADVISORS, INC.
Adviser information for LEGACY FINANCIAL ADVISORS, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kentucky, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,401 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 4,401 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 600 | $160.3M |
| HNW Individuals | 353 | $816.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 52 | $139.9M |
| Charitable organizations | <5 | $9.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
117 EAST FOURTH STREETCOVINGTON
KY
United States
Monday - Friday, 8:00 AM-5:00PM
Tel: 859-655-5225, Fax: 859-655-9049
Chief Compliance Officer
JONATHAN G. KASTING
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel:
513-977-8234
J**********@*****************************M
(Full email address available in API data)
Regulatory Contact
LAURA L. BRANUM
CHIEF OPERATING OFFICER
117 EAST 4TH STREET
COVINGTON
KY
United States
Tel:
859-655-3865
Fax:
859-655-9049
B*****@**************************M
(Full email address available in API data)
Industry Affiliates
| BRIDGE PARTNERS | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAISEL, MICHAEL, JOSEPH | Individual | – | CEO AND MANAGING PRINCIPAL | 07/2011 | 25-50% |
| SARTORI, PAUL, ANTHONY | Individual | – | MANAGING PRINCIPAL | 07/2011 | 25-50% |
| LUCAS, PETER, TRENT | Individual | – | MANAGING PRINCIPAL | 07/2011 | 25-50% |
| BRANUM, LAURA, LEE | Individual | – | CHIEF OPERATIONS OFFICER | 07/2011 | < 5% |
| Kuhnhein, Robert, Justin | Individual | – | DIRECTOR OF INVESTMENTS | 04/2019 | < 5% |
| Kasting, Jonathan, G | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMAZON.COM INC | Stock | 7M | 36K | – |
| CBS CORP CL B | Stock | 208K | 20K | – |
| WISDOMTREE US VALUE FUND OF BENEF INTEREST | ETF | 15M | 210K | – |
| STARBUCKS CORP | Stock | 817K | 10K | – |
| PUBLIC SVC ENTERPRISE GRP INC COM | Stock | 1M | 16K | – |
| BLOCK INC CL A | Stock | 229K | 4K | – |
| ELEVANCE HEALTH INC COM | Stock | 702K | 1K | – |
| MONSTER BEVERAGE CORP | Stock | 641K | 13K | – |
| JOHNSON & JOHNSON COM | Stock | 2M | 16K | – |
| WASTE MANAGEMENT INC | Stock | 365K | 2K | – |
| VANGUARD TOTAL STK MKT | ETF | 4M | 15K | – |
| COSTCO WHOLESALE CORP | Stock | 1M | 2K | – |
| GOLDMAN SACHS GROUP INC | Stock | 601K | 1K | – |
| TOYOTA MOTOR CORP ADS | ADR | 919K | 4K | – |
| ROYAL DUTCH SHELL PLC-ADR | ADR | 1M | 14K | – |
| YUM! BRANDS INC | Stock | 458K | 3K | – |
| BOSTON SCIENTIFIC CORP | Stock | 316K | 4K | – |
| PROCTER AND GAMBLE CO COM | Stock | 12M | 75K | – |
| COCA COLA CO COM | Stock | 2M | 36K | – |
| GENERAL MLS INC COM | Stock | 263K | 4K | – |
| TRUIST FINL CORP COM | Stock | 3M | 85K | – |
| UNITED PARCEL SERVICE INC | Stock | 1M | 9K | – |
| MARRIOTT INTL INC | Stock | 391K | 2K | – |
| INTEL CORP COM | Stock | 954K | 31K | – |
| CHICAGO MERCANTILE HLDGS INC | Stock | 360K | 2K | – |
| MEDTRONIC PLC SHS | Stock | 1M | 13K | – |
| CLOROX CO DEL COM | Stock | 609K | 4K | – |
| COMERICA INC COM | Stock | 254K | 5K | – |
| CROCS INC | Stock | 313K | 2K | – |
| NETFLIX COM INC | Stock | 3M | 4K | – |
| PAYCHEX INC | Stock | 617K | 5K | – |
| HORMEL FOODS CORP COM | Stock | 593K | 19K | – |
| SEI INVESTMENTS CO | Stock | 294K | 5K | – |
| HESS CORP COM | Stock | 848K | 6K | – |
| COLUMBIA INTERNATIONAL EQUITY INCOME ETF | ETF | 239K | 8K | – |
| ISHARES INTERNATIONAL DIVIDEND GROWTH ETF | ETF | 276K | 4K | – |
| PROLOGIS SHARE BENEFICIAL INT | REIT | 435K | 4K | – |
| MERCK & CO INC | Stock | 3M | 20K | – |
| SPDR S&P 500 ETF TRUST | ETF | 721K | 1K | – |
| MCKESSON CORP | Stock | 307K | 526 | – |
| MASTERCARD INC | Stock | 2M | 4K | – |
| EMERSON ELEC CO COM | Stock | 233K | 2K | – |
| ALLSTATE CORP | Stock | 622K | 4K | – |
| BELDEN CDT INC | Stock | 303K | 3K | – |
| LEGGETT & PLATT INC COM | Stock | 197K | 17K | – |
| AMERICAN FINL GROUP INC O | Stock | 636K | 5K | – |
| VERTEX PHARMACEUTICALS IN | Stock | 1M | 2K | – |
| VERIZON COMMUNICATIONS | Stock | 2M | 37K | – |
| CHUBB LIMITED COM | Stock | 634K | 2K | – |
| FEDEX CORP | Stock | 413K | 1K | – |
| SNAP ON INC COM | Stock | 2M | 7K | – |
| SHERWIN WILLIAMS CO COM | Stock | 356K | 1K | – |
| PEPSICO INC COM | Stock | 1M | 9K | – |
| NUVEEN ESG LARGE-CAP GROWTH ETF | ETF | 252K | 3K | – |
| NUVEEN ESG LARGE-CAP VALUE ETF | ETF | 438K | 12K | – |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | ADR | 293K | 23K | – |
| HONEYWELL INTL INC | Stock | 664K | 3K | – |
| TRANE TECHNOLOGIES PLC SHS | Stock | 392K | 1K | – |
| FIRSTENERGY CORP | Stock | 447K | 12K | – |
| FORD MOTOR COMPANY | Stock | 533K | 43K | – |
| ISHARES ESG AWARE MSCI USA ETF | ETF | 314K | 3K | – |
| US BANCORP DEL COM NEW | Stock | 1M | 32K | – |
| XCEL ENERGY INC COM | Stock | 270K | 5K | – |
| BP PLC SPONSORED ADR | ADR | 684K | 19K | – |
| HOME DEPOT | Stock | 3M | 8K | – |
| AUTOMATIC DATA PROCESSING INC COM | Stock | 828K | 3K | – |
| OFFICE PPTYS INCOME TR COM SHS BEN INT | REIT | 20K | 10K | – |
| DUPONT DE NEMOURS INC COM | Stock | 266K | 3K | – |
| BHP GROUP LTD SPONSORED ADS | ADR | 484K | 8K | – |
| SPDR GOLD ETF | ETF | 246K | 1K | – |
| SOUTHERN CO COM | Stock | 400K | 5K | – |
| CENCORA INC COM | Stock | 584K | 3K | – |
| BRITISH AMERICAN TOBACCO | ADR | 296K | 10K | – |
| FAT BRANDS INC CLASS A COM | Stock | 103K | 20K | – |
| WHIRLPOOL CORP COM | Stock | 562K | 5K | – |
| AON CORP | Stock | 268K | 914 | – |
| GALLAGHER ARTHUR J &CO | Stock | 236K | 910 | – |
| HENRY JACK & ASSOC INC | Stock | 686K | 4K | – |
| BANCO BILBAO VIZCAYAARGENTARIA SA ADS EACH REPR 1 ORD EUR0.49 | ADR | 161K | 16K | – |
| LINCOLN ELEC HLDGS INC | Stock | 425K | 2K | – |
| MSC INDL DIRECT INC CL A | Stock | 708K | 9K | – |
| ISHARES S&P SMALLCAP 600 ETF | ETF | 402K | 4K | – |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 2M | 6K | – |
| ADOBE SYS INC | Stock | 1M | 2K | – |
| GOOGLE INC | Stock | 5M | 27K | – |
| INVESCO S&P SMALLCAP 600 REVENUE ETF | ETF | 1M | 25K | – |
| PROGRESSIVE CORP COM | Stock | 949K | 5K | – |
| FISERV INC | Stock | 303K | 2K | – |
| O REILLY AUTOMOTIVE INC | Stock | 512K | 485 | – |
| EASTMAN CHEMICAL CO | Stock | 704K | 7K | – |
| PRINCIPAL FINANCIAL GROUP INC COM | Stock | 437K | 6K | – |
| INTUIT INC | Stock | 727K | 1K | – |
| UNILEVER PLC SPON ADR NEW | ADR | 907K | 17K | – |
| CSX CORP | Stock | 280K | 8K | – |
| COMCAST CORP NEW CL A | Stock | 2M | 43K | – |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | ADR | 209K | 18K | – |
| MICROSOFT | Stock | 15M | 34K | – |
| DOCUSIGN INC COM | Stock | 271K | 5K | – |
| CVS HEALTH CORP COM | Stock | 539K | 9K | – |
| SIMON PROPERTY GROUP INC | REIT | 374K | 2K | – |
| V F CORP COM | Stock | 158K | 12K | – |
| VANGUARD ESG U.S. STOCK ETF | ETF | 406K | 4K | – |
| BOEING CO COM | Stock | 2M | 9K | – |
| VANGUARD SMALL CAP ETF | ETF | 280K | 1K | – |
| VANGUARD MID CAP | ETF | 303K | 1K | – |
| NEXTERA ENERGY INC COM | Stock | 715K | 10K | – |
| NIKE INC CLASS B | Stock | 363K | 5K | – |
| TESLA MOTORS INC | Stock | 3M | 15K | – |
| LINDE PLC SHS | Stock | 781K | 2K | – |
| ISHARES MSCI EMERGING MARKETS EX CHINA ETF | ETF | 4M | 63K | – |
| HILTON WORLDWIDE HLDGS INC COM | Stock | 213K | 976 | – |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | ADR | 80K | 14K | – |
| GERDAU SA SPON ADR REP PFD | ADR | 257K | 78K | – |
| NXP SEMICONDUCTORS NV COM | Stock | 212K | 787 | – |
| NORFOLK SOUTHERN CRP | Stock | 268K | 1K | – |
| PIMCO INTERMEDIATE MUNICIPAL BOND ACTIVE EXCHANGE-TRADED FUND | ETF | 3M | 60K | – |
| WALGREENS BOOTS ALLIANCE INC COM | Stock | 385K | 32K | – |
| BROOKFIELD CORP CL A LTD VT SH | Stock | 424K | 10K | – |
| CENTERPOINT ENERGY INC COM | Stock | 419K | 14K | – |
| ROYAL CARRIBBEAN CRUISES LTD | Stock | 348K | 2K | – |
| STANLEY BLACK & DECKER INC COM | Stock | 306K | 4K | – |
| HEALTH CARE REIT INC | REIT | 269K | 3K | – |
| ZOOM VIDEO COMMUNICATIONS INC CL A | Stock | 237K | 4K | – |
| ASTRAZENECA PLC- SPONS ADR | ADR | 727K | 9K | – |
| SUMITOMO MITSUI FINLGROUP INC SPONSORED ADR ISIN #US86562M2098 | ADR | 150K | 11K | – |
| COMMSCOPE HLDG CO INC COM | Stock | 521K | 424K | – |
| FIFTH THIRD BANCORP | Stock | 3M | 84K | – |
| UBER TECHNOLOGIES INC COM | Stock | 296K | 4K | – |
| HUNTINGTON BANCSHARES INC COM | Stock | 427K | 32K | – |
| AMCOR PLC ORD | Stock | 218K | 22K | – |
| JPMORGAN MUNICIPAL ETF | ETF | 14M | 272K | – |
| ELI LILLY & CO COM | Stock | 3M | 3K | – |
| AIR PRODS & CHEMS INC COM | Stock | 491K | 2K | – |
| VANGUARD RUSSELL 1000 GROWTH ETF | ETF | 5M | 53K | – |
| NUVEEN ESG HIGH YIELD CORPORATE BOND ETF | ETF | 260K | 12K | – |
| HUNTINGTON INGALLS INDS INC COM | Stock | 683K | 3K | – |
| OPTICAL CABLE CORP COM NEW | Stock | 281K | 104K | – |
| DUKE ENERGY CORP NEW COM NEW | Stock | 582K | 6K | – |
| DIGITAL REALTY TRUST INC | REIT | 208K | 1K | – |
| MICRON TECHNOLOGY | Stock | 310K | 2K | – |
| AFLAC INC COM | Stock | 220K | 2K | – |
| FREEPORT MCMORAN COPPER | Stock | 243K | 5K | – |
| CHIPOTLE MEXICAN GRILL INC | Stock | 351K | 6K | – |
| SPIRIT AIRLINES INC | Stock | 124K | 34K | – |
| INVESCO S&P MIDCAP QUALITY ETF | ETF | 816K | 8K | – |
| SONY GROUP CORP SPONSORED ADR | ADR | 479K | 6K | – |
| ENTERGY CORP NEW COM | Stock | 1M | 12K | – |
| MARATHON PETE CORP | Stock | 718K | 4K | – |
| PALANTIR TECHNOLOGIES INC CL A | Stock | 421K | 17K | – |
| REGENERON PHARMACEUTICALS INC | Stock | 923K | 878 | – |
| SPDR NUVEEN BLOOMBERG HIGH YIELD MUNICIPAL BOND ETF | ETF | 3M | 118K | – |
| SCHWAB US DIVIDEND EQUITY ETF | ETF | 395K | 5K | – |
| CHARGEPOINT HOLDINGS INC COM CL A | Stock | 54K | 36K | – |
| VISA INC | Stock | 3M | 13K | – |
| ISHARES INC MSCI EAFE MINIMUM VOLATILITY INDEX FD | ETF | 390K | 6K | – |
| HERSHEY CO COM | Stock | 737K | 4K | – |
| HILLMAN SOLUTIONS CORP COM | Stock | 996K | 113K | – |
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | ETF | 8M | 100K | – |
| DIMENSIONAL INTERNATIONAL VALUE ETF | ETF | 923K | 26K | – |
| ALLISON TRANSMISSION HLDGS INC COM | Stock | 543K | 7K | – |
| PHILLIPS 66 | Stock | 963K | 7K | – |
| ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF | ETF | 26M | 220K | – |
| CONSTELLATION ENERGY CORP COM | Stock | 209K | 1K | – |
| META PLATFORMS INC CL A | Stock | 5M | 11K | – |
| ASML HOLDING N V N Y REGISTRY SHS | ADR | 1M | 1K | – |
| INGREDION INC COM | Stock | 452K | 4K | – |
| AMERICAN AIRLS GROUP INC COM | Stock | 455K | 40K | – |
| DIMENSIONAL INTERNATIONAL SMALL CAP VALUE ETF | ETF | 874K | 32K | – |
| BANCO SANTANDER CENT HISP | ADR | 229K | 50K | – |
| SERVICE NOW INC | Stock | 648K | 824 | – |
| COCA COLA ENTERPRISEINC | Stock | 336K | 5K | – |
| BCE INC COM NEW | Stock | 232K | 7K | – |
| FIRST FINL BANCORP OH COM | Stock | 280K | 13K | – |
| BLACK HILLS CORP COM | Stock | 612K | 11K | – |
| PALO ALTO NETWORKS INC COM | Stock | 247K | 728 | – |
| FMC CORP COM NEW | Stock | 299K | 5K | – |
| HALEON PLC SPON ADS | ADR | 164K | 20K | – |
| MONDELEZ INTL INC CL A | Stock | 365K | 6K | – |
| AVAGO TECHNOLOGIES LTD | Stock | 2M | 2K | – |
| WORKDAY INC COM | Stock | 223K | 999 | – |
| CANADIAN PACIFIC KANSAS CITY COM | Stock | 295K | 4K | – |
| MOODYS CORP | Stock | 349K | 829 | – |
| WISDOMTREE EMERGING MARKETS EX-CHINA FUND | ETF | 19M | 592K | – |
| BARCLAYS PLC ADR | ADR | 117K | 11K | – |
| HSBC HOLDINGS PLC SPONS ADR | ADR | 713K | 16K | – |
| ING GROEP NV ADR | ADR | 405K | 24K | – |
| MITSUBISHI UFJ FINL GROUP INC SPONSORED | ADR | 201K | 19K | – |
| NOVARTIS AG ADR | ADR | 1M | 11K | – |
| ISHARES CORE MSCI EAFE ETF | ETF | 5M | 74K | – |
| ROYAL BANK OF CANADA | Stock | 405K | 4K | – |
| TELEFONICA S A ADR REPRSTG THREE SHRS | ADR | 85K | 20K | – |
| TOTAL SA ADR | ADR | 963K | 14K | – |
| EXPEDITORS INTL WASH INC | Stock | 396K | 3K | – |
| ACCENTURE LTD BERMUDA CL A | Stock | 1M | 4K | – |
| OMNICOM GROUP INC COM | Stock | 358K | 4K | – |
| KROGER CO COM | Stock | 323K | 6K | – |
| ENBRIDGE INC COM | Stock | 266K | 7K | – |
| NVIDIA CORP | Stock | 13M | 102K | – |
| ARCHER DANIELS MIDLAND CO COM | Stock | 362K | 6K | – |
| EOG RESOURCES INC | Stock | 403K | 3K | – |
| ABBVIE INC COM | Stock | 1M | 9K | – |
| S&P GLOBAL INC COM | Stock | 532K | 1K | – |
| INVESCO INTERNATIONAL DIVIDEND ACHIEVERS ETF | ETF | 784K | 44K | – |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | ADR | 47K | 11K | – |
| WISDOMTREE U.S. QUALITY GROWTH FUND | ETF | 17M | 386K | – |
| CABOT OIL & GAS CP COM | Stock | 283K | 11K | – |
| MACYS INC COM | Stock | 324K | 17K | – |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | ADR | 2M | 9K | – |
| INVESCO S&P 500 QUALITY ETF | ETF | 1M | 20K | – |
| FACTSET RESH SYS INC COM | Stock | 341K | 834 | – |
| DIGITAL TURBINE INC COM NEW | Stock | 32K | 19K | – |
| STRYKER CORP | Stock | 289K | 848 | – |
| QUALCOMM INC COM | Stock | 1M | 7K | – |
| T-MOBILE US INC COM | Stock | 382K | 2K | – |
| INVESCO S&P INTERNATIONAL DEVELOPED HIGH QUALITY ETF | ETF | 946K | 31K | – |
| GENERAL DYNAMICS CORP COM | Stock | 2M | 6K | – |
| INTUITIVE SURGICAL, INC. | Stock | 879K | 2K | – |
| CULLEN FROST BANKERS INC COM | Stock | 912K | 9K | – |
| MCDONALDS CORP COM | Stock | 1M | 4K | – |
| INTERCONTINENTAL EXCHANGE INC COM | Stock | 262K | 2K | – |
| QUEST DIAGNOSTICS INC | Stock | 643K | 5K | – |
| DOVER CORP COM | Stock | 684K | 4K | – |
| CISCO SYS INC | Stock | 2M | 33K | – |
| CAPITAL ONE FINANCIAL CORP | Stock | 272K | 2K | – |
| ISHARES TR RUSSELL MIDCAP INDEX FD | ETF | 382K | 5K | – |
| GRIID INFRASTRUCTURE INC COMMON STOCK | Stock | 1M | 982K | – |
| ADVANCED MICRO DEVICES INC COM | Stock | 958K | 6K | – |
| WISDOMTREE US QUALITY DIVIDEND GROWTH FUND | ETF | 60M | 775K | – |
| GOGO INC COM USD0.0001 | Stock | 338K | 35K | – |
| AUTODESK INC | Stock | 891K | 4K | – |
| WISDOMTREE INTERNATIONAL EQUITY FUND | ETF | 20M | 377K | – |
| NATIXIS GATEWAY QUALITY INCOME ETF | ETF | 16M | 298K | – |
| AT&T INC COM | Stock | 641K | 34K | – |
| GE VERNOVA INC COM | Stock | 334K | 2K | – |
| GE AEROSPACE COM NEW | Stock | 1M | 7K | – |
| MOTOROLA SOLUTIONS INC COM NEW | Stock | 1M | 3K | – |
| ISHARES DJ US TECHNOLOGY | ETF | 412K | 3K | – |
| SKYWORKS SOLUTIONS INC COM | Stock | 729K | 7K | – |
| ISHARES S&P 500 INDEX | ETF | 3M | 6K | – |
| UBS AG NEW F | Stock | 273K | 9K | – |
| THE CIGNA GROUP COM | Stock | 472K | 1K | – |
| ROSS STORES INC | Stock | 211K | 1K | – |
| WELLS FARGO CO NEW COM | Stock | 904K | 15K | – |
| UNION PAC CORP COM | Stock | 2M | 7K | – |
| RIO TINTO PLC SPON ADR | ADR | 605K | 9K | – |
| CINTAS CORP | Stock | 2M | 2K | – |
| ECOLAB INC COM | Stock | 244K | 1K | – |
| SALESFORCE COM | Stock | 1M | 6K | – |
| MICROCHIP TECHNOLOGY INC | Stock | 357K | 4K | – |
| NORTHROP GRUMMAN CORP COM | Stock | 276K | 634 | – |
| THERMO FISHER SCIENTIFIC INC COM | Stock | 1M | 2K | – |
| LOCKHEED MARTIN CORP | Stock | 1M | 3K | – |
| JPMORGAN CHASE & CO. COM | Stock | 8M | 38K | – |
| CHEVRON CORP NEW COM | Stock | 2M | 13K | – |
| CONOCOPHILLIPS COM | Stock | 776K | 7K | – |
| VANGUARD FTSE DEVELOPED MARKETS ETF | ETF | 2M | 44K | – |
| DANAHER CORP | Stock | 646K | 3K | – |
| KOHLS CORP | Stock | 477K | 21K | – |
| M & T BK CORP COM | Stock | 379K | 3K | – |
| TJX COS INC NEW COM | Stock | 864K | 8K | – |
| BANK AMERICA CORP COM | Stock | 1M | 37K | – |
| WALMART INC COM | Stock | 2M | 25K | – |
| INTL BUSINESS MACHINES | Stock | 1M | 6K | – |
| ORACLE CORPORATION | Stock | 3M | 19K | – |
| RTX CORPORATION COM | Stock | 753K | 8K | – |
| TEXAS INSTRS INC COM | Stock | 2M | 9K | – |
| TARGET CORP COM | Stock | 242K | 2K | – |
| PFIZER INC COM | Stock | 1M | 52K | – |
| MORGAN STANLEY | Stock | 680K | 7K | – |
| 3M CO COM | Stock | 923K | 9K | – |
| KLA-TENCOR CORP | Stock | 493K | 598 | – |
| CATERPILLAR INC COM | Stock | 661K | 2K | – |
| ALPHABET INC CAP STK CL C | Stock | 5M | 25K | – |
| AMERICAN EXPRESS CO COM | Stock | 615K | 3K | – |
| AMGEN INC | Stock | 2M | 6K | – |
| APPLIED MATLS INC COM | Stock | 1M | 5K | – |
| ANALOG DEVICES INC COM | Stock | 795K | 3K | – |
| SABRE CORP COM | Stock | 267K | 100K | – |
| TRANSDIGM GROUP INC COM DELAWARE | Stock | 254K | 199 | – |
| AGNICO EAGLE MINES LTD COM | Stock | 339K | 5K | – |
| ARISTA NETWORKS INC COM | Stock | 252K | 720 | – |
| COCA COLA FEMSA SA SPON ADR SPONSORED ADR | ADR | 308K | 4K | – |
| ISHARES CORE S&P U.S. GROWTH ETF | ETF | 612K | 5K | – |
| VANGUARD DIVIDEND APPRECIATION ETF | ETF | 302K | 2K | – |
| ISHARES CORE DIVIDEND GROWTH ETF | ETF | 12M | 200K | – |
| EATON CORP PLC SHS | Stock | 775K | 2K | – |
| ALIBABA GROUP HLDG LTD SPONSORED ADS | ADR | 235K | 3K | – |
| C H ROBINSON WORLDWIDE INC COM NEW | Stock | 595K | 7K | – |
| CRACKER BARREL OLD CTRY STORE COM | Stock | 213K | 5K | – |
| HELMERICH & PAYNE INC COM | Stock | 222K | 6K | – |
| KIMBALL ELECTRONICS INC COM | Stock | 692K | 32K | – |
| LAM RESEARCH CORP | Stock | 498K | 467 | – |
| PHILIP MORRIS INTL INC | Stock | 719K | 7K | – |
| PARKER-HANNIFIN CORP COM | Stock | 423K | 836 | – |
| FIDELITY TOTAL BOND ETF | ETF | 2M | 53K | – |
| ROBERT HALF INC. COM | Stock | 653K | 10K | – |
| VANGUARD MEGA CAP GROWTH ETF | ETF | 859K | 3K | – |
| SYNOPSYS INC COM | Stock | 588K | 988 | – |
| PNC FINL SVCS GROUP INC COM | Stock | 2M | 15K | – |
| EQUINIX INC COM | REIT | 258K | 341 | – |
| BRISTOL-MYERS SQUIBB CO COM | Stock | 395K | 10K | – |
| ISHARES RUSSELL 3000 ETF | ETF | 473K | 2K | – |
| REALTY INCOME CORP COM | REIT | 678K | 13K | – |
| ALTRIA GROUP INC COM | Stock | 246K | 5K | – |
| DOMINION RESOURCES INC | Stock | 350K | 7K | – |
| CITIGROUP INC | Stock | 259K | 4K | – |
| CADENCE DESIGN SYSTEM INC COM | Stock | 440K | 1K | – |
| EXXON MOBIL CORP COM | Stock | 3M | 29K | – |
| UNITEDHEALTH GROUP | Stock | 3M | 5K | – |
| T ROWE PRICE GROUP INC | Stock | 878K | 8K | – |
| LLOYDS TSB GROUP PLC | ADR | 125K | 46K | – |
| LOWES COS INC COM | Stock | 652K | 3K | – |
| DEERE & CO COM | Stock | 463K | 1K | – |
| COLGATE PALMOLIVE CO COM | Stock | 213K | 2K | – |
| SHOPIFY INC CL A | Stock | 680K | 10K | – |
| DEVON ENERGY CORP | Stock | 947K | 20K | – |
| NOVO-NORDISK A/S ADR ADR CMN | ADR | 2M | 13K | – |
| SAP AKTIENGESELLSCHAFT ADR | ADR | 370K | 2K | – |
| RELX PLC SPONSORED ADR | ADR | 241K | 5K | – |
| PAYPAL HLDGS INC COM | Stock | 444K | 8K | – |
| CHARLES SCHWAB CORP | Stock | 274K | 4K | – |
| CAMECO CORP F | Stock | 212K | 4K | – |
| CROWN CASTLE INTL CORP | REIT | 296K | 3K | – |
| AUTOZONE INC NEV | Stock | 219K | 74 | – |
| BLACKROCK INC | Stock | 481K | 611 | – |
| ISHARES CORE S&P MID CAP ETF | ETF | 766K | 13K | – |
| WISDOMTREE GLOBAL EX-US QUALITY DIVIDEND GROWTH FUND | ETF | 19M | 482K | – |
| VANGUARD TAX-EXEMPT BOND ETF | ETF | 2M | 36K | – |
| APPLE INC | Stock | 16M | 76K | – |
| GSK PLC SPONSORED ADR | ADR | 319K | 8K | – |
| ABBOTT LABS COM | Stock | 719K | 7K | – |
| DISNEY WALT CO COM | Stock | 1M | 13K | – |
| BOOKING HOLDINGS INC COM | Stock | 432K | 109 | – |
| MARSH & MCLENNAN COS INC COM | Stock | 468K | 2K | – |