VERICIMETRY ADVISORS LLC
Adviser information for VERICIMETRY ADVISORS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $182.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $182.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $182.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-72644 |
|---|---|
| SEC ERA File Number | 801-72644 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157394 |
| Legal Entity Identifier | None |
Principal Office
972 WEST CAMPUS LANEGOLETA
CA
United States
Monday - Friday, 6:30AM - 5:00PM
Tel: 805 570-1086, Fax: None
Chief Compliance Officer
CHRISTOPHER THOMAS
972 WEST CAMPUS LANE
GOLETA
CA
United States
Tel:
805 570-1086
C***********@**************M
(Full email address available in API data)
Regulatory Contact
MENDEL FYGENSON
CHIEF EXECUTIVE OFFICER
972 WEST CAMPUS LANE
GOLETA
CA
United States
Tel:
805 570-1086
F*@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMITH, RICHARD, ELLIOTT | Individual | RESIII LLC | SOLE MEMBER | 03/2011 | > 75% |
| ANGEL, ROBIN, SHERYL | Individual | BERMAN FAMILY TRUST | TRUSTEE | 08/2009 | 25-50% |
| DAVILA, RUBEN, ALLEN | Individual | – | ELECTED MANAGER | 09/2011 | 5-10% |
| EIGHT REALES CAPITAL INVESTMENTS | Domestic Entity | – | MEMBER | 09/2011 | 5-10% |
| ELIZONDO, CARLOS, ALBERTO | Individual | EIGHT REALES CAPITAL INVESTMENTS | MANAGER | 01/2011 | 25-50% |
| HOFFMAN, ERNEST, B. | Individual | – | MEMBER | 03/2012 | 5-10% |
| BERMAN, COREY | Individual | – | MEMBER | 03/2012 | 5-10% |
| THOMAS, CHRISTOPHER, HUGHES | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2014 | < 5% |
| FYGENSON, MENDEL | Individual | – | CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | 09/2014 | > 75% |
| ROBIN ANGEL TRUST | Domestic Entity | – | OWNER | 03/2021 | 10-25% |
| BERKIN, LARRY, NMN | Individual | – | MEMBER | 03/2024 | < 5% |
| BRADFORD, PATRICK, THURMAN | Individual | – | MEMBER | 03/2024 | < 5% |
| STALTER, IRA, ALFRED | Individual | – | MEMBER | 03/2024 | < 5% |
| Asano, John | Individual | – | MEMBER | 03/2024 | < 5% |