MIDWEST PROFESSIONAL PLANNERS, LTD.
Adviser information for MIDWEST PROFESSIONAL PLANNERS, LTD. last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 28 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 17 |
| Licensed Agents of an Insurance Company | 9 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,223 | $431.8M |
| Non-Discretionary | 0 | $0 |
| Total | 2,223 | $431.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 430 | $97.5M |
| HNW Individuals | 182 | $319.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $11.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 114 | $4.1M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 52 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Principal Office
2610 STEWART AVENUE, SUITE 100WAUSAU
WI
United States
EVENINGS BY APPOINTMENT, 8:30 AM TO 5:00 PM MO-TH, FR 8:30 AM TO 1:00 PM
Tel: 715-848-3474, Fax: 715-849-2510
Chief Compliance Officer
GERY SADZEWICZ
GERY SADZEWICZ CONSULTING, LLC
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel:
815-782-1250
Fax:
715-849-2510
G***@*************************M
(Full email address available in API data)
Industry Affiliates
| MPPL FINANCIAL | Insurance company or agency |
| MPPL INSURANCE | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALLSCHLAEGER, PATRICK, LEE | Individual | – | SHAREHOLDER, DIRECTOR | 11/1989 | < 5% |
| WALLSCHLAEGER, SCOTT, MATTHEW | Individual | – | CEO AND SHAREHOLDER | 04/2011 | 25-50% |
| WALLSCHLAEGER, JEANNE, ANN | Individual | – | SECRETARY AND SHAREHOLDER | 11/1998 | 10-25% |
| NGUYEN, DANG, JEREMIAH TU | Individual | – | SHAREHOLDER | 07/2004 | 5-10% |
| STANKOWSKI, GENE, ARTHUR | Individual | – | SHAREHOLDER | 07/2004 | 5-10% |
| SADZEWICZ, GERY, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2014 | < 5% |
| EVANS, DANIEL, JESSE | Individual | – | SHAREHOLDER AND DIRECTOR | 09/2008 | 5-10% |
| MADSON, ERIC, LEE | Individual | – | DIRECTOR AND SHAREHOLDER | 08/2015 | 10-25% |
| RAU, TERRI, MARIE | Individual | – | SHAREHOLDER AND DIRECTOR | 08/2015 | 5-10% |
| KAMKE, BRIAN, ROBERT | Individual | – | SHAREHOLDER. DIRECTOR AND TREASURER | 08/2008 | < 5% |
| Resch, Brian, Clinton | Individual | – | SHAREHOLDER AND DIRECTOR | 05/2019 | 10-25% |
| OTTOSEN, JEFFERY, CHARLES | Individual | – | PRESIDENT, COO AND SHAREHOLDER | 01/2023 | < 5% |
| LASKA, BENJAMIN, PHILLIP | Individual | – | IAR, FINANCIAL ADVISOR, SHAREHOLDER | 12/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 984K | 9K | – |
| ABBVIE INC | COM | 2M | 12K | – |
| ADOBE INC | COM | 570K | 1K | – |
| ADVANCED MICRO DEVICES INC | COM | 3M | 20K | – |
| ALIGN TECHNOLOGY INC | COM | 290K | 1K | – |
| ALPHABET INC | CAP STK CL C | 2M | 9K | – |
| ALPHABET INC | CAP STK CL A | 1M | 6K | – |
| AMAZON COM INC | COM | 1M | 8K | – |
| AMERICAN ELEC PWR CO INC | COM | 440K | 5K | – |
| AMERICAN EXPRESS CO | COM | 2M | 11K | – |
| AMERICAN TOWER CORP NEW | COM | 2M | 10K | – |
| AMGEN INC | COM | 3M | 8K | – |
| ANALOG DEVICES INC | COM | 2M | 9K | – |
| APA CORPORATION | COM | 765K | 26K | – |
| APPLE INC | COM | 4M | 21K | – |
| APPLIED MATLS INC | COM | 6M | 23K | – |
| ARBOR REALTY TRUST INC | COM | 1M | 87K | – |
| ARES CAPITAL CORP | COM | 2M | 81K | – |
| ARISTA NETWORKS INC | COM | 896K | 3K | – |
| ARM HOLDINGS PLC | SPONSORED ADS | 2M | 12K | – |
| BADGER METER INC | COM | 441K | 2K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 434K | 1K | – |
| BIONTECH SE | SPONSORED ADS | 314K | 4K | – |
| BLACKROCK INC | COM | 1M | 2K | – |
| BOSTON PROPERTIES INC | COM | 524K | 9K | – |
| BOSTON SCIENTIFIC CORP | COM | 3M | 45K | – |
| BROADCOM INC | COM | 7M | 4K | – |
| CAPITAL ONE FINL CORP | COM | 3M | 20K | – |
| CHENIERE ENERGY INC | COM NEW | 1M | 8K | – |
| CHEVRON CORP NEW | COM | 1M | 8K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 229K | 4K | – |
| CHROMADEX CORP | COM NEW | 57K | 21K | – |
| CISCO SYS INC | COM | 816K | 17K | – |
| CNX RES CORP | COM | 535K | 22K | – |
| CORTEVA INC | COM | 206K | 4K | – |
| COSTCO WHSL CORP NEW | COM | 5M | 6K | – |
| CUMMINS INC | COM | 3M | 9K | – |
| DATADOG INC | CL A COM | 380K | 3K | – |
| DEERE &CO | COM | 452K | 1K | – |
| DELL TECHNOLOGIES INC | CL C | 451K | 3K | – |
| DISCOVER FINL SVCS | COM | 1M | 8K | – |
| DOMINION ENERGY INC | COM | 584K | 12K | – |
| EATON CORP PLC | SHS | 5M | 16K | – |
| EDWARDS LIFESCIENCES CORP | COM | 3M | 32K | – |
| ELECTRONIC ARTS INC | COM | 967K | 7K | – |
| EOG RES INC | COM | 847K | 7K | – |
| EPR PPTYS | COM SH BEN INT | 1M | 31K | – |
| EVERSOURCE ENERGY | COM | 324K | 6K | – |
| EXXON MOBIL CORP | COM | 2M | 13K | – |
| FIRST CTZNS BANCSHARES INC N | CL A | 988K | 587 | – |
| FISERV INC | COM | 2M | 12K | – |
| GENUINE PARTS CO | COM | 1M | 11K | – |
| GOLDMAN SACHS GROUP INC | COM | 2M | 4K | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 1M | 60K | – |
| INTEL CORP | COM | 857K | 28K | – |
| INTERNATIONAL SEAWAYS INC | COM | 437K | 7K | – |
| INTUITIVE SURGICAL INC | COM NEW | 1M | 3K | – |
| INVESCO QQQ TR | UNIT SER 1 | 3M | 6K | – |
| IONIS PHARMACEUTICALS INC | COM | 483K | 10K | – |
| ISHARES INC | MSCI EMRG CHN | 3M | 51K | – |
| ISHARES TR | RUSSELL 3000 ETF | 7M | 22K | – |
| ISHARES TR | 3 7 YR TREAS BD | 6M | 50K | – |
| ISHARES TR | CORE S&P MCP ETF | 5M | 89K | – |
| ISHARES TR | CORE US AGGBD ET | 4M | 46K | – |
| ISHARES TR | MSCI EAFE ETF | 4M | 52K | – |
| ISHARES TR | RUS 1000 GRW ETF | 3M | 8K | – |
| ISHARES TR | RUS MD CP GR ETF | 3M | 24K | – |
| ISHARES TR | CORE S&P SCP ETF | 3M | 24K | – |
| ISHARES TR | SHORT TREAS BD | 2M | 20K | – |
| ISHARES TR | 1 3 YR TREAS BD | 1M | 18K | – |
| ISHARES TR | IBONDS 25 TRM TS | 1M | 63K | – |
| ISHARES TR | 7-10 YR TRSY BD | 1M | 15K | – |
| ISHARES TR | MSCI EMG MKT ETF | 1M | 27K | – |
| ISHARES TR | FLTG RATE NT ETF | 808K | 16K | – |
| ISHARES TR | IBOXX INV CP ETF | 772K | 7K | – |
| ISHARES TR | IBONDS 26 TRM TS | 772K | 34K | – |
| ISHARES TR | IBONDS 24 TRM TS | 753K | 31K | – |
| ISHARES TR | CORE INTL AGGR | 481K | 10K | – |
| ISHARES TR | IBONDS 27 TRM TS | 477K | 22K | – |
| ISHARES TR | NATIONAL MUN ETF | 421K | 4K | – |
| ISHARES TR | IBOXX HI YD ETF | 397K | 5K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 2M | 28K | – |
| JPMORGAN CHASE &CO. | COM | 5M | 25K | – |
| KIMBERLY-CLARK CORP | COM | 638K | 5K | – |
| LAM RESEARCH CORP | COM | 5M | 5K | – |
| LOCKHEED MARTIN CORP | COM | 4M | 8K | – |
| MAIN STR CAP CORP | COM | 858K | 17K | – |
| MARATHON PETE CORP | COM | 877K | 5K | – |
| MASTERCARD INCORPORATED | CL A | 2M | 3K | – |
| META PLATFORMS INC | CL A | 3M | 5K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 534K | 6K | – |
| MICRON TECHNOLOGY INC | COM | 984K | 7K | – |
| MICROSOFT CORP | COM | 6M | 12K | – |
| MODERNA INC | COM | 567K | 5K | – |
| MONSTER BEVERAGE CORP NEW | COM | 354K | 7K | – |
| MOODYS CORP | COM | 5M | 11K | – |
| NEW MTN FIN CORP | COM | 2M | 123K | – |
| NIKE INC | CL B | 897K | 12K | – |
| NORFOLK SOUTHN CORP | COM | 2M | 7K | – |
| NORTHERN OIL &GAS INC | COM | 1M | 28K | – |
| NORTHROP GRUMMAN CORP | COM | 2M | 4K | – |
| NVIDIA CORPORATION | COM | 13M | 105K | – |
| NXP SEMICONDUCTORS N V | COM | 3M | 10K | – |
| OCCIDENTAL PETE CORP | COM | 613K | 10K | – |
| OGE ENERGY CORP | COM | 905K | 25K | – |
| OMEGA HEALTHCARE INVS INC | COM | 1M | 30K | – |
| ORACLE CORP | COM | 3M | 19K | – |
| OSHKOSH CORP | COM | 3M | 23K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 577K | 23K | – |
| PAYCHEX INC | COM | 2M | 13K | – |
| PEPSICO INC | COM | 1M | 6K | – |
| PERMIAN RESOURCES CORP | CLASS A COM | 1M | 67K | – |
| PNC FINL SVCS GROUP INC | COM | 485K | 3K | – |
| PRICE T ROWE GROUP INC | COM | 2M | 15K | – |
| PROCTER AND GAMBLE CO | COM | 466K | 3K | – |
| PROLOGIS INC. | COM | 457K | 4K | – |
| PROVIDENT FINL SVCS INC | COM | 249K | 17K | – |
| PUBLIC STORAGE OPER CO | COM | 2M | 6K | – |
| RENAISSANCERE HLDGS LTD | COM | 584K | 3K | – |
| ROYAL BK CDA | COM | 688K | 6K | – |
| RTX CORPORATION | COM | 1M | 13K | – |
| SALESFORCE INC | COM | 4M | 14K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 3M | 13K | – |
| SHOPIFY INC | CL A | 369K | 6K | – |
| SKYWORKS SOLUTIONS INC | COM | 1M | 14K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 50M | 92K | – |
| SPDR SER TR | BBG CONV SEC ETF | 1M | 15K | – |
| TESLA INC | COM | 473K | 2K | – |
| TEXAS INSTRS INC | COM | 448K | 2K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 414K | 748 | – |
| TORM PLC | SHS CL A | 2M | 45K | – |
| UNION PAC CORP | COM | 3M | 13K | – |
| UNITEDHEALTH GROUP INC | COM | 216K | 424 | – |
| UNIVERSAL HEALTH RLTY INCOME | SH BEN INT | 382K | 10K | – |
| VALERO ENERGY CORP | COM | 963K | 6K | – |
| VALVOLINE INC | COM | 331K | 8K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 286K | 1K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 234K | 938 | – |
| VERTEX PHARMACEUTICALS INC | COM | 2M | 3K | – |
| VISA INC | COM CL A | 3M | 10K | – |
| WASTE MGMT INC DEL | COM | 3M | 15K | – |
| WEC ENERGY GROUP INC | COM | 203K | 3K | – |
| WESTLAKE CORPORATION | COM | 341K | 2K | – |
| WHITE MTNS INS GROUP LTD | COM | 369K | 203 | – |
| XCEL ENERGY INC | COM | 476K | 9K | – |
| XTANT MED HLDGS INC | COM NEW | 23K | 36K | – |
| ZOETIS INC | CL A | 455K | 3K | – |