WITHUM WEALTH MANAGEMENT
PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC Legal Name
Adviser information for WITHUM WEALTH MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,555 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 1,555 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 50 | $11.2M |
| HNW Individuals | 590 | $1.5B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.6M |
| Charitable organizations | <5 | $6.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $8.9M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 16 | $52.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
47 RECKLESS PLACERED BANK
NJ
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 732-450-0147, Fax: None
Chief Compliance Officer
CARMINE D'AVINO
CHIEF COMPLIANCE OFFICER
47 RECKLESS PLACE
RED BANK
NJ
United States
Tel:
732-450-0147
C******@***************M
(Full email address available in API data)
Regulatory Contact
JAMES F. FERRARE
MANAGING MEMBER
47 RECKLESS PLACE
RED BANK
NJ
United States
Tel:
732-450-0147
J*******@***************M
(Full email address available in API data)
Industry Affiliates
| PINNACLE ASSOCIATES, LTD. | Other investment adviser, including financial planners |
| WS + B FINANCIAL SERVICES GROUP, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FERRARE, JAMES, F | Individual | – | MANAGING MEMBER | 06/2011 | < 5% |
| PINNACLE CAPITAL MANAGEMENT, LLC | Domestic Entity | – | OWNER | 05/2011 | 50-75% |
| DAVINO, CARMINE | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2011 | < 5% |
| FERRARE, JAMES, F | Individual | PINNACLE CAPITAL MANAGEMENT, LLC | MANAGING MEMBER | 06/2011 | > 75% |
| WITHUM, SMITH & BROWN, P.C. | Domestic Entity | WS+B FINANCIAL SERVICES GROUP LLC | MEMBER | 10/1998 | > 75% |
| WS+B FINANCIAL SERVICES GROUP LLC | Domestic Entity | – | OWNER | 07/2011 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M Co | COM | 417K | 4K | – |
| Abbott Laboratories | COM | 608K | 6K | – |
| Abbvie Inc | COM | 2M | 11K | – |
| Accenture PLC Cl A | COM | 1M | 5K | – |
| Acumen Pharmaceuticals Inc | COM | 44K | 18K | – |
| Adobe Inc | COM | 3M | 6K | – |
| Advanced Micro Devices | COM | 1M | 8K | – |
| Aerovironment Inc | COM | 214K | 1K | – |
| Aflac Inc | COM | 413K | 5K | – |
| Air Products & Chemicals Inc | COM | 384K | 1K | – |
| Airbnb Inc | COM | 263K | 2K | – |
| Alphabet Inc - Class A | COM | 14M | 76K | – |
| Alphabet Inc - Class C | COM | 4M | 23K | – |
| Altria Group Inc | COM | 397K | 9K | – |
| Amazon.Com Inc | COM | 14M | 71K | – |
| American Express | COM | 5M | 23K | – |
| American International Group | COM | 418K | 6K | – |
| American Tower Corp | COM | 297K | 2K | – |
| Ameriprise Financial | COM | 311K | 728 | – |
| Amgen Inc | COM | 4M | 11K | – |
| Amphenol Corp CL A | COM | 265K | 4K | – |
| Analog Devices | COM | 346K | 2K | – |
| Apple Inc | COM | 48M | 230K | – |
| Applied Materials | COM | 2M | 7K | – |
| Aptiv PLC | COM | 204K | 3K | – |
| Arista Networks Inc | COM | 281K | 801 | – |
| Arthur J Gallagher & Co | COM | 253K | 974 | – |
| ASML Holding NV - NY Reg | COM | 648K | 634 | – |
| AT&T Inc | COM | 909K | 48K | – |
| Automatic Data Processing | COM | 1M | 5K | – |
| Auxly Cannabis Group | COM | 998 | 48K | – |
| Bank Of America Corp | COM | 3M | 72K | – |
| Bank of New York Mellon Corp | COM | 259K | 4K | – |
| Becton Dickinson & Co | COM | 222K | 949 | – |
| Berkshire Hathaway Inc-CL B | COM | 17M | 41K | – |
| Blackrock Inc | COM | 5M | 6K | – |
| Blackrock Short Maturity Bond | ETF | 4M | 71K | – |
| Blackstone Inc | COM | 535K | 4K | – |
| Boeing Co | COM | 1M | 6K | – |
| Booking Holdings Inc | COM | 582K | 147 | – |
| Boston Scientific Corp | COM | 380K | 5K | – |
| Boyd Gaming Corporation | COM | 248K | 5K | – |
| Bristol-Myers Squibb Co | COM | 742K | 18K | – |
| Broadcom Ltd | COM | 10M | 6K | – |
| Cadence Design System | COM | 281K | 914 | – |
| Capital One Financial Corp | COM | 311K | 2K | – |
| Caribou Biosciences Inc | COM | 21K | 13K | – |
| Carrier Global Corp | COM | 336K | 5K | – |
| Caterpillar Incorporated | COM | 2M | 5K | – |
| CBD of Denver Inc | COM | 148 | 295K | – |
| Cencora Inc | COM | 354K | 2K | – |
| Chevron Corporation | COM | 3M | 20K | – |
| Chipotle Mexican Grill Cl A | COM | 413K | 7K | – |
| Chubb Ltd | COM | 433K | 2K | – |
| Cigna Group | COM | 539K | 2K | – |
| Cintas Corp Com | COM | 211K | 302 | – |
| Cisco Systems | COM | 3M | 72K | – |
| Citigroup Inc | COM | 1M | 16K | – |
| Clorox Co | COM | 429K | 3K | – |
| Coca-Cola Co | COM | 4M | 62K | – |
| Cognex Corp | COM | 250K | 5K | – |
| Coherent Corp | COM | 267K | 4K | – |
| Colgate-Palmolive | COM | 1M | 12K | – |
| Comcast Corp Cl A | COM | 806K | 21K | – |
| Comm Svcs Select Sector SPDR F | ETF | 577K | 7K | – |
| ConocoPhillips | COM | 694K | 6K | – |
| Consolidated Edison | COM | 276K | 3K | – |
| Constellation Brands Inc - A | COM | 319K | 1K | – |
| Constellation Energy Corp | COM | 242K | 1K | – |
| Cormedix Inc | COM | 43K | 10K | – |
| Costco Wholesale Corp | COM | 4M | 5K | – |
| CSX Corp | COM | 2M | 50K | – |
| Cummins Inc | COM | 1M | 5K | – |
| Danaher Corp | COM | 545K | 2K | – |
| Deere & Co | COM | 736K | 2K | – |
| Diageo Plc-Sponsored Adr | ADR | 1M | 10K | – |
| Digital Realty Trust Inc | COM | 336K | 2K | – |
| Dimensional Emerging Mkts Core | ETF | 5M | 209K | – |
| Dimensional International Core | ETF | 11M | 379K | – |
| Dimensional Us High Proftblty | ETF | 12M | 374K | – |
| Dimensional US S/C Value ETF | ETF | 9M | 309K | – |
| Dominion Energy Inc | COM | 535K | 11K | – |
| Dover Corp | COM | 207K | 1K | – |
| Drone Guarder Inc | COM | 4 | 12K | – |
| Duke Energy Corp | COM | 497K | 5K | – |
| Eaton Corp PLC | COM | 1M | 4K | – |
| Ecolab Inc | COM | 369K | 2K | – |
| Elevance Health Inc | COM | 1M | 2K | – |
| Eli Lilly & Co | COM | 3M | 4K | – |
| Emerson Elec Co | COM | 1M | 9K | – |
| Energy Select Sector SPDR Fund | ETF | 326K | 4K | – |
| EOG Resources Inc | COM | 205K | 2K | – |
| Essex Property Trust Inc | COM | 239K | 877 | – |
| Expedia Inc | COM | 264K | 2K | – |
| Exxon Mobil Corp | COM | 3M | 24K | – |
| Fair Isaac Corp | COM | 241K | 162 | – |
| Fedex Corp | COM | 971K | 3K | – |
| First Trust DJ Internet | ETF | 4M | 21K | – |
| First Trust Ise Cloud Computin | ETF | 294K | 3K | – |
| First Trust NASDAQ Cybersecuri | ETF | 5M | 96K | – |
| First Trust NASDAQ Rising Divi | ETF | 5M | 90K | – |
| First Trust NASDAQ Tech Div In | ETF | 530K | 7K | – |
| Fiserv Inc | COM | 411K | 3K | – |
| Flexshares Global Upstream Nat | ETF | 227K | 6K | – |
| Ford Motor Co (New) | COM | 160K | 13K | – |
| Freeport-Mcmoran | COM | 212K | 4K | – |
| FT Vest Fund of Buffer ETFs | ETF | 775K | 27K | – |
| FT Vest Rising DVD Achievers T | ETF | 5M | 201K | – |
| General Dynamics Corp | COM | 842K | 3K | – |
| General Electric | COM | 711K | 4K | – |
| General Mills | COM | 2M | 31K | – |
| General Motors | COM | 384K | 8K | – |
| Geron Corp | COM | 214K | 51K | – |
| Gilead Sciences Inc | COM | 2M | 31K | – |
| Global Security & Intellige | COM | 0 | 10K | – |
| Global X Robotics & Artificial | ETF | 2M | 55K | – |
| Golar Lng Ltd | COM | 240K | 8K | – |
| Goldman Sachs Group Inc | COM | 1M | 3K | – |
| Graham Holdings Co-Class B | COM | 274K | 391 | – |
| HCA Holdings Inc | COM | 230K | 717 | – |
| Health Care Select Sector SP | ETF | 550K | 4K | – |
| Hemp Inc | COM | 0 | 25K | – |
| Home Depot Inc | COM | 6M | 17K | – |
| Honeywell International | COM | 1M | 6K | – |
| Humana Inc Com | COM | 394K | 1K | – |
| Icon Plc | COM | 332K | 1K | – |
| Iddriven Inc | COM | 0 | 10K | – |
| Illinois Tool Works Inc | COM | 5M | 20K | – |
| Intel Corp | COM | 632K | 20K | – |
| Intercontinental Exchange Inc | COM | 306K | 2K | – |
| International Business Machine | COM | 3M | 17K | – |
| Intl Meta Sys | COM | 0 | 37K | – |
| Intuit Inc | COM | 639K | 972 | – |
| Intuitive Surgical Inc | COM | 700K | 2K | – |
| Invesco Preferred Port ETF | ETF | 168K | 15K | – |
| Invesco QQQ Trust Series I | ETF | 22M | 46K | – |
| Invesco S&P 500 Equal Weight P | ETF | 12M | 73K | – |
| Invesco Variable Rate Preferre | ETF | 441K | 18K | – |
| iShares 1-5 Year Inv Gr Corpor | ETF | 272K | 5K | – |
| iShares 7-10 Year Bond Fund | ETF | 6M | 62K | – |
| iShares Barclays 3-7 Yr Treasu | ETF | 4M | 31K | – |
| iShares Barclays Aggregate Bon | ETF | 897K | 9K | – |
| iShares COMEX Gold Trust | ETF | 313K | 7K | – |
| iShares Core Dividend Growth E | ETF | 1M | 17K | – |
| iShares Core MSCI Emerging Mar | ETF | 2M | 29K | – |
| iShares Core MSCI Total Intl S | ETF | 2M | 32K | – |
| iShares Core S&P 500 Index Fun | ETF | 24M | 43K | – |
| iShares Core S&P S/C ETF | ETF | 19M | 175K | – |
| IShares Edge MSCI Intl Quality | ETF | 255K | 7K | – |
| iShares Edge MSCI USA Momentum | ETF | 317K | 2K | – |
| iShares ESG MSCI USA Small-Cap | ETF | 243K | 6K | – |
| iShares GSCI Commodity Indexed | ETF | 1M | 55K | – |
| IShares High Dividend Eq Fd | ETF | 273K | 3K | – |
| iShares iBoxx High Yield Corp | ETF | 382K | 5K | – |
| iShares MSCI ACWI ex US ETF | ETF | 620K | 12K | – |
| iShares MSCI ACWI Index Fund | ETF | 3M | 28K | – |
| iShares MSCI EAFE Index Fund | ETF | 372K | 5K | – |
| iShares MSCI EAFE Small Cap In | ETF | 5M | 89K | – |
| iShares MSCI USA ESG Select | ETF | 309K | 3K | – |
| iShares MSCI USA Quality | ETF | 42M | 247K | – |
| iShares Nasdaq Biotechnology I | ETF | 265K | 2K | – |
| iShares Preferred & Inc Securi | ETF | 273K | 9K | – |
| iShares Russell 1000 Growth In | ETF | 677K | 2K | – |
| iShares Russell 1000 Value Ind | ETF | 717K | 4K | – |
| iShares Russell Midcap Growth | ETF | 227K | 2K | – |
| iShares Russell Midcap Value | ETF | 205K | 2K | – |
| iShares S&P 500 Value Index Fu | ETF | 303K | 2K | – |
| iShares S&P Glbl Energy Sect | ETF | 782K | 19K | – |
| iShares S&P National AMT Free | ETF | 684K | 6K | – |
| iShares S&P Smallcap 600 Growt | ETF | 291K | 2K | – |
| iShares S&P Smallcap 600 Value | ETF | 1M | 14K | – |
| iShares Tr DJ US Healthcare Fd | ETF | 221K | 4K | – |
| iShares Tr Russell 2000 | ETF | 11M | 56K | – |
| Ishares Tr Russell Midcap | ETF | 957K | 12K | – |
| iShares Tr S&P 100 Index Fd | ETF | 1M | 4K | – |
| iShares Tr S&P Midcap 400 | ETF | 16M | 280K | – |
| Itron Inc Com | COM | 203K | 2K | – |
| J P Morgan Nasdaq Eqt Prm Inc | ETF | 1M | 22K | – |
| Johnson & Johnson | COM | 12M | 85K | – |
| JP Morgan Ultra-Short Income E | ETF | 218K | 4K | – |
| JPMorgan Chase & Co | COM | 8M | 41K | – |
| JPMorgan Diversified Return US | ETF | 386K | 9K | – |
| JPMorgan Equity Premium ETF | ETF | 19M | 330K | – |
| Kimberly-Clark | COM | 254K | 2K | – |
| KLA Corp | COM | 2M | 3K | – |
| L3Harris Tech Inc | COM | 221K | 985 | – |
| Lam Research | COM | 3M | 3K | – |
| Leidos Holdings Inc | COM | 205K | 1K | – |
| Lexicon Pharmaceuticals Inc | COM | 21K | 12K | – |
| Linde PLC | COM | 1M | 2K | – |
| Lockheed Martin Corporation | COM | 4M | 8K | – |
| Lowe's Companies Inc | COM | 1M | 6K | – |
| Lvmh Moet Hennessy-Unsp Adr | ADR | 268K | 2K | – |
| LyondellBasell Indus NV | COM | 1M | 11K | – |
| Madison Square Garden Sports C | COM | 669K | 4K | – |
| Marathon Petroleum Corp | COM | 469K | 3K | – |
| Market Vectors Semiconductor T | ETF | 679K | 3K | – |
| Marriott International | COM | 239K | 990 | – |
| Marsh & Mclennan | COM | 977K | 5K | – |
| Mastercard Inc Class A | COM | 7M | 16K | – |
| McDonald's Corp | COM | 5M | 18K | – |
| McKesson Corp | COM | 527K | 902 | – |
| Merck & Co | COM | 7M | 55K | – |
| Meta Platforms Inc - A | COM | 5M | 10K | – |
| Metlife Inc | COM | 215K | 3K | – |
| Microchip Technology Inc | COM | 535K | 6K | – |
| Micron Technology Inc | COM | 578K | 4K | – |
| Microsoft Corp | COM | 37M | 83K | – |
| Mid-America Apartment Comm | COM | 222K | 2K | – |
| Mondelez International Inc | COM | 523K | 8K | – |
| Monster Beverage Corp | COM | 215K | 4K | – |
| Moody's Cop. | COM | 335K | 797 | – |
| Morgan Stanley | COM | 4M | 44K | – |
| Motorola Solutions Inc | COM | 256K | 664 | – |
| Nestle Sa-Spons Adr | ADR | 4M | 34K | – |
| Netflix Inc | COM | 2M | 3K | – |
| New Jersey Resource Corp | COM | 787K | 18K | – |
| Nextera Energy Inc | COM | 2M | 27K | – |
| Nike Inc - B | COM | 369K | 5K | – |
| nLight Inc | COM | 144K | 13K | – |
| Norfolk Southern | COM | 290K | 1K | – |
| Northrop Grumman | COM | 252K | 577 | – |
| NorthStar HealthCare Income | COM | 73K | 25K | – |
| Novartis AG - ADR | ADR | 443K | 4K | – |
| Novo-Nordisk A/S-Spons Adr | ADR | 431K | 3K | – |
| NVIDIA Corp | COM | 19M | 152K | – |
| Nxp Semiconductors Nv | COM | 251K | 932 | – |
| Occidental Pete Corp | COM | 558K | 9K | – |
| OGE Energy Corp | COM | 255K | 7K | – |
| Oneok Inc | COM | 263K | 3K | – |
| OneSpaWorld Holdings Ltd | COM | 208K | 14K | – |
| Oracle Corp | COM | 2M | 11K | – |
| O'Reilly Automotive Inc | COM | 279K | 264 | – |
| Otis Worldwide Corp | COM | 336K | 3K | – |
| Paccar Inc | COM | 227K | 2K | – |
| Palo Alto Networks Inc | COM | 410K | 1K | – |
| Parker Hannifin Corp Com | COM | 788K | 2K | – |
| Paychex | COM | 1M | 12K | – |
| Pepsico Inc | COM | 5M | 28K | – |
| Pfizer Inc | COM | 3M | 94K | – |
| Philip Morris Intl | COM | 479K | 5K | – |
| Phillips 66 | COM | 616K | 4K | – |
| PIMCO Total Return ETF | ETF | 468K | 5K | – |
| Plug Power Inc | COM | 56K | 24K | – |
| PNC Fincl Services Group | COM | 2M | 11K | – |
| PPL Corp | COM | 352K | 13K | – |
| Procter & Gamble | COM | 9M | 56K | – |
| Progressive Corp | COM | 390K | 2K | – |
| Prologis Inc | COM | 390K | 3K | – |
| Prudential Financial Inc | COM | 211K | 2K | – |
| Public Service Enterprise Grp | COM | 399K | 5K | – |
| PulteGroup Inc | COM | 662K | 6K | – |
| Qorvo Inc | COM | 406K | 4K | – |
| Qualcomm Inc | COM | 2M | 8K | – |
| Raymond James Financial Inc | COM | 376K | 3K | – |
| Regeneron Pharmaceuticals | COM | 1M | 1K | – |
| Robo Global Robotics & Automat | ETF | 795K | 14K | – |
| Rockwell Automation Inc | COM | 224K | 813 | – |
| Roper Industries Inc | COM | 204K | 362 | – |
| Royal Caribbean Cruises LTD | COM | 455K | 3K | – |
| RTX Corp | COM | 4M | 45K | – |
| S & P Global Inc | COM | 452K | 1K | – |
| Salesforce.com Inc | COM | 525K | 2K | – |
| Schlumberger Ltd | COM | 225K | 5K | – |
| Schwab U.S. Large Cap ETF | ETF | 229K | 4K | – |
| Schwab US Broad Martket ETF | ETF | 534K | 8K | – |
| Schwab US DVD equity ETF | ETF | 25M | 317K | – |
| Schwab US Mid Cap ETF | ETF | 3M | 38K | – |
| Schwab US Small-Cap ETF | ETF | 1M | 23K | – |
| Sector SPDR AMEX Consumer St | ETF | 239K | 3K | – |
| Sector SPDR AMEX Industrial | ETF | 454K | 4K | – |
| Sector SPDR AMEX Tech Select | ETF | 1M | 6K | – |
| Servicenow Inc | COM | 544K | 691 | – |
| Sherwin-Williams | COM | 341K | 1K | – |
| Simon Property Group Inc | COM | 274K | 2K | – |
| Southern Co | COM | 2M | 30K | – |
| SPDR Doubleline Total Return T | ETF | 4M | 100K | – |
| SPDR Dow Jones Indl Avrg ETF | ETF | 6M | 16K | – |
| SPDR Gold Trust | ETF | 516K | 2K | – |
| SPDR S & P Mid-Cap 400 ETF Tr | ETF | 6M | 11K | – |
| SPDR S&P 500 ETF Tr | ETF | 27M | 50K | – |
| Spdr S&P Dividend Etf | ETF | 211K | 2K | – |
| SPDR S&P Homebuilders ETF Shar | ETF | 256K | 3K | – |
| Starbucks Corp | COM | 2M | 30K | – |
| Stryker Corp | COM | 468K | 1K | – |
| Synopsys Inc | COM | 301K | 505 | – |
| Sysco Corp | COM | 528K | 7K | – |
| T Rowe Price Group Inc | COM | 542K | 5K | – |
| Take-Two Interactive Software | COM | 347K | 2K | – |
| Target Corp | COM | 675K | 5K | – |
| Telos Corp | COM | 70K | 17K | – |
| Tesla Inc | COM | 3M | 13K | – |
| Texas Instruments Inc | COM | 1M | 7K | – |
| The Charles Schwab | COM | 744K | 10K | – |
| Thermo Fisher Scientific Inc | COM | 621K | 1K | – |
| TJX Companies Inc | COM | 692K | 6K | – |
| T-Mobile US Inc | COM | 321K | 2K | – |
| Trane Technologies PLC | COM | 413K | 1K | – |
| TransDigm Group Inc | COM | 284K | 222 | – |
| Travelers Companies Inc | COM | 666K | 3K | – |
| Truist Financial Corp | COM | 333K | 9K | – |
| Union Pac Corp | COM | 681K | 3K | – |
| United Parcel Service -Cl B | COM | 1M | 10K | – |
| United Parks & Resorts Inc | COM | 227K | 4K | – |
| Unitedhealth Group Inc | COM | 4M | 8K | – |
| Valero Energy Corp New | COM | 2M | 13K | – |
| Vanguard Bd Index Fd Short Trm | ETF | 390K | 5K | – |
| Vanguard Bd Index Fd Tot Mkt | ETF | 11M | 150K | – |
| Vanguard Dividend Appreciation | ETF | 3M | 14K | – |
| Vanguard ESG International Sto | ETF | 270K | 5K | – |
| Vanguard ESG US ETF | ETF | 377K | 4K | – |
| Vanguard Extended Market ETF | ETF | 1M | 8K | – |
| Vanguard FTSE ALL WO X-US SC | ETF | 534K | 5K | – |
| Vanguard FTSE All World Ex US | ETF | 22M | 368K | – |
| Vanguard FTSE Developed Market | ETF | 20M | 411K | – |
| Vanguard FTSE Emerging Markets | ETF | 6M | 126K | – |
| Vanguard FTSE Europe ETF | ETF | 329K | 5K | – |
| Vanguard Growth ETF | ETF | 378K | 1K | – |
| Vanguard High Div Yield ETF | ETF | 33M | 277K | – |
| Vanguard Information Technolog | ETF | 519K | 900 | – |
| Vanguard Intermediate-Term Cor | ETF | 679K | 9K | – |
| Vanguard Interm-Term Govt Bd | ETF | 2M | 42K | – |
| Vanguard Intl Hi Div Yield Ind | ETF | 446K | 7K | – |
| Vanguard Large Cap ETF | ETF | 5M | 22K | – |
| Vanguard Mid-Cap ETF | ETF | 3M | 12K | – |
| Vanguard REIT ETF | ETF | 661K | 8K | – |
| Vanguard Russell 1000 Growth E | ETF | 347K | 4K | – |
| Vanguard Russell 1000 Value In | ETF | 396K | 5K | – |
| Vanguard S&P 500 ETF | ETF | 5M | 11K | – |
| Vanguard S&P 500 Growth ETF | ETF | 884K | 3K | – |
| Vanguard Short Term Corp Bond | ETF | 374K | 5K | – |
| Vanguard Small Cap Growth ETF | ETF | 452K | 2K | – |
| Vanguard Small Cap Value - ETF | ETF | 305K | 2K | – |
| Vanguard Small-Cap ETF | ETF | 27M | 122K | – |
| Vanguard Tax Exempt Bond ETF | ETF | 3M | 63K | – |
| Vanguard Total Intl Stock Inde | ETF | 4M | 66K | – |
| Vanguard Total World Stock ETF | ETF | 2M | 17K | – |
| Vanguard US Total Stock Market | ETF | 27M | 99K | – |
| Vanguard Value ETF | ETF | 254K | 2K | – |
| Verizon Communications | COM | 2M | 58K | – |
| Vertex Pharmaceuticals Com | COM | 332K | 708 | – |
| Visa Inc Class A Shares | COM | 3M | 11K | – |
| Wal Mart Stores Inc | COM | 9M | 132K | – |
| Walt Disney Co | COM | 4M | 40K | – |
| Waste Management Inc | COM | 930K | 4K | – |
| Waters Corp | COM | 503K | 2K | – |
| Wells Fargo Company | COM | 754K | 13K | – |
| Welltower Inc | COM | 3M | 29K | – |
| Williams Cos Inc | COM | 210K | 5K | – |
| WisdomTree Bloomberg Fl Rate T | ETF | 767K | 15K | – |
| Wisdomtree MidCap Dividend Fun | ETF | 993K | 21K | – |
| Wisdomtree SmallCap Dividend F | ETF | 367K | 12K | – |
| Wisdomtree Us Dividend Grow | ETF | 282K | 4K | – |
| WW Grainger INC | COM | 552K | 612 | – |
| Xylem Inc | COM | 489K | 4K | – |
| Zoetis Inc | COM | 464K | 3K | – |