Hedge Fund Database

RS CRUM INC.

R. S. CRUM, INC. Legal Name

Adviser information for RS CRUM INC. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 905 $574.8M
Non-Discretionary 33 $11.4M
Total 938 $586.2M

Clients

Type Number RAUM
Individuals 160 $65.6M
HNW Individuals 155 $519.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $1.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 5
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-72672
SEC ERA File Number 801-72672
SEC CIK Numbers 1401459
SEC CRD Numbers 158621
Legal Entity Identifier None

Principal Office

4 UPPER NEWPORT PLAZA DRIVE
SUITE 201
NEWPORT BEACH
CA
United States
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: 949-428-9696, Fax: 949-428-9680

Websites

www.rscrum.com www.linkedin.com/company/rs-crum-inc. www.facebook.com/rscruminc/ www.youtube.com/channel/uchhhirl1n2i8pctjvozjnpw

Chief Compliance Officer

DANIEL SEXTON
LEAD ADVISOR & OWNER
4 UPPER NEWPORT PLAZA DRIVE
SUITE 201
NEWPORT BEACH
CA
United States
Tel: 949-428-9696
Fax: 949-428-9680
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
RYLANCE, MARK, KENDALL Individual – CEO, TRUSTEE OF THE RYLANCE FAMILY TRUST DTD 9/29/2003 07/2011 50-75%
THERIAULT, JON, ROBERT Individual – CFO, TRUSTEE OF THE THERIAULT FAMILY LIVING TRUST DTD 10/05/2007 07/2011 25-50%
SEXTON, DANIEL, ERIC Individual – CCO (SINCE 2011), TRUSTEE OF DANIEL AND KRISTINA SEXTON FAMILY LIVING TRUST OF 2016 DTD 06/29/2016 (SINCE 2016) 07/2011 10-25%
THE RYLANCE FAMILY TRUST DTD 9/29/2003 Domestic Entity – SHAREHOLDER 07/2011 50-75%
RYLANCE, HOLLY, JEAN Individual – TRUSTEE OF THE RYLANCE FAMILY TRUST DTD 9/29/2003 07/2011 50-75%
THE THERIAULT FAMILY TRUST DTD 10/05/2007 Domestic Entity – SHAREHOLDER 07/2011 25-50%
THERIAULT, KIRSTEN, KATHERINE Individual – TRUSTEE OF THE THERIAULT FAMILY TRUST DTD 10/05/2007 07/2011 25-50%
DANIEL AND KRISTINA SEXTON FAMILY LIVING TRUST OF 2016 DTD 06/29/2016 Domestic Entity – SHAREHOLDER 12/2016 10-25%
SEXTON, KRISTINA, LARA Individual – TRUSTEE OF DANIEL AND KRISTINA SEXTON FAMILY LIVING TRUST OF 2016 DTD 06/29/2016 12/2016 10-25%

No. Employees, Historic

10502020202120222023202420258 on 3/27/20208 on 6/30/20208 on 9/29/20208 on 11/6/20209 on 3/31/20219 on 3/29/20229 on 6/10/20229 on 3/15/20239 on 6/21/20239 on 10/3/20237 on 3/20/2024

RAUM, Historic

700M350M0202020212022202320242025507516628 on 3/27/2020507516628 on 6/30/2020507516628 on 9/29/2020507516628 on 11/6/2020554960902 on 3/31/2021617098631 on 3/29/2022617098631 on 6/10/2022528001532 on 3/15/2023528001532 on 6/21/2023528001532 on 10/3/2023586160379 on 3/20/2024

No. Clients, Historic

4002000202020212022202320242025281 on 3/27/2020281 on 6/30/2020281 on 9/29/2020281 on 11/6/2020286 on 3/31/2021296 on 3/29/2022296 on 6/10/2022304 on 3/15/2023304 on 6/21/2023304 on 10/3/2023315 on 3/20/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 374K 2K –
ADVANCED MICRO DEVICES INC COM 406K 3K –
ALPHABET INC CAP STK CL C 322K 2K –
ALPHABET INC CAP STK CL A 221K 1K –
ALTRIA GROUP INC COM 275K 6K –
AMAZON COM INC COM 8M 42K –
AMGEN INC COM 719K 2K –
ANNALY CAPITAL MANAGEMENT IN COM NEW 501K 26K –
APPLE INC COM 5M 23K –
BANK AMERICA CORP COM 397K 10K –
BOEING CO COM 540K 3K –
BP PRUDHOE BAY RTY TR UNIT BEN INT 50K 20K –
BRISTOL-MYERS SQUIBB CO COM 270K 7K –
CALIDI BIOTHERAPEUTICS INC COM NEW 53K 263K –
CANADIAN NATL RY CO COM 950K 8K –
CATERPILLAR INC COM 1M 4K –
CHEVRON CORP NEW COM 387K 2K –
CINCINNATI FINL CORP COM 438K 4K –
CISCO SYS INC COM 669K 14K –
COMCAST CORP NEW CL A 1M 33K –
COSTCO WHSL CORP NEW COM 435K 512 –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 40M 1M –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 261K 7K –
DIMENSIONAL ETF TRUST GLOBAL REAL EST 17M 679K –
DIMENSIONAL ETF TRUST US EQUITY ETF 43M 729K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 5M 179K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 3M 45K –
DIMENSIONAL ETF TRUST US TARGETED VLU 15M 294K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 266K 9K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 15M 555K –
DIMENSIONAL ETF TRUST WORLD EQUITY ETF 545K 9K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 29M 1M –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 15M 389K –
DISNEY WALT CO COM 2M 17K –
EATON CORP PLC SHS 201K 640 –
ELI LILLY & CO COM 284K 314 –
EMERSON ELEC CO COM 2M 18K –
ENTERPRISE PRODS PARTNERS L COM 2M 69K –
EXXON MOBIL CORP COM 663K 6K –
FORD MTR CO DEL COM 191K 15K –
HEALTHPEAK PROPERTIES INC COM 378K 19K –
HOME DEPOT INC COM 420K 1K –
INTERNATIONAL BUSINESS MACHS COM 377K 2K –
ISHARES TR ISHARES BIOTECH 1M 10K –
ISHARES TR 7-10 YR TRSY BD 314K 3K –
ISHARES TR 10-20 YR TRS ETF 372K 4K –
ISHARES TR TIPS BD ETF 530K 5K –
ISHARES TR 20 YR TR BD ETF 21M 227K –
ISHARES TR GLOBAL REIT ETF 3M 136K –
JOHNSON & JOHNSON COM 705K 5K –
JPMORGAN CHASE & CO. COM 305K 2K –
KIMBERLY-CLARK CORP COM 257K 2K –
LILIUM N V CLASS A ORD SHS 328K 412K –
LILIUM N V *W EXP 09/14/202 44K 535K –
MEDICAL PPTYS TRUST INC COM 43K 10K –
META PLATFORMS INC CL A 536K 1K –
MICRON TECHNOLOGY INC COM 316K 2K –
MICROSOFT CORP COM 2M 5K –
NVIDIA CORPORATION COM 2M 13K –
ONEOK INC NEW COM 2M 19K –
PARKER-HANNIFIN CORP COM 279K 552 –
PFIZER INC COM 218K 8K –
PHILIP MORRIS INTL INC COM 269K 3K –
PIMCO INCOME STRATEGY FD II COM 400K 56K –
PROCTER AND GAMBLE CO COM 330K 2K –
PROSHARES TR S&P 500 DV ARIST 233K 2K –
QUALCOMM INC COM 1M 5K –
RTX CORPORATION COM 376K 4K –
SIMON PPTY GROUP INC NEW COM 565K 4K –
SOUTHERN CO COM 944K 12K –
SPDR GOLD TR GOLD SHS 14M 64K –
SPDR S&P 500 ETF TR TR UNIT 534K 982 –
SPDR SER TR PRTFLO S&P500 GW 218K 3K –
TESLA INC COM 251K 1K –
TEXAS INSTRS INC COM 390K 2K –
UNILEVER PLC SPON ADR NEW 488K 9K –
VANECK ETF TRUST PREFERRED SECURT 23M 1M –
VANGUARD BD INDEX FDS SHORT TRM BOND 56M 732K –
VANGUARD BD INDEX FDS INTERMED TERM 2M 33K –
VANGUARD INDEX FDS SM CP VAL ETF 834K 5K –
VANGUARD INDEX FDS TOTAL STK MKT 2M 7K –
VANGUARD INDEX FDS SML CP GRW ETF 13M 51K –
VANGUARD INDEX FDS VALUE ETF 1M 8K –
VANGUARD INDEX FDS REAL ESTATE ETF 430K 5K –
VANGUARD INDEX FDS GROWTH ETF 2M 6K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 1M 25K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 38K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 330K 3K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 1M 19K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 401K 2K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 6M 129K –
VANGUARD WORLD FD ESG INTL STK ETF 362K 6K –
VERIZON COMMUNICATIONS INC COM 465K 11K –
VISA INC COM CL A 252K 962 –
WISDOMTREE TR US AI ENHANCED 341K 3K –