ALIGHT FINANCIAL ADVISORS, LLC

Adviser information for ALIGHT FINANCIAL ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 60
Investment Advisory/Research 50
Registered Broker-Dealer Representatives 40
Registered State Investment Advisers 40
Licensed Agents of an Insurance Company 7
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 228,318 $32.1B
Non-Discretionary 0 $0
Total 228,318 $32.1B

Clients

Type Number RAUM
Individuals 228,318 $32.1B
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops
Compensation % of AUMFixed feesSET-UP FEES AND RELATED SERVICES
Other Business Activities Broker-dealer

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 32.1B
Portfolio Manager 0
Both for Same 0

Identifiers

SEC RIA File Number 801-72679
SEC ERA File Number 801-72679
SEC CIK Numbers None
SEC CRD Numbers 158744
Legal Entity Identifier None

Principal Office

4828 PARKWAY PLAZA BLVD
SUITE 100
CHARLOTTE
NC
United States
Monday - Friday, 8:00 A.M. - 6:00 P.M.
Tel: 866-560-7256, Fax: 847-554-1444

Chief Compliance Officer

MATTHEW CHOTKOWSKI
CHIEF COMPLIANCE OFFICER
4828 PARKWAY PLAZA BLVD
SUITE 100
CHARLOTTE
NC
United States
Tel: 980-771-5182
Fax: 847-554-1444
(Full email address available in API data)

Regulatory Contact

JEREMY FRITZ
CHIEF EXECUTIVE OFFICER
4828 PARKWAY PLAZA BLVD
SUITE 100
CHARLOTTE
NC
United States
Tel: 704-646-1273
Fax: 847-554-1444
(Full email address available in API data)

Industry Affiliates

ALIGHT FINANCIAL SOLUTIONS, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FRITZ, JEREMY, JASON Individual CHIEF EXECUTIVE OFFICER / MANAGING MEMBER 09/2013 < 5%
CHOTKOWSKI, MATTHEW, ADAM Individual CHIEF COMPLIANCE OFFICER 02/2014 < 5%
TEMPO ACQUISITION, LLC Domestic Entity ALIGHT SOLUTIONS, LLC SOLE MEMBER 05/2017 > 75%
TEMPO INTERMEDIATE HOLDING COMPANY II, LLC Domestic Entity TEMPO ACQUISITION, LLC SOLE MEMBER 05/2017 > 75%
FOLEY TRASIMENE ACQUISITION CORP Domestic Entity ALIGHT HOLDING COMPANY, LLC OWNER 07/2021 50-75%
TEMPO INTERMEDIATE HOLDING COMPANY I, LLC Domestic Entity TEMPO INTERMEDIATE HOLDING COMPANY II, LLC SOLE MEMBER 05/2017 > 75%
ALIGHT SOLUTIONS, LLC Domestic Entity OWNER 05/2017 > 75%
ALIGHT HOLDING COMPANY, LLC Domestic Entity TEMPO INTERMEDIATE HOLDING COMPANY I, LLC SOLE MEMBER 05/2017 25-50%
ALIGHT, INC Domestic Entity FOLEY TRASIMENE ACQUISITION CORP OWNER 07/2021 > 75%

No. Employees, Historic

6030020202021202220232024202560 on 3/31/202060 on 3/31/202160 on 3/31/202260 on 3/30/202360 on 3/27/2024

RAUM, Historic

40B20B020202021202220232024202528697845720 on 3/31/202031653626959 on 3/31/202132116659131 on 3/31/202230803228222 on 3/30/202332132173090 on 3/27/2024

No. Clients, Historic

300,000150,0000202020212022202320242025231537 on 3/31/2020225555 on 3/31/2021232157 on 3/31/2022238735 on 3/30/2023228318 on 3/27/2024