ALIGHT FINANCIAL ADVISORS, LLC
Adviser information for ALIGHT FINANCIAL ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 60 |
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Investment Advisory/Research | 50 |
Registered Broker-Dealer Representatives | 40 |
Registered State Investment Advisers | 40 |
Licensed Agents of an Insurance Company | 7 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 228,318 | $32.1B |
Non-Discretionary | 0 | $0 |
Total | 228,318 | $32.1B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 228,318 | $32.1B |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 51-100 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
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Compensation | % of AUMFixed feesSET-UP FEES AND RELATED SERVICES |
Other Business Activities | Broker-dealer |
Wrap Fee Program
Offers Wrap Fee Program | Yes |
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Acting As | RAUM |
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Sponsor | 32.1B |
Portfolio Manager | 0 |
Both for Same | 0 |
Identifiers
SEC RIA File Number | 801-72679 |
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SEC ERA File Number | 801-72679 |
SEC CIK Numbers | None |
SEC CRD Numbers | 158744 |
Legal Entity Identifier | None |
Principal Office
4828 PARKWAY PLAZA BLVDSUITE 100
CHARLOTTE
NC
United States
Monday - Friday, 8:00 A.M. - 6:00 P.M.
Tel: 866-560-7256, Fax: 847-554-1444
Websites
Chief Compliance Officer
MATTHEW CHOTKOWSKI
CHIEF COMPLIANCE OFFICER
4828 PARKWAY PLAZA BLVD
SUITE 100
CHARLOTTE
NC
United States
Tel:
980-771-5182
Fax:
847-554-1444
M**************@*********M
(Full email address available in API data)
Regulatory Contact
JEREMY FRITZ
CHIEF EXECUTIVE OFFICER
4828 PARKWAY PLAZA BLVD
SUITE 100
CHARLOTTE
NC
United States
Tel:
704-646-1273
Fax:
847-554-1444
J***********@*********M
(Full email address available in API data)
Industry Affiliates
ALIGHT FINANCIAL SOLUTIONS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
FRITZ, JEREMY, JASON | Individual | – | CHIEF EXECUTIVE OFFICER / MANAGING MEMBER | 09/2013 | < 5% |
CHOTKOWSKI, MATTHEW, ADAM | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2014 | < 5% |
TEMPO ACQUISITION, LLC | Domestic Entity | ALIGHT SOLUTIONS, LLC | SOLE MEMBER | 05/2017 | > 75% |
TEMPO INTERMEDIATE HOLDING COMPANY II, LLC | Domestic Entity | TEMPO ACQUISITION, LLC | SOLE MEMBER | 05/2017 | > 75% |
FOLEY TRASIMENE ACQUISITION CORP | Domestic Entity | ALIGHT HOLDING COMPANY, LLC | OWNER | 07/2021 | 50-75% |
TEMPO INTERMEDIATE HOLDING COMPANY I, LLC | Domestic Entity | TEMPO INTERMEDIATE HOLDING COMPANY II, LLC | SOLE MEMBER | 05/2017 | > 75% |
ALIGHT SOLUTIONS, LLC | Domestic Entity | – | OWNER | 05/2017 | > 75% |
ALIGHT HOLDING COMPANY, LLC | Domestic Entity | TEMPO INTERMEDIATE HOLDING COMPANY I, LLC | SOLE MEMBER | 05/2017 | 25-50% |
ALIGHT, INC | Domestic Entity | FOLEY TRASIMENE ACQUISITION CORP | OWNER | 07/2021 | > 75% |