ASCENT WEALTH PARTNERS, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	New York, United States

Employees

Total Number of Employees	13
Investment Advisory/Research	10
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	10
Licensed Agents of an Insurance Company	4
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,950	$1.1B
Non-Discretionary	146	$60.0M
Total	2,096	$1.1B

Clients

Type	Number	RAUM
Individuals	663	$223.0M
HNW Individuals	231	$754.2M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	35	$99.7M
Charitable organizations	5	$11.8M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	8	$25.4M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	251-500

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-72693
SEC ERA File Number	801-72693
SEC CIK Numbers	1546865
SEC CRD Numbers	158898
Legal Entity Identifier	None

Principal Office

89 GENESEE STREET
NEW HARTFORD
NY
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic