MESA WEST CAPITAL
MESA WEST CAPITAL, LLC Legal Name
Adviser information for MESA WEST CAPITAL last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 48 |
|---|---|
| Investment Advisory/Research | 22 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $8.7B |
| Non-Discretionary | 5 | $334.1M |
| Total | 10 | $9.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $8.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 5 | $334.1M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesORIGINATION, EXTENSION, AND DISPOSITION FEES |
Identifiers
| SEC RIA File Number | 801-72711 |
|---|---|
| SEC ERA File Number | 801-72711 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158959 |
| Legal Entity Identifier | 549300WXQHH53SVV1B02 |
Principal Office
11755 WILSHIRE BLVDSUITE 2100
LOS ANGELES
CA
United States
Monday - Friday, 9AM - 7PM
Tel: 310-806-6300, Fax: 310-806-6301
Chief Compliance Officer
ARLENE ALISA MORRIS
EXECUTIVE DIRECTOR
MORGAN STANLEY
1633 BROADWAY, 29TH FLOOR
NEW YORK
NY
United States
Tel:
212-537-2029
A************@****************M
(Full email address available in API data)
Industry Affiliates
| CP INFRASTRUCTURE III SLP LP | Sponsor, GP, manager of pooled investment vehicles |
| CP INFRASTRUCTURE IV SLP LP | Sponsor, GP, manager of pooled investment vehicles |
| MESA WEST CORE LENDING FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MESA WEST DSA, LLC | Other investment adviser, including financial planners |
| MESA WEST LV SA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MESA WEST REAL ESTATE INCOME FUND IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MESA WEST REAL ESTATE INCOME FUND V GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| MORGAN STANLEY & CO. LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered municipal advisorFutures commission merchant |
| MORGAN STANLEY CAPITAL PARTNERS VI GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY CAPITAL PARTNERS VI GP LP | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY CAPITAL PARTNERS VIII GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY ENERGY PARTNERS GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY ENERGY PARTNERS GP LP | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INFRASTRUCTURE GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INFRASTRUCTURE HOLDINGS INC. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INFRASTRUCTURE II GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INFRASTRUCTURE II INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INFRASTRUCTURE III GP L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INFRASTRUCTURE III INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INFRASTRUCTURE III INVESTORS GP S.A R.L. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INFRASTRUCTURE INC. | Other investment adviser, including financial planners |
| MORGAN STANLEY INFRASTRUCTURE IV GP LP | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INFRASTRUCTURE IV INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INFRASTRUCTURE IV INVESTORS GP S.A R.L. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INFRASTRUCTURE PARTNERS II INVESTORS C GP | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INVESTMENT MANAGEMENT (JAPAN) CO., LTD. | Other investment adviser, including financial planners |
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY MUFG SECURITIES CO., LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MORGAN STANLEY NEXT LEVEL FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY PRIVATE EQUITY ASIA III, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY PRIVATE EQUITY ASIA IV, INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY PRIVATE EQUITY ASIA IV, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY PRIVATE EQUITY ASIA V GP ONT, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY PRIVATE EQUITY ASIA V, INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY PRIVATE EQUITY ASIA, INC. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY PRIVATE EQUITY ASIA, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY REAL ESTATE ADVISOR, INC. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY REAL ESTATE SPECIAL SITUATIONS III-GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MS CAPITAL PARTNERS ADVISER INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MS CAPITAL PARTNERS VIII GP LP | Sponsor, GP, manager of pooled investment vehicles |
| MS CREDIT PARTNERS GP INC. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MS CREDIT PARTNERS HOLDINGS INC. | Sponsor, GP, manager of pooled investment vehicles |
| MS CREDIT PARTNERS II GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MS CREDIT PARTNERS II GP L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MS CREDIT PARTNERS III GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MS CREDIT PARTNERS III GP L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MS CREDIT PARTNERS IV GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MS CREDIT PARTNERS IV GP L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MS DIRECT LENDING GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MS EXPANSION CAPITAL GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MS EXPANSION CAPITAL GP LP | Sponsor, GP, manager of pooled investment vehicles |
| MS EXPANSION CREDIT GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MS EXPANSION CREDIT GP L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MS EXPANSION CREDIT II GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MS EXPANSION CREDIT II GP LP | Sponsor, GP, manager of pooled investment vehicles |
| MS EXPANSION EQUITY GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MS EXPANSION EQUITY GP LP | Sponsor, GP, manager of pooled investment vehicles |
| MS EXPANSION EQUITY IX GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MS EXPANSION EQUITY IX GP LP | Sponsor, GP, manager of pooled investment vehicles |
| MS SENIOR LOAN PARTNERS GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MS SENIOR LOAN PARTNERS GP L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MSCP V GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MSREF REAL ESTATE ADVISOR, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MSREF V INTERNATIONAL-GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MSREF VI INTERNATIONAL-GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| MSREF VII GLOBAL (CAYMAN) II, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| MSREF VII GLOBAL-GP (CAYMAN), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MSREF VII GLOBAL-GP (U.S.), L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| MSREF VII GLOBAL-GP GREENWICH, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MSREF VII GLOBAL-GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MSREF VII GP L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| MSREF VII, INC. | Sponsor, GP, manager of pooled investment vehicles |
| MSREF VIII GLOBAL CO-INVESTMENT GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MSREF VIII GLOBAL CO-INVESTMENT NO. 1 GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MSREF VIII GLOBAL-GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MSREF VIII GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| MSREF VIII, INC. | Sponsor, GP, manager of pooled investment vehicles |
| MSREI IX GLOBAL-GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MSREI IX GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| MSREI X GLOBAL-GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MSREI X GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| MSRESS III MANAGER, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MSRESS III, INC. | Sponsor, GP, manager of pooled investment vehicles |
| MW NORTH CAROLINA DEBT FUND MEMBER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MWC 49 GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| MWREIF IV HOLDINGS MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NHDL-F1 GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| NORTH HAVEN REAL ESTATE FUND VIII GLOBAL CO-INVESTMENT, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MESA WEST CORE LENDING FUND, L.P. | OPEN END COMMERCIAL REAL ESTATE DEBT FUND | $4,830.1M | $5.0M | 79 |
| MWREIF IV HOLDINGS, LLC | Real Estate Fund | $45.7M | $0.5M | 120 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BURNS, BRETT, PATRICK | Individual | – | EXECUTIVE DIRECTOR | 03/2018 | < 5% |
| MORGAN STANLEY | Domestic Entity | MSREI HOLDING, INC. | SOLE SHAREHOLDER | 03/2018 | > 75% |
| SALEHBHAI, MUSTUFA | Individual | – | CHIEF LEGAL OFFICER | 03/2018 | < 5% |
| MSREI HOLDING, INC. | Domestic Entity | – | SOLE MEMBER | 03/2018 | > 75% |
| KLOPP, JOHN, RICHARD | Individual | – | HEAD OF MORGAN STANLEY INVESTMENT MANAGEMENT REAL ASSETS | 03/2018 | < 5% |
| MORRIS, ARLENE, ALISA | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |
| FISHBACH, RAPHAEL | Individual | – | MANAGING DIRECTOR, CO-HEAD OF MESA WEST CAPITAL LLC | 03/2023 | < 5% |
| GUL, RONNIE, MORDEHAI | Individual | – | MANAGING DIRECTOR, CO-HEAD OF MESA WEST CAPITAL LLC | 03/2023 | < 5% |
| CHAPPUIS, JACQUES, PHILPPE | Individual | – | CO-HEAD OF MORGAN STANLEY INVESTMENT MANAGEMENT | 01/2024 | < 5% |
| HUNEKE, BENJAMIN, CORDT | Individual | – | CO-HEAD OF MORGAN STANLEY INVESTMENT MANAGEMENT | 01/2024 | < 5% |