SEQUOIA S.F.A.
SEQUOIA SWISS FINANCIAL ADVISORS AG Legal Name
Adviser information for SEQUOIA S.F.A. last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 64 | $117.2M |
| Non-Discretionary | 37 | $70.7M |
| Total | 101 | $188.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 24 | $24.5M |
| HNW Individuals | 77 | $163.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-72715 |
|---|---|
| SEC ERA File Number | 801-72715 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158031 |
| Legal Entity Identifier | 506700J65IFF4G54LC74 |
Principal Office
WEINPLATZ 7ZURICH
Switzerland
Monday - Friday, 8:30 - 17:00
Tel: +41 44 575 22 20, Fax: +41 44 575 22 29
Websites
Chief Compliance Officer
THOMAS LEHMANN
CEO
WEINPLATZ 7
ZURICH
Switzerland
Tel:
+41 44 575 22 20
Fax:
+41 44 575 22 29
L******@*************H
(Full email address available in API data)
Regulatory Contact
HANNO H. HUBER
CIO
WEINPLATZ 7
ZURICH
Switzerland
Tel:
+41 44 575 2221
Fax:
+41 44 575 22 29
H****@*************H
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHUHMACHER, HANS-RUDOLF, NMN | Individual | PROCENT CONCEPT AG | SHAREHOLDER | 12/2012 | > 75% |
| LEHMANN, THOMAS, WALTER | Individual | – | CHIEF COMPLIANCE OFFICER, CEO | 03/2011 | 25-50% |
| HUBER, HANNO, HERMANN | Individual | – | CIO | 01/2023 | 25-50% |
| PROCENT CONCEPT AG | Foreign Entity | – | SHAREHOLDER | 12/2012 | 5-10% |