GREENFIELD PARTNERS, LLC
Adviser information for GREENFIELD PARTNERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $132.3M |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $132.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $132.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-72720 |
|---|---|
| SEC ERA File Number | 801-72720 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 155968 |
| Legal Entity Identifier | None |
Principal Office
695 EAST MAIN STREETSUITE 10
STAMFORD
CT
United States
Monday - Friday, 8:30-5:30
Tel: 203-354-5000, Fax: 203-222-4930
Websites
Chief Compliance Officer
FRANK CARTOLANO
ONE EAST PUTNAM AVENUE
3RD FLOOR
GREENWICH
CT
United States
Tel:
203-354-5041
Fax:
203-222-4935
C********@********************M
(Full email address available in API data)
Regulatory Contact
BARRY P. MARCUS
SENIOR VICE PRESIDENT, SENIOR ADVISOR
695 EAST MAIN STREET
SUITE 10
STAMFORD
CT
United States
Tel:
203-354-5022
Fax:
203-222-4935
M******@*********************M
(Full email address available in API data)
Industry Affiliates
| GAP II MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GAP III MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GAP IV MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GAP V MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GAP VI MANAGEMENT, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GAP VII MANAGEMENT, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GLP II MANAGEMENT, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GLP MANAGEMENT, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GMSP MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GREENFIELD LAND FINANCE PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GAP III PARALLEL PARTNERS, L.P. | Real Estate Fund | $3.7M | $20.0M | 3 |
| GAP VI PARALLEL PARTNERS, L.P. | Real Estate Fund | $0.6M | $10.0M | 4 |
| GREENFIELD ACQUISITION PARTNERS II, L.P. | Real Estate Fund | $0.0M | $3.0M | 16 |
| GREENFIELD ACQUISITION PARTNERS III, L.P. | Real Estate Fund | $22.7M | $3.0M | 26 |
| GREENFIELD ACQUISITION PARTNERS IV, L.P. | Real Estate Fund | $0.0M | $3.0M | 28 |
| GREENFIELD ACQUISITION PARTNERS V, L.P. | Real Estate Fund | $0.0M | $5.0M | 61 |
| GREENFIELD ACQUISITION PARTNERS VI, L.P. | Real Estate Fund | $0.0M | $10.0M | 23 |
| GREENFIELD ACQUISITION PARTNERS VII, L.P. | Real Estate Fund | $46.8M | $10.0M | 24 |
| GREENFIELD LAND FINANCE PARTNERS, L.P. | Real Estate Fund | $0.3M | $0.2M | 22 |
| GREENFIELD LAND PARALLEL PARTNERS I, L.P. | Hedge Fund | $0.4M | $35.0M | 2 |
| GREENFIELD LAND PARTNERS I, L.P. | Hedge Fund | $5.5M | $5.0M | 23 |
| GREENFIELD LAND PARTNERS II, LP | Real Estate Fund | $47.7M | $2.0M | 25 |
| GREENFIELD MULTI-STATE PARTNERS, L.P. | Real Estate Fund | $4.5M | $10.0M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GORAB, EUGENE, ALBERT | Individual | – | CHIEF EXECUTIVE OFFICER, CLASS A MEMBER AND CLASS B MEMBER | 03/1997 | > 75% |
| MARCUS, BARRY, PHILIP | Individual | – | CHIEF LEGAL OFFICER | 05/1998 | < 5% |
| CARTOLANO, FRANK | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2009 | < 5% |
| GREENFIELD EG I, INC. | Domestic Entity | – | CLASS A MEMBER | 05/2006 | 50-75% |
| GREENFIELD EG II, INC. | Domestic Entity | – | CLASS A MEMBER | 05/2006 | 10-25% |
| GORAB, EUGENE, ALBERT | Individual | GREENFIELD EG I, INC. | STOCKHOLDER | 05/2006 | > 75% |
| GORAB, EUGENE, ALBERT | Individual | GREENFIELD EG II, INC. | STOCKHOLDER | 05/2006 | > 75% |
| GREENFIELD VI/VII SPE LLC | Domestic Entity | – | CLASS B MEMBER | 12/2018 | 25-50% |
| GORAB, EUGENE, ALBERT | Individual | GREENFIELD VI/VII SPE LLC | STOCKHOLDER | 12/2018 | > 75% |
| Waldvogel, Robert | Individual | – | CHIEF OPERATING OFFICER | 04/2019 | < 5% |