RILEY FRIEDMAN ASSET MANAGEMENT
AIMZ INVESTMENT ADVISORS LLC Legal Name
Adviser information for RILEY FRIEDMAN ASSET MANAGEMENT last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 530 | $451.9M |
| Non-Discretionary | 1 | $1.4M |
| Total | 531 | $453.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 84 | $41.0M |
| HNW Individuals | 113 | $385.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 16 | $27.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Principal Office
4984 EL CAMINO REAL, SUITE 101LOS ALTOS
CA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 650-988-1088, Fax: None
Chief Compliance Officer
JONATHAN G. RILEY
MANAGING MEMBER
4984 EL CAMINO REAL, SUITE 101
LOS ALTOS
CA
United States
Tel:
650-988-1088
J**@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RILEY, JONATHAN, GIDEON | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 02/2011 | 50-75% |
| FRIEDMAN, STUART, EDWIN | Individual | – | MANAGING MEMBER | 02/2011 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AFLAC INC | COM | 262K | 3K | – |
| AT&T INC | COM | 285K | 15K | – |
| ABBOTT LABS | COM | 2M | 17K | – |
| ABBVIE INC | COM | 3M | 16K | – |
| ADOBE INC | COM | 4M | 6K | – |
| ALPHABET INC | CAP STK CL C | 9M | 51K | – |
| ALPHABET INC | CAP STK CL A | 8M | 43K | – |
| AMAZON COM INC | COM | 1M | 5K | – |
| AMGEN INC | COM | 4M | 14K | – |
| ANALOG DEVICES INC | COM | 2M | 11K | – |
| ELEVANCE HEALTH INC | COM | 211K | 389 | – |
| APPLE INC | COM | 19M | 89K | – |
| APPLIED MATLS INC | COM | 468K | 2K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 5M | 59K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 402K | 2K | – |
| BANK AMERICA CORP | COM | 616K | 16K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 4M | 11K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 2M | 53K | – |
| BROADCOM INC | COM | 207K | 129 | – |
| C H ROBINSON WORLDWIDE INC | COM NEW | 4M | 43K | – |
| THE CIGNA GROUP | COM | 3M | 10K | – |
| CHEVRON CORP NEW | COM | 217K | 1K | – |
| CISCO SYS INC | COM | 3M | 71K | – |
| CINTAS CORP | COM | 5M | 7K | – |
| COCA COLA CO | COM | 2M | 26K | – |
| CONOCOPHILLIPS | COM | 279K | 2K | – |
| COSTCO WHSL CORP NEW | COM | 629K | 740 | – |
| DELL TECHNOLOGIES INC | CL C | 294K | 2K | – |
| DOLBY LABORATORIES INC | COM CL A | 3M | 32K | – |
| DOLLAR TREE INC | COM | 734K | 7K | – |
| EBAY INC. | COM | 480K | 9K | – |
| EMERSON ELEC CO | COM | 2M | 15K | – |
| EPAM SYS INC | COM | 4M | 23K | – |
| EURONET WORLDWIDE INC | COM | 2M | 23K | – |
| EXPEDITORS INTL WASH INC | COM | 5M | 39K | – |
| EXXON MOBIL CORP | COM | 1M | 13K | – |
| META PLATFORMS INC | CL A | 16M | 31K | – |
| FRANKLIN RESOURCES INC | COM | 2M | 89K | – |
| FUNDX INVT TR | FUNDX ETF | 216K | 3K | – |
| GILEAD SCIENCES INC | COM | 5M | 68K | – |
| GSK PLC | SPONSORED ADR | 2M | 62K | – |
| GLOBAL PMTS INC | COM | 201K | 2K | – |
| HALEON PLC | SPON ADS | 623K | 75K | – |
| HIPPO HLDGS INC | COM NEW | 347K | 20K | – |
| HOME DEPOT INC | COM | 2M | 5K | – |
| HONEYWELL INTL INC | COM | 268K | 1K | – |
| ILLINOIS TOOL WKS INC | COM | 2M | 9K | – |
| INCYTE CORP | COM | 4M | 70K | – |
| INFOSYS LTD | SPONSORED ADR | 6M | 318K | – |
| INTEL CORP | COM | 1M | 39K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 3M | 19K | – |
| INVESCO QQQ TR | UNIT SER 1 | 292K | 609 | – |
| INTUITIVE SURGICAL INC | COM NEW | 440K | 990 | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 400K | 11K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 949K | 25K | – |
| ISHARES TR | MSCI USA MIN VOL | 674K | 8K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 282K | 3K | – |
| JPMORGAN CHASE & CO. | COM | 483K | 2K | – |
| JOHNSON & JOHNSON | COM | 2M | 14K | – |
| KLA CORP | COM NEW | 830K | 1K | – |
| KOHLS CORP | COM | 439K | 19K | – |
| ELI LILLY & CO | COM | 455K | 503 | – |
| LOWES COS INC | COM | 3M | 12K | – |
| MARVELL TECHNOLOGY INC | COM | 585K | 8K | – |
| MASTERCARD INCORPORATED | CL A | 315K | 714 | – |
| MCDONALDS CORP | COM | 504K | 2K | – |
| MERCK & CO INC | COM | 3M | 27K | – |
| MICROSOFT CORP | COM | 13M | 30K | – |
| MYRIAD GENETICS INC | COM | 968K | 40K | – |
| NETAPP INC | COM | 8M | 60K | – |
| NETFLIX INC | COM | 1M | 2K | – |
| NOKIA CORP | SPONSORED ADR | 76K | 20K | – |
| NORTHROP GRUMMAN CORP | COM | 231K | 530 | – |
| NOVARTIS AG | SPONSORED ADR | 1M | 13K | – |
| NVIDIA CORPORATION | COM | 1M | 10K | – |
| ORACLE CORP | COM | 2M | 15K | – |
| PPL CORP | COM | 322K | 12K | – |
| PAYPAL HLDGS INC | COM | 3M | 56K | – |
| PEPSICO INC | COM | 2M | 13K | – |
| PFIZER INC | COM | 448K | 16K | – |
| PRICE T ROWE GROUP INC | COM | 5M | 47K | – |
| PROCTER AND GAMBLE CO | COM | 209K | 1K | – |
| PROTO LABS INC | COM | 1M | 47K | – |
| QUALCOMM INC | COM | 12M | 59K | – |
| REGENERON PHARMACEUTICALS | COM | 10M | 10K | – |
| SHELL PLC | SPON ADS | 410K | 6K | – |
| S&P GLOBAL INC | COM | 1M | 3K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 420K | 772 | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 282K | 4K | – |
| SEMPRA | COM | 373K | 5K | – |
| SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 201K | 6K | – |
| STARBUCKS CORP | COM | 2M | 19K | – |
| STRYKER CORPORATION | COM | 3M | 10K | – |
| TELEDYNE TECHNOLOGIES INC | COM | 2M | 4K | – |
| TESLA INC | COM | 688K | 3K | – |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 4M | 229K | – |
| 3M CO | COM | 490K | 5K | – |
| UNITED PARCEL SERVICE INC | CL B | 913K | 7K | – |
| UNITEDHEALTH GROUP INC | COM | 3M | 6K | – |
| URBAN OUTFITTERS INC | COM | 2M | 44K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 2M | 9K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 2M | 15K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 566K | 10K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 1M | 5K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 2M | 15K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 353K | 944 | – |
| VANGUARD INDEX FDS | VALUE ETF | 2M | 10K | – |
| VERIZON COMMUNICATIONS INC | COM | 205K | 5K | – |
| VERTEX PHARMACEUTICALS INC | COM | 10M | 21K | – |
| VISA INC | COM CL A | 293K | 1K | – |
| WALMART INC | COM | 3M | 50K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 698K | 58K | – |
| WELLS FARGO CO NEW | COM | 667K | 11K | – |
| WESTERN ALLIANCE BANCORP | COM | 334K | 5K | – |
| WIPRO LTD | SPON ADR 1 SH | 906K | 149K | – |
| AMDOCS LTD | SHS | 1M | 18K | – |
| CAPRI HOLDINGS LIMITED | SHS | 803K | 24K | – |
| MEDTRONIC PLC | SHS | 1M | 18K | – |
| CHECK POINT SOFTWARE TECH LT | ORD | 4M | 24K | – |