Hedge Fund Database

REBALANCE LLC

Adviser information for REBALANCE LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 20
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,609 $1.3B
Non-Discretionary 0 $0
Total 1,609 $1.3B

Clients

Type Number RAUM
Individuals 443 $295.4M
HNW Individuals 214 $964.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 13 $23.0M
Charitable organizations <5 $29.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-72723
SEC ERA File Number 801-72723
SEC CIK Numbers 1811052
SEC CRD Numbers 158242
Legal Entity Identifier None

Principal Office

420 FLORENCE ST
SUITE 210
PALO ALTO
CA
United States
BY APPOINTMENT ONLY, 9:00 AM - 5:00 PM
Tel: 650-396-3900, Fax: 650-618-2780

Websites

www.rebalance360.com www.linkedin.com/company/rebalance360/ twitter.com/rebalance360 www.facebook.com/rebalance360/ www.youtube.com/user/retirementinvesting

Chief Compliance Officer

SCOTT DAVID PURITZ
MANAGING DIRECTOR
4800 HAMPDEN LANE
SUITE 200
BETHESDA
MD
United States
Tel: 202-999-4210
Fax: 650-618-2780
(Full email address available in API data)

Regulatory Contact

SVETLANA KOT
VICE PRESIDENT OF FINANCE & OPERATIONS
530 LYTTON AVE
SUITE 200
PALO ALTO
CA
United States
Tel: 650-285-1995
Fax: 650-618-2780
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
TUCHMAN, MITCHELL, JAY Individual – MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER 06/2011 < 5%
TUCHMAN, MITCHELL, JAY Individual PENNY INVESTOR, INC OWNER 02/2017 > 75%
PURITZ, SCOTT, DAVID Individual SOMERSET GROUP ENTERPRISE,INC. OWNER 02/2017 > 75%
PENNY INVESTOR, INC Foreign Entity – OWNER 02/2017 25-50%
SOMERSET GROUP ENTERPRISE,INC. Foreign Entity – OWNER 02/2017 25-50%
PURITZ, SCOTT, DAVID Individual – CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR 08/2019 < 5%

No. Employees, Historic

30150201920202021202220232024202511 on 10/14/201916 on 10/16/201917 on 11/22/201917 on 3/17/202017 on 3/24/202017 on 3/30/202017 on 6/26/202017 on 7/30/202017 on 3/31/202117 on 7/2/202117 on 9/7/202119 on 3/29/202219 on 11/3/202219 on 11/29/202219 on 12/14/202221 on 3/28/202321 on 5/18/202321 on 5/18/202319 on 11/3/202319 on 11/5/202319 on 11/8/202320 on 3/25/202420 on 3/28/2024

RAUM, Historic

2B1B02019202020212022202320242025756126460 on 10/14/2019756126460 on 10/16/2019756126460 on 11/22/2019795546858 on 3/17/2020795546858 on 3/24/2020795546858 on 3/30/2020795546858 on 6/26/2020795546858 on 7/30/2020984261417 on 3/31/2021984261417 on 7/2/20211250020651 on 9/7/20211462139862 on 3/29/20221462139862 on 11/3/20221462139862 on 11/29/20221462139862 on 12/14/20221179867228 on 3/28/20231179867228 on 5/18/20231179867228 on 5/18/20231125564003 on 11/3/20231125564003 on 11/5/20231125564003 on 11/8/20231312746202 on 3/25/20241312746202 on 3/28/2024

No. Clients, Historic

80040002019202020212022202320242025665 on 10/14/2019665 on 10/16/2019665 on 11/22/2019655 on 3/17/2020655 on 3/24/2020655 on 3/30/2020655 on 6/26/2020655 on 7/30/2020655 on 3/31/2021655 on 7/2/2021686 on 9/7/2021681 on 3/29/2022681 on 11/3/2022681 on 11/29/2022681 on 12/14/2022695 on 3/28/2023695 on 5/18/2023695 on 5/18/2023709 on 11/3/2023709 on 11/5/2023709 on 11/8/2023673 on 3/25/2024673 on 3/28/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
TECHNOLOGY SELECT SECTOR SPDR FUND ETF 704K 3K 0
WILLIAMS SONOMA INC COM Stock 308K 1K 0
VANGUARD TOTAL STOCK MARKET ETF ETF 173M 647K 0
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF ETF 11M 153K 0
ISHARES MSCI EMERGING MARKETS ETF ETF 492K 12K 0
PROCTER AND GAMBLE CO COM Stock 585K 4K 0
COCA COLA CO COM Stock 247K 4K 0
INVESCO BULLETSHARES 2025 CORPORATE BOND ETF ETF 8M 380K 0
VANGUARD REAL ESTATE ETF ETF 77M 916K 0
SPDR S&P 500 ETF TRUST ETF 6M 11K 0
ISHARES MSCI JAPAN ETF ETF 483K 7K 0
INVESCO BULLETSHARES 2024 HIGH YIELD CORPORATE BOND ETF ETF 2M 96K 0
VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP ETF ETF 3M 28K 0
PEPSICO INC COM Stock 260K 2K 0
HEALTH CARE SELECT SECTOR SPDR FUND ETF 326K 2K 0
SPDR GOLD SHARES ETF 1M 7K 0
ISHARES RUSSELL 1000 GROWTH ETF ETF 8M 21K 0
SCHWAB U.S. BROAD MARKET ETF ETF 230M 4M 0
SCHWAB INTERNATIONAL EQUITY ETF ETF 112M 3M 0
ISHARES U.S. REAL ESTATE ETF ETF 6M 63K 0
INVESCO BULLETSHARES 2027 CORPORATE BOND ETF ETF 3M 170K 0
INVESCO BULLETSHARES 2025 HIGH YIELD CORPORATE BOND ETF ETF 2M 95K 0
ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF ETF 57M 2M 0
ISHARES CORE S&P SMALL CAP ETF ETF 40M 374K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 3M 8K 0
SCHWAB EMERGING MARKETS EQUITY ETF ETF 52M 2M 0
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 70M 882K 0
PG&E CORP COM Stock 390K 22K 0
MICROSOFT CORP COM Stock 2M 3K 0
INVESCO BULLETSHARES 2026 CORPORATE BOND ETF ETF 8M 398K 0
AMERIPRISE FINL INC COM Stock 279K 653 0
INVESCO BULLETSHARES 2028 CORPORATE BOND ETF ETF 3M 160K 0
INVESCO BULLETSHARES 2026 HIGH YIELD CORP BOND ETF ETF 2M 91K 0
VANGUARD SMALL-CAP ETF ETF 3M 12K 0
VANGUARD LARGE-CAP ETF ETF 1M 5K 0
FINANCIAL SELECT SECTOR SPDR FUND ETF 672K 16K 0
VANGUARD FTSE EUROPE ETF ETF 1M 22K 0
SCHWAB US TIPS ETF ETF 5M 97K 0
VANGUARD S&P 500 ETF ETF 3M 6K 0
VANGUARD GLOBAL EX-U.S. REAL ESTATE ETF ETF 772K 19K 0
VANGUARD S&P SMALL-CAP 600 ETF ETF 2M 18K 0
ELI LILLY & CO COM Stock 608K 671 0
ISHARES RUSSELL MID-CAP VALUE ETF ETF 825K 7K 0
ISHARES RUSSELL 2000 ETF ETF 3M 14K 0
ISHARES 0-3 MONTH TREASURY BOND ETF ETF 680K 7K 0
ISHARES RUSSELL MID-CAP GROWTH ETF ETF 817K 7K 0
VANGUARD FTSE PACIFIC ETF ETF 1M 19K 0
VANGUARD SMALL CAP VALUE ETF ETF 2M 12K 0
VANECK MORTGAGE REIT INCOME ETF ETF 447K 40K 0
DIMENSIONAL U.S. CORE EQUITY 2 ETF ETF 542K 17K 0
DIMENSIONAL U.S. EQUITY ETF ETF 366K 6K 0
VANGUARD SMALL-CAP GROWTH ETF ETF 1M 6K 0
CANADIAN PACIFIC KANSAS CITY COM Stock 227K 3K 0
VANGUARD TOTAL BOND MARKET ETF ETF 14M 194K 0
VANGUARD FTSE ALL-WORLD EX-US INDEX FUND ETF 745K 13K 0
ISHARES MSCI EMERGING MARKETS SMALL CAP ETF ETF 1M 17K 0
ROCKWELL AUTOMATION INC COM Stock 298K 1K 0
CISCO SYS INC COM Stock 392K 8K 0
ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 7M 89K 0
ISHARES CORE S&P 500 ETF ETF 1M 2K 0
ISHARES PREFERRED & INCOME SECURITIES ETF ETF 2M 59K 0
JPMORGAN CHASE & CO. COM Stock 334K 2K 0
ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF ETF 9M 169K 0
CHEVRON CORP NEW COM Stock 235K 2K 0
VANGUARD FTSE DEVELOPED MARKETS ETF ETF 83M 2M 0
SPDR S&P DIVIDEND ETF ETF 1M 11K 0
INTERNATIONAL BUSINESS MACHS COM Stock 273K 2K 0
ORACLE CORP COM Stock 573K 4K 0
VANGUARD FTSE EMERGING MARKETS ETF ETF 33M 745K 0
VANGUARD HIGH DIVIDEND YIELD INDEX ETF ETF 27M 228K 0
CATERPILLAR INC COM Stock 275K 825 0
AMERICAN EXPRESS CO COM Stock 430K 2K 0
ISHARES MSCI EAFE SMALL-CAP ETF ETF 1M 22K 0
ISHARES CORE U.S. AGGREGATE BOND ETF ETF 114M 1M 0
INVESCO BULLETSHARES 2024 CORPORATE BOND ETF ETF 8M 371K 0
ISHARES RUSSELL 3000 ETF ETF 6M 19K 0
SPDR DOW JONES REIT ETF ETF 3M 35K 0
EXXON MOBIL CORP COM Stock 349K 3K 0
LOWES COS INC COM Stock 276K 1K 0
ISHARES CORE S&P MID-CAP ETF ETF 5M 85K 0
ISHARES MSCI EAFE ETF ETF 2M 30K 0
APPLE INC COM Stock 2M 10K 0
VANGUARD TOTAL WORLD STOCK ETF ETF 282K 3K 0
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF ETF 547K 6K 0
ISHARES RUSSELL 1000 VALUE ETF ETF 7M 40K 0