Hedge Fund Database

PALLADIEM LLC

Adviser information for PALLADIEM LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 51 $123.7M
Non-Discretionary 274 $342.3M
Total 325 $466.0M

Clients

Type Number RAUM
Individuals 5 $363,243
HNW Individuals 282 $207.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 5 $7.1M
Charitable organizations 19 $125.8M
State or municipal gov entities <5 $34.4M
Other investment advisers <5 $81.8M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $9.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsOUTSOURCED CIO SERVICES
Compensation % of AUM

Identifiers

SEC RIA File Number 801-72726
SEC ERA File Number 801-72726
SEC CIK Numbers 1629271
SEC CRD Numbers 158989
Legal Entity Identifier None

Principal Office

ONE TOWN PLACE
SUITE 200
BRYN MAWR
PA
United States
Monday - Friday, 9AM-5PM
Tel: (484) 324-6100, Fax: None

Websites

twitter.com/palladiem/ www.linkedin.com/company/palladiem-llc/ www.palladiem.com

Chief Compliance Officer

JESSICA ROEPER
CHIEF COMPLIANCE OFFICER
6224 TURPIN HILLS DR.
CINCINNATI
OH
United States
Tel: 513-857-1392
(Full email address available in API data)

Regulatory Contact

DON ROBINSON
CHIEF INVESTMENT OFFICER
ONE TOWN PLACE
SUITE 200
BRYN MAWR
PA
United States
Tel: 484-324-6100
(Full email address available in API data)

Industry Affiliates

IDX ADVISORS Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ROBINSON, DONALD, GEORGE Individual – CHIEF INVESTMENT OFFICER 10/2011 5-10%
ROEPER, JESSICA, J Individual – CHIEF COMPLIANCE OFFICER 10/2023 < 5%
OAR FINANCIAL, LLC Domestic Entity – MEMBER 09/2023 > 75%
IDX GLOBAL, LLC Domestic Entity OAR FINANCIAL, LLC MANAGING MEMBER 09/2023 > 75%
ODYSSEY CAPITAL GROUP LP Domestic Entity IDX GLOBAL, LLC MEMBER 09/2023 25-50%
TERKER, BRUCE, EVANS Individual ODYSSEY CAPITAL GROUP LP GENERAL PARTNER 07/1989 > 75%
MCMILLAN, BENJAMIN, EDWARD Individual IDX GLOBAL, LLC MEMBER 09/2019 25-50%

No. Employees, Historic

10502020202120222023202420256 on 2/20/20206 on 3/29/20206 on 5/14/20206 on 6/22/20205 on 3/29/20215 on 6/29/20215 on 2/16/20225 on 3/31/20224 on 3/29/20234 on 10/11/20234 on 10/25/20233 on 3/19/2024

RAUM, Historic

900M450M0202020212022202320242025646802305 on 2/20/2020797855158 on 3/29/2020797855158 on 5/14/2020797855158 on 6/22/2020804964069 on 3/29/2021804964069 on 6/29/2021804964069 on 2/16/2022752303325 on 3/31/2022590428598 on 3/29/2023590428598 on 10/11/2023590428598 on 10/25/2023465999930 on 3/19/2024

No. Clients, Historic

6003000202020212022202320242025398 on 2/20/2020531 on 3/29/2020531 on 5/14/2020531 on 6/22/2020339 on 3/29/2021339 on 6/29/2021339 on 2/16/2022405 on 3/31/2022360 on 3/29/2023360 on 10/11/2023360 on 10/25/2023317 on 3/19/2024

Holdings

From latest 13F, filed December 8th, 2023 for period ending September 30th, 2023
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A CS 338K 3K –
ALPHABET INC CAP STK CL C CS 280K 2K –
AMAZON COM INC CS 360K 3K –
APPLE INC COM CS 577K 3K –
ASTRAZENECA PLC ADR 279K 4K –
COCA COLA CO CS 238K 4K –
DBX ETF TR XTRACKERS MSCI ETF 712K 27K –
DBX ETF TR XTRACKERS SNP ETF 867K 22K –
E L F BEAUTY INC CS 259K 2K –
ING GROUP N V ADR 322K 24K –
INTERCONTINENTAL EXCHANGE INC CS 240K 2K –
INVESCO EXCHNG TRADED FD TR SN ETF 2M 109K –
INVESCO QQQ TR UNIT SER 1 ETF 2M 6K –
ISHARES INC MSCI BRAZIL ETF 519K 17K –
ISHARES INC MSCI MEXICO ETF 239K 4K –
ISHARES INC MSCI S KOREA ETF 706K 12K –
ISHARES INC MSCI TIW ETF NEW ETF 714K 16K –
ISHARES INC MSCI USA IDX ETF 7M 88K –
ISHARES MSCI CHILE INDEX FUND ETF 216K 8K –
ISHARES MSCI EAFE SMALL CAP IN ETF 3M 46K –
ISHARES TR AAA A RATED CP ETF 3M 69K –
ISHARES TR CORE US AGGBD ET ETF 6M 66K –
ISHARES TR DJ MED DEVICES ETF 2M 38K –
ISHARES TR DJ US TECH SEC ETF 2M 22K –
ISHARES TR MSCI INDIA IDX ETF 861K 19K –
ISHARES TR MSCI INTL QUALTY ETF 5M 150K –
ISHARES TR RUSSELL1000GRW ETF 376K 1K –
ISHARES TR SANDP GBL INF ETF 2M 39K –
J P MORGAN EXCHANGE-TRADED F I ETF 724K 16K –
KRANESHARES TR KFA GBL CARBON ETF 2M 68K –
KRANESHARES TR KFA MOUNT LUCAS ETF 9M 270K –
MCDONALDS CORP CS 242K 917 –
MICROSOFT CORP CS 829K 3K –
NOVARTIS A G SPONSORED ADR ADR 276K 3K –
NOVO-NORDISK A S ADR ADR 506K 6K –
NVIDIA CORP CS 247K 568 –
PROCTER AND GAMBLE CO CS 372K 3K –
SCHWAB STRATEGIC TR INTL EQTY ETF 394K 12K –
SCHWAB STRATEGIC TR US DIVIDEN ETF 5M 69K –
SELECT SECTOR SPDR TR SBI INT- ETF 3M 32K –
SPDR SER TR SPDR BLOOMBERG ETF 7M 72K –
SPDR TR UNIT SER 1 ETF 1M 3K –
SSGA ACTIVE ETF TR BLKSTN GSOS ETF 6M 141K –
TAIWAN SEMICONDUCTOR MFG LTD ADR 259K 3K –
TESLA MTRS INC CS 212K 849 –
TETRA TECH INC NEW CS 221K 1K –
UNILEVER PLC SPON ADR ADR 266K 5K –
UNITEDHEALTH GROUP INC CS 245K 485 –
VIAVI SOLUTIONS INC CS 97K 11K –
VIRTUS ETF TR II NEWFLEET ABS ETF 4M 152K –
VISA INC CS 504K 2K –
VictoryShares US Eq Income Enh ETF 4M 75K –
WORLD GOLD TR SPDR GLD MINIS ETF 4M 107K –