SKY HARBOR CAPITAL MANAGEMENT, LLC
Adviser information for SKY HARBOR CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 24 | $4.0B |
| Non-Discretionary | 2 | $28.6M |
| Total | 26 | $4.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $49.3M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $2.1B |
| Pension and profit sharing plans | <5 | $232.2M |
| Charitable organizations | <5 | $18.7M |
| State or municipal gov entities | <5 | $108.2M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 11 | $1.6B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 54 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-72729 |
|---|---|
| SEC ERA File Number | 801-72729 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159020 |
| Legal Entity Identifier | 5493001K4T43F1W5NI61 |
Principal Office
20 HORSENECK LANEGREENWICH
CT
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 203-769-8800, Fax: 203-769-8801
Chief Compliance Officer
GORDON ENG
GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER
SKY HARBOR CAPITAL MANAGEMENT, LLC
20 HORSENECK LANE
GREENWICH
CT
United States
Tel:
(203) 769-8812
Fax:
(203) 769-8801
G***@*********M
(Full email address available in API data)
Regulatory Contact
ANNE YOBAGE
DIRECTOR
20 HORSENECK LANE
GREENWICH
CT
United States
Tel:
203 769 8804
Fax:
203 769 8801
A******@*********M
(Full email address available in API data)
Industry Affiliates
| SKY HARBOR CAPITAL MANAGEMENT GMBH | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SKY HARBOR BROAD HIGH YIELD MARKET PARTNERS, LP | HIGH YIELD FIXED INCOME | $180.3M | $10.0M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SKY HARBOR CAPITAL HOLDINGS LLC | Domestic Entity | – | MANAGING MEMBER | 08/2011 | > 75% |
| TRIDENT SKY PL HOLDINGS LLC | Domestic Entity | SKY HARBOR CAPITAL HOLDINGS LLC | MEMBER | 08/2011 | 50-75% |
| TRIDENT V, L.P. | Foreign Entity | TRIDENT SKY PL HOLDINGS LLC | MEMBER | 08/2011 | 50-75% |
| TRIDENT SKY3 HOLDINGS INC. | Domestic Entity | TRIDENT SKY PL HOLDINGS LLC | MEMBER | 08/2011 | 25-50% |
| TRIDENT V PARALLEL FUND, L.P. | Foreign Entity | TRIDENT SKY3 HOLDINGS INC. | SHAREHOLDER | 08/2011 | > 75% |
| TRIDENT CAPITAL V, L.P. | Foreign Entity | TRIDENT V, L.P. | GENERAL PARTNER | 12/2008 | |
| NZ TRIDENT V, LLC | Domestic Entity | TRIDENT CAPITAL V, L.P. | GENERAL PARTNER | 12/2008 | |
| CD TRIDENT V, LLC | Domestic Entity | TRIDENT CAPITAL V, L.P. | GENERAL PARTNER | 12/2008 | |
| JC TRIDENT V, LLC | Domestic Entity | TRIDENT CAPITAL V, L.P. | GENERAL PARTNER | 12/2008 | |
| DW TRIDENT V, LLC | Domestic Entity | TRIDENT CAPITAL V, L.P. | GENERAL PARTNER | 12/2008 | |
| CAREY, JAMES, DAWSON | Individual | JC TRIDENT V, LLC | MANAGING MEMBER | 12/2008 | > 75% |
| WERMUTH, DAVID, JAY | Individual | DW TRIDENT V, LLC | MANAGING MEMBER | 12/2008 | > 75% |
| ZERBIB, NICOLAS, DAVID | Individual | NZ TRIDENT V, LLC | MANAGING MEMBER | 12/2008 | > 75% |
| DAVIS, CHARLES, ARTHUR | Individual | CD TRIDENT V, LLC | MANAGING MEMBER | 12/2008 | > 75% |
| STRASSER, HANNAH, HARDERT | Individual | SKY HARBOR CAPITAL HOLDINGS LLC | ELECTED MANAGER | 09/2011 | |
| STRASSER, HANNAH, HARDERT | Individual | – | MANAGING DIRECTOR | 09/2011 | < 5% |
| YOBAGE, ANNE, CATHERINE | Individual | – | DIRECTOR | 09/2011 | < 5% |
| MUHTADIE, FAYEZ, SAMI | Individual | SKY HARBOR CAPITAL HOLDINGS LLC | ELECTED MANAGER | 08/2011 | |
| WERMUTH, DAVID, JAY | Individual | SKY HARBOR CAPITAL HOLDINGS LLC | ELECTED MANAGER | 08/2011 | |
| ENG, GORDON | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 08/2011 | < 5% |
| YOBAGE, ANNE, CATHERINE | Individual | SKY HARBOR CAPITAL HOLDINGS LLC | ELECTED MANAGER | 09/2011 | |
| KINSLEY, DAVID, WILLIAM | Individual | – | PRINCIPAL | 09/2011 | < 5% |
| TRIDENT CAPITAL V-PF, L.P. | Foreign Entity | TRIDENT V PARALLEL FUND, L.P. | GENERAL PARTNER | 12/2011 | |
| CD TRIDENT V, LLC | Domestic Entity | TRIDENT CAPITAL V-PF, L.P. | GENERAL PARTNER | 12/2011 | |
| JC TRIDENT V, LLC | Domestic Entity | TRIDENT CAPITAL V-PF, L.P. | GENERAL PARTNER | 12/2011 | |
| DW TRIDENT V, LLC | Domestic Entity | TRIDENT CAPITAL V-PF, L.P. | GENERAL PARTNER | 12/2011 | |
| NZ TRIDENT V, LLC | Domestic Entity | TRIDENT CAPITAL V-PF, L.P. | GENERAL PARTNER | 12/2011 | |
| MUHTADIE, FAYEZ, SAMI | Individual | – | ELECTED MANAGER | 09/2011 | < 5% |
| WERMUTH, DAVID, JAY | Individual | – | ELECTED MANAGER | 09/2011 | < 5% |