LLOYD CAPITAL LLC
Adviser information for LLOYD CAPITAL LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 18 | $526.2M |
| Non-Discretionary | 0 | $0 |
| Total | 18 | $526.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $12.8M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $61.9M |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 14 | $451.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 72 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-72733 |
|---|---|
| SEC ERA File Number | 801-72733 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158668 |
| Legal Entity Identifier | 506700B092IMRC781632 |
Principal Office
WEINBERGSTRASSE 100KILCHBERG
Switzerland
Monday - Friday, 9:00 AM TO 5:30 PM
Tel: +41445332230, Fax: None
Websites
Chief Compliance Officer
MARTIN BINGISSER
WEINBERGSTRASSE 100
KILCHBERG
Switzerland
Tel:
+41445332230
M***************@**************H
(Full email address available in API data)
Regulatory Contact
LARISSA DOS SANTOS
DEPUTY COMPLIANCE AND RISK OFFICER
WEINBERGSTRASSE 100
KILCHBERG
Switzerland
Tel:
+41445332230
L****************@**************H
(Full email address available in API data)
Industry Affiliates
| EMERALD WEALTH PARTNERS AG | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Soler, Moritz, Anton | Individual | – | CEO | 06/2023 | < 5% |
| EMERALD WEALTH PARTNERS AG | Foreign Entity | – | SHAREHOLDER | 12/2021 | > 75% |
| Bingisser, Glen, Martin | Individual | – | CHIEF COMPLIANCE OFFICER, HEAD LEGAL | 10/2022 | < 5% |
| Kuepfer, Thomas | Individual | – | CIO | 10/2022 | < 5% |
| KIEFER, CYRILL, NMN | Individual | – | HEAD FRONT OFFICE | 10/2022 | < 5% |