GOLD INVESTMENT MANAGEMENT LTD.
Adviser information for GOLD INVESTMENT MANAGEMENT LTD. last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,347 | $395.2M |
| Non-Discretionary | 0 | $0 |
| Total | 2,347 | $395.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 718 | $150.1M |
| HNW Individuals | 26 | $89.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $90.6M |
| Charitable organizations | <5 | $50.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 33 | $13.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 99 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
10226 - 104 STREET NWSUITE 502 FOX TOWER ONE
EDMONTON
Canada
Monday - Friday, 8:00AM - 4:30PM
Tel: 780-436-9955, Fax: 866-541-7947
Chief Compliance Officer
JONATHAN ANDREW LEWIS GOLDENSTEIN
CHIEF COMPLIANCE OFFICER
10226 - 104 STREET NW
SUITE 502 FOX TOWER ONE
EDMONTON
Canada
Tel:
780-436-9955
Fax:
866-541-7947
J****@**********M
(Full email address available in API data)
Regulatory Contact
GEORGE WU
MANAGING MEMBER
10226 - 104 STREET NW
SUITE 502 FOX TOWER ONE
EDMONTON
Canada
Tel:
780-436-9955
Fax:
866-541-7947
G**@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOLD (2020) FAMILY TRUST | Foreign Entity | – | OWNER | 05/2020 | > 75% |
| GOLD, JONATHON, ANDREW LEWIS | Individual | GOLD (2020) FAMILY TRUST | TRUSTEE | 04/2020 | |
| GOLD, JONATHON, ANDREW LEWIS | Individual | – | CHIEF COMPLIANCE OFFICER AND PRESIDENT | 08/2007 | < 5% |
| 2257795 ALBERTA LTD | Foreign Entity | – | OWNER | 05/2020 | 10-25% |
| Wu, George, Tom Yuk Fai | Individual | 2257795 ALBERTA LTD | OWNER | 04/2020 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ISHARES SILVER TR | ISHARES | 90K | 3K | – |
| SPDR GOLD TR | GOLD SHS | 21K | 98 | – |
| BCE INC | COM NEW | 3M | 102K | – |
| ROGERS COMMUNICATIONS INC | CL B | 767K | 21K | – |
| TELUS CORPORATION | COM | 1M | 93K | – |
| TELUS INTL CDA INC | SUB VTG SHS | 2K | 400 | – |
| MAGNA INTL INC | COM | 42K | 1K | – |
| RESTAURANT BRANDS INTL INC | COM | 3K | 49 | – |
| CAMECO CORP | COM | 203K | 4K | – |
| CANADIAN NAT RES LTD | COM | 4M | 106K | – |
| CENOVUS ENERGY INC | COM | 374K | 19K | – |
| ENBRIDGE INC | COM | 3M | 72K | – |
| IMPERIAL OIL LTD | COM NEW | 2M | 27K | – |
| PEMBINA PIPELINE CORP | COM | 392K | 11K | – |
| SUNCOR ENERGY INC NEW | COM | 5M | 144K | – |
| TC ENERGY CORP | COM | 341K | 9K | – |
| BANK MONTREAL QUE | COM | 2M | 21K | – |
| BANK NOVA SCOTIA HALIFAX | COM | 5M | 111K | – |
| BROOKFIELD ASSET MANAGMT LTD | CL A LMT VTG SHS | 2M | 49K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 4M | 104K | – |
| CANADIAN IMPERIAL BK COMM TO | COM | 3M | 54K | – |
| MANULIFE FINL CORP | COM | 5M | 199K | – |
| ROYAL BK CDA | COM | 5M | 50K | – |
| SUN LIFE FINANCIAL INC. | COM | 2M | 42K | – |
| TORONTO DOMINION BK ONT | COM NEW | 6M | 115K | – |
| BROOKFIELD BUSINESS PARTNERS | UNIT LTD L P | 555K | 29K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 7M | 86K | – |
| CANADIAN NATL RY CO | COM | 6M | 50K | – |
| STANTEC INC | COM | 285K | 3K | – |
| TFI INTL INC | COM | 1M | 7K | – |
| THOMSON REUTERS CORP. | COM | 57K | 336 | – |
| WASTE CONNECTIONS INC | COM | 578K | 3K | – |
| AGNICO EAGLE MINES LTD | COM | 364K | 6K | – |
| BARRICK GOLD CORP | COM | 235K | 14K | – |
| FRANCO NEV CORP | COM | 316K | 3K | – |
| NUTRIEN LTD | COM | 88K | 2K | – |
| TECK RESOURCES LTD | CL B | 125K | 3K | – |
| WEST FRASER TIMBER CO LTD | COM | 207K | 3K | – |
| WHEATON PRECIOUS METALS CORP | COM | 103K | 2K | – |
| GRANITE REAL ESTATE INVT TR | UNIT 99/99/9999 | 4M | 81K | – |
| CGI INC | CL A SUB VTG | 2K | 16 | – |
| BROOKFIELD INFRAST PARTNERS | LP INT UNIT | 4M | 145K | – |
| BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | 2M | 80K | – |
| FORTIS INC | COM | 3M | 70K | – |
| ALPHABET INC | CAP STK CL A | 136K | 744 | – |
| ALPHABET INC | CAP STK CL C | 966K | 5K | – |
| COMCAST CORP NEW | CL A | 39K | 996 | – |
| META PLATFORMS INC | CL A | 425K | 843 | – |
| OMNICOM GROUP INC | COM | 995K | 11K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 4K | 50 | – |
| TWILIO INC | CL A | 3K | 53 | – |
| DISNEY WALT CO | COM | 31K | 308 | – |
| AMAZON COM INC | COM | 3M | 13K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 32K | 175 | – |
| FORD MTR CO DEL | COM | 3K | 229 | – |
| GENERAL MTRS CO | COM | 49K | 1K | – |
| HOME DEPOT INC | COM | 95K | 276 | – |
| MCDONALDS CORP | COM | 219K | 858 | – |
| NIKE INC | CL B | 25K | 330 | – |
| STARBUCKS CORP | COM | 19K | 241 | – |
| TESLA INC | COM | 1M | 6K | – |
| TJX COS INC NEW | COM | 12K | 113 | – |
| CLOROX CO DEL | COM | 7K | 50 | – |
| COCA COLA CO | COM | 56K | 884 | – |
| COSTCO WHSL CORP NEW | COM | 276K | 325 | – |
| MCCORMICK & CO INC | COM NON VTG | 18K | 250 | – |
| PEPSICO INC | COM | 67K | 404 | – |
| PROCTER AND GAMBLE CO | COM | 363K | 2K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 6K | 84 | – |
| WALMART INC | COM | 3M | 48K | – |
| CHEVRON CORP NEW | COM | 52K | 330 | – |
| CONOCOPHILLIPS | COM | 50K | 437 | – |
| EXXON MOBIL CORP | COM | 178K | 2K | – |
| AMERICAN EXPRESS CO | COM | 8K | 33 | – |
| BANK NEW YORK MELLON CORP | COM | 6K | 100 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 4K | – |
| BANK AMERICA CORP | COM | 4M | 94K | – |
| BLACKROCK INC | COM | 2M | 2K | – |
| BLACKSTONE INC | COM | 143K | 1K | – |
| CARLYLE GROUP INC | COM | 55K | 1K | – |
| CITIGROUP INC | COM NEW | 1M | 23K | – |
| CME GROUP INC | COM | 25K | 125 | – |
| FRANKLIN RESOURCES INC | COM | 582K | 26K | – |
| GOLDMAN SACHS GROUP INC | COM | 2M | 4K | – |
| INVESCO LTD | SHS | 777K | 52K | – |
| JPMORGAN CHASE & CO | COM | 4M | 19K | – |
| MARKEL GROUP INC | COM | 2M | 1K | – |
| MASTERCARD INCORPORATED | CL A | 2M | 6K | – |
| METLIFE INC | COM | 138K | 2K | – |
| MORGAN STANLEY | COM NEW | 180K | 2K | – |
| NASDAQ INC | COM | 2M | 30K | – |
| PNC FINL SVCS GROUP INC | COM | 109K | 698 | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 3M | 61K | – |
| US BANCORP DEL | COM NEW | 18K | 450 | – |
| VISA INC | COM CL A | 1M | 5K | – |
| ROGRESSIVE CORP | COM | 2K | 10 | – |
| ABBOTT LABS | COM | 1M | 14K | – |
| ABBVIE INC | COM | 2M | 11K | – |
| AMGEN INC | COM | 532K | 2K | – |
| BECTON DICKINSON & CO | COM | 280K | 1K | – |
| BOSTON SCIENTIFIC CORP | COM | 6K | 75 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 530K | 13K | – |
| ELI LILLY & CO | COM | 4M | 4K | – |
| GILEAD SCIENCES INC | COM | 19K | 280 | – |
| JOHNSON & JOHNSON | COM | 3M | 18K | – |
| MEDTRONIC PLC | SHS | 2M | 31K | – |
| MERCK & CO INC | COM | 2M | 16K | – |
| PFIZER INC | COM | 2M | 54K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 46K | 313 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 129K | 233 | – |
| UNITEDHEALTH GROUP INC | COM | 4K | 8 | – |
| MCKESSON CORP | COM | 2K | 4 | – |
| 3M CO | COM | 156K | 2K | – |
| BOEING CO | COM | 560K | 3K | – |
| CSX CORP | COM | 4M | 116K | – |
| CUMMINS INC | COM | 4K | 15 | – |
| EATON CORP PLC | SHS | 18K | 59 | – |
| EMERSON ELEC CO | COM | 3K | 25 | – |
| GENERAL DYNAMICS CORP | COM | 2M | 6K | – |
| HONEYWELL INTL INC | COM | 732K | 3K | – |
| ILLINOIS TOOL WKS INC | COM | 6K | 24 | – |
| L3HARRIS TECHNOLOGIES INC | COM | 191K | 852 | – |
| LOCKHEED MARTIN CORP | COM | 5M | 10K | – |
| NORFOLK SOUTHN CORP | COM | 2M | 11K | – |
| NORTHROP GRUMMAN CORP | COM | 1M | 3K | – |
| RTX CORPORATION | COM | 309K | 3K | – |
| SELECT SECTOR SPDR TR | INDL | 752K | 6K | – |
| UNION PAC CORP | COM | 5M | 23K | – |
| VANGUARD WORLD FDS | INDUSTRIAL ETF | 941 | 4 | – |
| GE AEROSPACE | COM NEW | 16K | 100 | – |
| ALBEMARLE CORP | COM | 66K | 693 | – |
| CORTEVA INC | COM | 2K | 42 | – |
| DOW INC | COM | 2K | 42 | – |
| DUPONT DE NEMOURS INC | COM | 3K | 42 | – |
| LINDE PLC | SHS | 217K | 495 | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 29K | 298 | – |
| NEWMONT CORP | COM | 46K | 1K | – |
| FREEPORT-MCMORAN INC | CL B | 875 | 18 | – |
| AMERICAN TOWER CORP NEW | COM | 25K | 131 | – |
| AVALONBAY CMNTYS INC | COM | 78K | 378 | – |
| DIGITAL RLTY TR INC | COM | 2M | 16K | – |
| EQUITY RESIDENTIAL | SH BEN INT | 17K | 252 | – |
| EQUINIX INC | COM | 177K | 234 | – |
| EXTRA SPACE STORAGE INC | COM | 4K | 24 | – |
| LXP INDUSTRIAL TRUST | COM | 520K | 57K | – |
| MID-AMER APT CMNTYS INC | COM | 2M | 11K | – |
| NNN REIT INC | COM | 328K | 8K | – |
| PROLOGIS INC. | COM | 9K | 82 | – |
| PUBLIC STORAGE | COM | 762K | 3K | – |
| REALTY INCOME CORP | COM | 3M | 60K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 6K | 145 | – |
| SIMON PPTY GROUP INC NEW | COM | 7K | 45 | – |
| STAG INDL INC | COM | 193K | 5K | – |
| UDR INC | COM | 18K | 445 | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 311K | 4K | – |
| VENTAS INC | COM | 1M | 20K | – |
| WELLTOWER INC | COM | 483K | 5K | – |
| ADOBE INC | COM | 9K | 17 | – |
| ADVANCED MICRO DEVICES INC | COM | 310K | 2K | – |
| APPLIED MATLS INC | COM | 7M | 28K | – |
| APPLE INC | COM | 1M | 6K | – |
| BROADCOM INC | COM | 1M | 731 | – |
| CISCO SYS INC | COM | 2M | 42K | – |
| COHU INC | COM | 2K | 50 | – |
| ISHARES TR | ISHARES SEMICDTR | 3M | 12K | – |
| KLA CORP | COM NEW | 425K | 516 | – |
| LAM RESEARCH CORP | COM | 630K | 592 | – |
| MARVELL TECHNOLOGY INC | COM | 126K | 2K | – |
| MICROSOFT CORP | COM | 11M | 25K | – |
| NVIDIA CORPORATION | COM | 305K | 2K | – |
| ORACLE CORP | COM | 2M | 13K | – |
| QORVO INC | COM | 1K | 10 | – |
| QUALCOMM INC | COM | 5K | 25 | – |
| SALESFORCE INC | COM | 8K | 31 | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 4M | 16K | – |
| TERADYNE INC | COM | 211K | 1K | – |
| TEXAS INSTRS INC | COM | 108K | 555 | – |
| INTEL CORP | COM | 155 | 5 | – |
| INVESCO QQQ TR | UNIT SER 1 | 2M | 4K | – |
| ISHARES TR | CORE S&P MCP ETF | 218K | 4K | – |
| MOSAIC CO NEW | COM | 4K | 146 | – |
| RIO TINTO PLC | SPONSORED ADR | 791 | 12 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 4M | 7K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 6K | 33 | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 100K | 199 | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 1K | 4 | – |
| ISHARES TR | 0-3 MNTH TREASRY | 5K | 54 | – |
| NEXTERA ENERGY INC | COM | 921 | 13 | – |
| ISHARES TR | LATN AMER 40 ETF | 263K | 11K | – |
| ISHARES TR | CORE MSCI EMKT | 502K | 9K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 2M | 45K | – |
| ISHARES INC | MSCI EMRG CHN | 3M | 48K | – |
| VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 2K | 40 | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 865K | 846 | – |
| ASTRAZENECA PLC | SPONSORED ADR | 2K | 20 | – |
| BP PLC | SPONSORED ADR | 8K | 228 | – |
| DIAGEO PLC | SPON ADR NEW | 6K | 48 | – |
| ISHARES TR | CORE MSCI EAFE | 857K | 12K | – |
| NOVARTIS AG | SPONSORED ADR | 1K | 10 | – |
| NOVO-NORDISK A S | ADR | 14K | 100 | – |
| PHILIP MORRIS INTL INC | COM | 76K | 750 | – |
| SANOFI | SPONSORED ADR | 1K | 30 | – |
| SPDR INDEX SHS FDS | EURO STOXX 50 | 1M | 21K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 8M | 45K | – |
| TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 929K | 72K | – |
| TOTALENERGIES SE | SPONSORED ADS | 13K | 200 | – |
| TOYOTA MOTOR CORP | ADS | 2M | 11K | – |
| UNILEVER PLC | SPON ADR NEW | 1K | 25 | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 3M | 67K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 3M | 42K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 15K | 137 | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 25K | 318 | – |
| AMC ENTMT HLDGS INC | CL A NEW | 75 | 15 | – |
| AURORA CANNABIS INC | COM | 32 | 7 | – |
| GLOBAL X FDS | DEFENSE TECH ETF | 2K | 72 | – |