WESTMOUNT ASSET MANAGEMENT, LLC
Adviser information for WESTMOUNT ASSET MANAGEMENT, LLC last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 39 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 25 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,670 | $4.2B |
| Non-Discretionary | 14 | $43.8M |
| Total | 4,684 | $4.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 616 | $233.8M |
| HNW Individuals | 747 | $3.6B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $125,077 |
| Pension and profit sharing plans | 9 | $94.3M |
| Charitable organizations | 21 | $247.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $67.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-72739 |
|---|---|
| SEC ERA File Number | 801-72739 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158857 |
| Legal Entity Identifier | None |
Principal Office
2049 CENTURY PARK EASTSUITE 2500
LOS ANGELES
CA
United States
Monday - Friday, 8:00 TO 5:00
Tel: 310-556-2502, Fax: 310-556-8661
Chief Compliance Officer
CHRIS WERNER
CHIEF OPERATING OFFICER
2049 CENTURY PARK EAST
SUITE 2500
LOS ANGELES
CA
United States
Tel:
310-556-2502
Fax:
310-556-8661
C******@************M
(Full email address available in API data)
Industry Affiliates
| UOB CAPITAL PARTNERS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WCP MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WESTMOUNT CAPITAL PARTNERS, LP | INVESTS IN 3 VENTURE CAPITAL FUNDS & 4 PRIVATE EQUITY FUNDS | $0.1M | $0.1M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WESTMOUNT ASSET MANAGEMENT, INC. | Domestic Entity | – | MANAGING MEMBER | 09/2011 | 50-75% |
| TEMPERANCE WEALTH PARTNERS INC. | Domestic Entity | – | GENERAL PARTNER | 01/2018 | < 5% |
| BERLINER, JAMES, EDGAR | Individual | – | CHAIRMAN | 01/2022 | < 5% |
| AMASH, MICHAEL, JOSEPH | Individual | – | PRESIDENT | 01/2022 | < 5% |
| WERNER, CHRISTOPHER, MILES | Individual | – | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | 09/2011 | < 5% |
| BERLINER, JAMES, EDGAR | Individual | WESTMOUNT ASSET MANAGEMENT, INC. | CHAIRMAN | 01/2022 | 50-75% |
| TEMPERANCE WEALTH PARTNERS LP | Domestic Entity | – | OWNER | 01/2018 | 25-50% |
| TICE, KEVIN, DOUGLAS | Individual | TEMPERANCE PARTNERS INC. | PRESIDENT | 10/2015 | |
| SORBARA, PAUL, JOSEPH | Individual | TEMPERANCE PARTNERS INC. | VICE PRESIDENT | 10/2015 | |
| TEMPERANCE PARTNERS INC. | Domestic Entity | TEMPERANCE WEALTH PARTNERS LP | OWNER | 10/2015 | > 75% |
| SORBARA, JULIA, CATHERINE | Individual | JDS TPLP TRUST | TRUSTEE | 03/2011 | 25-50% |
| TEMPERANCE PARTNERS (CANADA) LIMITED PARTNERSHIP II | Foreign Entity | TEMPERANCE PARTNERS INC. | SHARE-HOLDER OWNER | 10/2015 | > 75% |
| JDS TPLP TRUST | Foreign Entity | TEMPERANCE PARTNERS (CANADA) LIMITED PARTNERSHIP II | LIMIED PARTNER, OWNER | 10/2014 | > 75% |
| SORBARA, PAUL, JOSEPH | Individual | JDS TPLP TRUST | TRUSTEE | 03/2011 | 25-50% |
| TEMPERANCE PARTNERS GP I LIMITED | Foreign Entity | TEMPERANCE PARTNERS (CANADA) LIMITED PARTNERSHIP II | GENERAL PARTNER | 06/2015 | |
| SORBARA, PAUL, JOSEPH | Individual | TEMPERANCE PARTNERS GP I LIMITED | VICE PRESIDENT | 01/2011 | |
| TICE, KEVIN, DOUGLAS | Individual | TEMPERANCE PARTNERS GP I LIMITED | PRESIDENT | 01/2011 | |
| SORBARA, THOMAS, ANTHONY | Individual | JDS TPLP TRUST | TRUSTEE | 03/2011 | 25-50% |
| SELTZER, JASON, ADAM | Individual | TEMPERANCE PARTNERS INC. | VICE PRESIDENT, TEMPERANCE PARTNERS INC. | 10/2019 | |
| CAUVEL, SEAN, CHRISTIAN | Individual | – | MANAGING PARTNER | 01/2022 | < 5% |