Hedge Fund Database

RAIN CAPITAL MANAGEMENT

RAIN CAPITAL MANAGEMENT, LLC Legal Name

Adviser information for RAIN CAPITAL MANAGEMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Oregon, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 681 $379.0M
Non-Discretionary 0 $0
Total 681 $379.0M

Clients

Type Number RAUM
Individuals 30 $10.0M
HNW Individuals 173 $362.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $4.0M
Charitable organizations <5 $2.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)CHARITABLE FOUNDATIONS
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-72744
SEC ERA File Number 801-72744
SEC CIK Numbers 1667553
SEC CRD Numbers 158996
Legal Entity Identifier None

Principal Office

525 3RD STREET
SUITE 224
LAKE OSWEGO
OR
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 503-822-1700, Fax: 503-227-2398

Websites

www.raincapital.com www.rain-capital.com

Chief Compliance Officer

DAVID REICHLE
MANAGING DIRECTOR & CHIEF PORTFOLIO STRATEGIST
525 3RD STREET
SUITE 224
LAKE OSWEGO
OR
United States
Tel: 503-776-8803
Fax: 503-227-2398
(Full email address available in API data)

Regulatory Contact

JOHN CARR
ATTORNEY
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel: 503-635-5244
Fax: 503-635-2955
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
REICHLE, DAVID, JOHN Individual – MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER 09/2011 50-75%
ABBRUZZESE, CHRIS, ENRICO Individual – CHIEF INVESTMENT OFFICER 11/2011 < 5%
KIM, CHINGYEE, ELLEN Individual – MANAGING DIRECTOR AND CHIEF OPERATIONS OFFICER 10/2011 50-75%

No. Employees, Historic

10502020202120222023202420255 on 3/23/20205 on 3/23/20205 on 6/4/20205 on 10/1/20206 on 3/26/20216 on 3/31/20226 on 7/18/20226 on 3/27/20236 on 12/5/20236 on 3/28/2024

RAUM, Historic

500M250M0202020212022202320242025353878000 on 3/23/2020353878000 on 3/23/2020353878000 on 6/4/2020353878000 on 10/1/2020377000000 on 3/26/2021437179560 on 3/31/2022437179560 on 7/18/2022376000000 on 3/27/2023376000000 on 12/5/2023379000000 on 3/28/2024

No. Clients, Historic

3001500202020212022202320242025192 on 3/23/2020192 on 3/23/2020192 on 6/4/2020192 on 10/1/2020169 on 3/26/2021192 on 3/31/2022192 on 7/18/2022183 on 3/27/2023183 on 12/5/2023203 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANCED MICRO DEVICES INC COM 224K 1K –
ALPHABET INC CAP STK CL A 328K 2K –
AMAZON COM INC COM 648K 4K –
APPLE INC COM 3M 16K –
ARK ETF TR INNOVATION ETF 428 10 –
BANK AMERICA CORP COM 257K 6K –
BLOCK H & R INC COM 283K 6K –
COSTCO WHSL CORP NEW COM 274K 338 –
DIMENSIONAL ETF TRUST US EQUITY ETF 3M 53K –
EA SERIES TRUST STRIVE US ENERGY 189K 6K –
EDWARDS LIFESCIENCES CORP COM 621K 7K –
EXXON MOBIL CORP COM 322K 3K –
FLEXSHARES TR MORNSTAR UPSTR 462K 11K –
FLEXSHARES TR STOXX GLOBR INF 212K 4K –
GENERAL MLS INC COM 346K 5K –
GOLDMAN SACHS PHYSICAL GOLD UNIT 37K 2K –
INTEL CORP COM 201K 7K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 26K 138 –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 52K 1K –
INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 10K 434 –
INVESCO QQQ TR UNIT SER 1 263K 583 –
ISHARES GOLD TR ISHARES NEW 1K 25 –
ISHARES INC MSCI GBL MIN VOL 129K 1K –
ISHARES INC MSCI WORLD ETF 466K 3K –
ISHARES SILVER TR ISHARES 28K 1K –
ISHARES TR MSCI ACWI ETF 424K 4K –
ISHARES TR CORE US AGGBD ET 118K 1K –
ISHARES TR SELECT DIVID ETF 37K 298 –
ISHARES TR MSCI EAFE ETF 4M 51K –
ISHARES TR MSCI EAFE MIN VL 27K 375 –
ISHARES TR CORE HIGH DV ETF 114K 1K –
ISHARES TR BLACKROCK ULTRA 27K 529 –
ISHARES TR 7-10 YR TRSY BD 10M 103K –
ISHARES TR 3 7 YR TREAS BD 91K 798 –
ISHARES TR CORE S&P TTL STK 16M 143K –
ISHARES TR CORE S&P500 ETF 31M 58K –
ISHARES TR 1 3 YR TREAS BD 26K 320 –
ISHARES TR TIPS BD ETF 811 8 –
ISHARES TR 20 YR TR BD ETF 18K 203 –
ISHARES TR MSCI USA MIN VOL 250K 3K –
ISHARES TR ISHS 1-5YR INVS 4M 82K –
ISHARES TR RUSSELL 2000 ETF 86K 417 –
ISHARES TR S&P 500 GRWT ETF 50K 579 –
ISHARES TR S&P 500 VAL ETF 41K 225 –
ISHARES TR CORE S&P MCP ETF 39K 655 –
ISHARES TR RUSSELL 3000 ETF 30K 100 –
ISHARES TR MSCI ACWI EX US 22K 414 –
ISHARES TR S&P MC 400VL ETF 18K 155 –
ISHARES TR RUS 1000 VAL ETF 9K 50 –
ISHARES TR S&P MC 400GR ETF 8K 87 –
ISHARES TR GRWT ALLOCAT ETF 4K 66 –
ISHARES TR INTRM GOV CR ETF 38 0 –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 2M 37K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 1M 21K –
J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT 50K 900 –
JOHNSON & JOHNSON COM 283K 2K –
JPMORGAN CHASE & CO COM 313K 2K –
MERCK & CO INC COM 590K 5K –
META PLATFORMS INC CL A 294K 630 –
MICROSOFT CORP COM 3M 6K –
NEXTERA ENERGY INC COM 220K 3K –
NVIDIA CORPORATION COM 648K 591 –
PEPSICO INC COM 469K 3K –
PIMCO ETF TR ENHANCD SHORT 2M 21K –
PIMCO ETF TR ENHAN SHRT MA AC 3M 31K –
PROCTER AND GAMBLE CO COM 405K 2K –
S&P GLOBAL INC COM 44K 102 –
SCHWAB STRATEGIC TR US DIVIDEND EQ 537K 7K –
SELECT SECTOR SPDR TR TECHNOLOGY 43K 206 –
SPDR GOLD TR GOLD SHS 144K 671 –
SPDR S&P 500 ETF TR TR UNIT 714K 1K –
SPDR SER TR PRTFLO S&P500 HI 44K 1K –
SPDR SER TR S&P DIVID ETF 15K 118 –
T ROWE PRICE ETF INC CAP APPRECIATION 2M 59K –
VANECK ETF TRUST MRNGSTR WDE MOAT 977K 11K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 531K 7K –
VANGUARD INDEX FDS TOTAL STK MKT 21M 81K –
VANGUARD INDEX FDS GROWTH ETF 2M 5K –
VANGUARD INDEX FDS MID CAP ETF 1M 5K –
VANGUARD INDEX FDS VALUE ETF 922K 6K –
VANGUARD INDEX FDS SMALL CP ETF 32K 146 –
VANGUARD INDEX FDS REAL ESTATE ETF 18K 214 –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 10M 87K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 24K 396 –
VANGUARD MUN BD FDS TAX EXEMPT BD 3M 62K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 3M 36K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 4M 64K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 79K 1K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 29K 162 –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 115K 2K –
VANGUARD WORLD FD EXTENDED DUR 17K 240 –
VANGUARD WORLD FD ESG US STK ETF 77K 829 –
VANGUARD WORLD FD ESG US CORP BD 7K 117 –
WISDOMTREE TR US MIDCAP DIVID 6K 117 –
WISDOMTREE TR US HIGH DIVIDEND 344 4 –