AKSIA CA LLC
Adviser information for AKSIA CA LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 54 |
|---|---|
| Investment Advisory/Research | 31 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $1.8B |
| Non-Discretionary | 1 | $93.6M |
| Total | 3 | $1.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $329.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 9 | $1.6B |
| Other investment advisers | <5 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 11 |
| No. of Non-U.S. Clients | 7 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesNON-DISCRETIONARY ADVISORY SERVICES TO PRIVATE INVESTMENT FUND-OF-FUNDS |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-72746 |
|---|---|
| SEC ERA File Number | 801-72746 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159043 |
| Legal Entity Identifier | None |
Principal Office
12760 HIGH BLUFF DRIVESUITE 120
SAN DIEGO
CA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 858-456-6000, Fax: 858-456-6018
Chief Compliance Officer
CRAIG OCCHIALINI
CHIEF COMPLIANCE OFFICER
12760 HIGH BLUFF DRIVE
SUITE 120
SAN DIEGO
CA
United States
Tel:
858-456-6000
Fax:
858-456-6018
C***************@********M
(Full email address available in API data)
Regulatory Contact
KIERSTEN PINARD
SENIOR COMPLIANCE OFFICER
12760 HIGH BLUFF DRIVE
SUITE 120
SAN DIEGO
CA
United States
Tel:
858-456-6000
Fax:
858-456-6018
K**************@********M
(Full email address available in API data)
Industry Affiliates
| AKSIA ASIA | Other investment adviser, including financial planners |
| AKSIA EUROPE | Other investment adviser, including financial planners |
| AKSIA HONG KONG | Other investment adviser, including financial planners |
| AKSIA LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHIO FBCIF GP LP | Sponsor, GP, manager of pooled investment vehicles |
| SURS TORREYCOVE CO-INVESTMENT FUND I GP, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PSOO LP | Private Equity Fund | $93.6M | $0.0M | 2 |
| SURS TORREYCOVE CO-INVESTMENT FUND I, LP | Private Equity Fund | $235.4M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OCCHIALINI, CRAIG, RAYMOND | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2011 | < 5% |
| DAVIDSON, MICHELLE, MARGARET | Individual | AKSIA LLC | MEMBER | 03/2020 | |
| KING, KARA, BOONE | Individual | AKSIA LLC | MEMBER | 03/2020 | |
| MARTIN, THOMAS, JAMES | Individual | AKSIA LLC | MEMBER | 03/2020 | |
| VOS, JAMES, HAYDEN | Individual | AKSIA LLC | MANAGING MEMBER | 03/2020 | |
| AKSIA LLC | Domestic Entity | – | MANAGING MEMBER | 03/2020 | > 75% |
| FLUDGATE, SIMON, ALEXANDER | Individual | AKSIA LLC | MEMBER | 03/2020 | |
| ADELSBACH, PATRICK, RICHARD | Individual | AKSIA LLC | MEMBER | 03/2020 | |
| LARUCCI, JOSEPH, P | Individual | AKSIA LLC | MEMBER | 03/2020 | |
| WASHIO, MANABU | Individual | AKSIA LLC | MEMBER | 03/2020 | |
| PANAGIOTIDIS, ALEXANDROS | Individual | AKSIA LLC | MEMBER | 03/2020 | 25-50% |
| BENARD, VALERIE | Individual | AKSIA LLC | MEMBER | 03/2020 | |
| FISHMAN, MAYA | Individual | AKSIA LLC | MEMBER | 03/2020 | |
| NEWTON, OLIVER, PETER | Individual | AKSIA LLC | MEMBER | 03/2020 | |
| KREMS, MICHAEL, STUART | Individual | AKSIA LLC | MEMBER | 03/2020 | |
| NEST, WILLIAM, TIMOTHY | Individual | AKSIA LLC | MEMBER | 01/2022 | |
| GOLDBERG, BRIAN, LEE | Individual | AKSIA LLC | MEMBER | 01/2024 |