OPEN DOOR INVESTMENT MANAGEMENT LTD.
Adviser information for OPEN DOOR INVESTMENT MANAGEMENT LTD. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $145.3M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $145.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $145.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPERCENTAGE OF FUND NET INCOME OF PORTFOLIO MANAGERS |
Identifiers
| SEC RIA File Number | 801-72755 |
|---|---|
| SEC ERA File Number | 801-72755 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159123 |
| Legal Entity Identifier | None |
Principal Office
455 MARKET STREET, SUITE 1160SAN FRANCISCO
CA
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: (415) 766 5888, Fax: (415) 766 5897
Chief Compliance Officer
STEPHEN SQUIRE
455 MARKET STREET
SUITE 1160
SAN FRANCISCO
CA
United States
Tel:
415-766-5882
O************@*********M
(Full email address available in API data)
Regulatory Contact
ZHIHONG LONG
HEAD OF ADMINISTRATION
455 MARKET STREET
SUITE 1160
SAN FRANCISCO
CA
United States
Tel:
415-766-5888
Fax:
415-766-5897
Z****@*********M
(Full email address available in API data)
Industry Affiliates
| SHANGHAI HEARTLAND PRIVATE FUND MANAGEMENT LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OPEN DOOR ETHICAL CHINA MASTER FUND LIMITED | Hedge Fund | $22.8M | $0.1M | 10 |
| THE CHINA 'A' SHARE FUND LIMITED | Hedge Fund | $122.5M | $0.1M | 62 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OPEN DOOR CAPITAL MANAGEMENT, LTD. | Foreign Entity | – | SOLE SHAREHOLDER | 11/2017 | > 75% |
| OPEN SESAME INVESTMENTS, LTD. | Foreign Entity | OPEN DOOR CAPITAL MANAGEMENT, LTD. | SOLE SHAREHOLDER | 11/2017 | > 75% |
| KE, SHIFENG | Individual | OPEN SESAME INVESTMENTS, LTD. | SOLE SHAREHOLDER | 07/2011 | > 75% |
| KE, SHIFENG | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | 11/2017 | < 5% |
| WU, BIN | Individual | – | DIRECTOR | 11/2017 | < 5% |
| Murphy, Darragh, John | Individual | – | DIRECTOR | 07/2022 | < 5% |
| Dube, Vumindaba | Individual | – | DIRECTOR | 07/2022 | < 5% |
| SQUIRE, STEPHEN, MALCOLM | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |