MAINLINE INVESTMENT ADVISERS, LLC
Adviser information for MAINLINE INVESTMENT ADVISERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $69.1M |
| Non-Discretionary | 1 | $177.3M |
| Total | 9 | $246.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $246.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesA PERCENTAGE OF COMMITTED OR CONTRIBUTED CAPITAL |
Identifiers
| SEC RIA File Number | 801-72761 |
|---|---|
| SEC ERA File Number | 801-72761 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159045 |
| Legal Entity Identifier | None |
Principal Office
308 E. LANCASTER AVENUESUITE 300
WYNNEWOOD
PA
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 610-896-3000, Fax: 610-896-3349
Chief Compliance Officer
DONNA M. RITTERSHAUSEN
CCO
308 E. LANCASTER AVENUE
SUITE 300
WYNNEWOOD
PA
United States
Tel:
610-896-3017
Fax:
610-896-3349
D******@*************M
(Full email address available in API data)
Industry Affiliates
| CMS FUND ADVISERS, LLC | Other investment adviser, including financial planners |
| MAINLINE INVESTMENT PARTNERS | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| MAINLINE SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| MERION BAY POINT GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION CHAMPIONS WALK GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION COLLINGSWOOD GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION CRANBERRY GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION EAGLE RIDGE JV GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION FLAGLER GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION GROTON GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION LOCUST GROVE GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION MILFORD GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION MILLSBORO GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION MONROE GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION MULTIFAMILY FUND III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MERION REALTY ADVISERS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MERION REALTY PARTNERS | Sponsor or syndicator of limited partnerships |
| MERION REALTY PARTNERS | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| MERION RESIDENTIAL | Real estate broker or dealer |
| MERION SHELTON GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION STRATFORD GP, LLC | Sponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CMS PLATINUM FUND, L.P. | Private Equity Fund | $1.2M | $0.5M | 52 |
| MAINLINE CALA DEL SOL PARTNERS, L.P. | Real Estate Fund | $8.1M | $0.4M | 5 |
| MAINLINE SO/UNEQUAL PARTNERS, L.P. | Private Equity Fund | $0.1M | $0.1M | 23 |
| MAINLINE SPECIAL OPPORTUNITIES FUND, L.P. | Private Equity Fund | $0.0M | $0.3M | 8 |
| MAINLINE TU-K INDUSTRIES, LLC | Venture Capital Fund | $7.2M | $0.2M | 10 |
| MLH HOLDINGS, LLC | Private Equity Fund | $177.3M | $2.0M | 3 |
| MLIP MLH INVESTMENTS, LLC | Private Equity Fund | $47.9M | $1.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LANDMAN, WILLIAM, ALAN | Individual | – | PRESIDENT | 08/2011 | < 5% |
| CLAPPER, DAVID, ANDREW | Individual | – | VICE PRESIDENT, ASSISTANT SECRETARY | 08/2011 | < 5% |
| MAINLINE INVESTMENT PARTNERS, LLC | Domestic Entity | – | SOLE MANAGING MEMBER - 100% OWNER | 08/2011 | > 75% |
| LANDMAN, WILLIAM, ALAN | Individual | MAINLINE INVESTMENT PARTNERS, LLC | MANAGING MEMBER | 08/2011 | > 75% |
| CHADWICK, ALEXANDER, C | Individual | – | VICE PRESIDENT | 08/2015 | < 5% |
| RITTERSHAUSEN, DONNA, MARIE | Individual | – | SECRETARY, CHIEF COMPLIANCE OFFICER | 04/2021 | < 5% |
| ROMANELLI, WILLIAM, J | Individual | – | CFO, TREASURER AND VICE PRESIDENT | 03/2022 | < 5% |
| CLAPPER, DAVID, ANDREW | Individual | MAINLINE INVESTMENT PARTNERS, LLC | MEMBER/PARTNER AND MINORITY OWNER | 08/2011 |