HIMALAYA CAPITAL
HIMALAYA CAPITAL MANAGEMENT LLC Legal Name
Adviser information for HIMALAYA CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $15.0B |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $15.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $15.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Performance-based feesREIMBURSEMENT FOR ACTUAL EXPENSES, SUBJECT TO A CAP |
Principal Office
1301 2ND AVESUITE 2100
SEATTLE
WA
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: (206) 707-0768, Fax: (206) 707-0770
Chief Compliance Officer
PAUL TENG
MANAGING DIRECTOR
1301 2ND AVE
SUITE 2100
SEATTLE
WA
United States
Tel:
(206) 707-0768
Fax:
(206) 707-0770
P****@*********M
(Full email address available in API data)
Regulatory Contact
ZHE LIANG
COMPLIANCE ASSOCIATE
1301 2ND AVE
SUITE 2100
SEATTLE
WA
United States
Tel:
(206) 707-0768
Fax:
(206) 707-0770
Z*****@*********M
(Full email address available in API data)
Industry Affiliates
| LL GROUP (OFFSHORE), LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LL GROUP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HIMALAYA CAPITAL INVESTORS, L.P. | Hedge Fund | $14,985.6M | $25.0M | 547 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LI, LU, (NMN) | Individual | – | CHAIRMAN AND MANAGING MEMBER | 01/1998 | > 75% |
| CHANG, GENE, JING | Individual | – | CHIEF OPERATING OFFICER | 09/2008 | < 5% |
| TENG, PAUL, LUNG-FEI | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2019 | < 5% |
| LI, LI, NMN | Individual | – | CHIEF FINANCIAL OFFICER | 01/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALPHABET INC | CAP STK CL C | 558M | 3M | – |
| ALPHABET INC | CAP STK CL A | 463M | 3M | – |
| APPLE INC | COM | 160M | 760K | – |
| BK OF AMERICA CORP | COM | 719M | 18M | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 365M | 898K | – |
| EAST WEST BANCORP INC | COM | 203M | 3M | – |
| OCCIDENTAL PETE CORP | COM | 92M | 1M | – |