POLUNIN CAPITAL PARTNERS LIMITED
Adviser information for POLUNIN CAPITAL PARTNERS LIMITED last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $4.5B |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $4.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $748.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $3.3B |
| Pension and profit sharing plans | <5 | $52.5M |
| Charitable organizations | <5 | $87.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $270.7M |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPORTFOLIO MANAGEMENT FOR NON-US REGULATED INVESTMENT COMPANIES AND NON-US GOVERNMENT ENTITIES |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
10 CAVALRY SQUARELONDON
United Kingdom
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 442078248800, Fax: 442077304219
Chief Compliance Officer
PAUL PARSONS
DIRECTOR OF RISK AND COMPLIANCE
10 CAVALRY SQUARE
LONDON
United Kingdom
Tel:
442078248800
Fax:
442077304219
P***@************K
(Full email address available in API data)
Regulatory Contact
ZERMINA QURESHI
COMPLIANCE MANAGER
10 CAVALRY SQUARE
LONDON
United Kingdom
Tel:
442078248800
Fax:
442077304219
Z******@************K
(Full email address available in API data)
Industry Affiliates
| PCP MANAGEMENT (CHINA), LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PCP MANAGEMENT (DEVELOPING COUNTRIES), LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PCP MANAGEMENT (EM SMALL CAP), LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| POLUNIN CAPITAL PARTNERS PTE LTD | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| POLUNIN CAPITAL PARTNERS EMERGING MARKETS ACTIVE FUND | Hedge Fund | $48.5M | $0.1M | 7 |
| POLUNIN DEVELOPING COUNTRIES FUND, LLC | LIMITED LIABILITY COMPANY INVESTING LONG-ONLY IN EQUITIES AND EQUITY-RELATED SECURITIES | $1,758.5M | $1.0M | 113 |
| POLUNIN EMERGING MARKETS SMALL CAP FUND, LLC | LIMITED LIABILITY COMPANY INVESTING LONG-ONLY IN EQUITIES AND EQUITY-RELATED SECURITIES | $774.1M | $1.0M | 16 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PARSONS, PAUL, GERHARDT FREDERIC | Individual | – | DIRECTOR RISK & COMPLIANCE, CHIEF COMPLIANCE OFFICER | 04/2011 | < 5% |
| POLUNIN CAPITAL PARTNERS PTE. LTD. | Foreign Entity | – | SHAREHOLDER | 09/2011 | > 75% |
| POLUNIN, DOUGLAS, HAROLD HART | Individual | POLUNIN CAPITAL PARTNERS PTE. LTD. | SHAREHOLDER | 01/2011 | 25-50% |
| MEHTA, ADITYA, SINGH | Individual | – | DIRECTOR, CHIEF OPERATIONS OFFICER | 08/2001 | < 5% |
| GAREL-JONES, JULIAN | Individual | – | DIRECTOR, FINANCE | 08/2001 | < 5% |
| POLUNIN, DOUGLAS, HAROLD HART | Individual | – | DIRECTOR, CEO, CIO | 08/2001 | < 5% |
| SILVER, ALEXANDRA, CLAIRE | Individual | – | DIRECTOR, DEPUTY CHIEF FINANCIAL OFFICER | 03/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| PAGSEGURO DIGITAL LTD | COM CL A | 47K | 4M | – |
| STONECO LTD | COM CL A | 44K | 4M | – |
| AUTOHOME INC | SP ADS RP CL A | 30K | 1M | – |
| BRF SA | SPONSORED ADR | 72K | 18M | – |
| CANAAN INC | SPONSORED ADS | 1K | 1M | – |
| CENTERRA GOLD INC | COM | 4K | 559K | – |
| CIA ENERGETICA DE MINAS GERA | SP ADR N-V PFD | 30K | 17M | – |
| COMPANIA DE MINAS BUENAVENTU | SPONSORED ADR | 81K | 5M | – |
| DBX ETF TR | XTRACK HRVST CSI | 963 | 41K | – |
| DOUYU INTL HLDGS LTD | SPONSORED ADS | 4K | 321K | – |
| EQUINOX GOLD CORP | COM | 6K | 1M | – |
| HARMONY GOLD MINING CO LTD | SPONSORED ADR | 100K | 11M | – |
| HELLO GROUP INC | ADS | 5K | 746K | – |
| HESAI GROUP | SPONSORED ADS | 4K | 1M | – |
| HIMAX TECHNOLOGIES INC | SPONSORED ADR | 6K | 801K | – |
| HUYA INC | ADS REP SHS A | 5K | 1M | – |
| IAMGOLD CORP | COM | 33K | 9M | – |
| JOYY INC | ADS REPSTG COM A | 5K | 176K | – |
| JD.COM INC | SPON ADS CL A | 42K | 2M | – |
| KINROSS GOLD CORP | COM | 54K | 7M | – |
| KRANESHARES TRUST | CSI CHI INTERNET | 1K | 41K | – |
| MAGNACHIP SEMICONDUCTOR CORP | COM | 2K | 375K | – |
| MCEWEN MNG INC | COM NEW | 6K | 681K | – |
| NIU TECHNOLOGIES | ADS | 2K | 1M | – |
| QIWI PLC | SPON ADR REP B | 0 | 534K | – |
| QUDIAN INC | ADR | 477 | 241K | – |
| TAL EDUCATION GROUP | SPONSORED ADS | 986 | 92K | – |