Hedge Fund Database

EFG ASSET MANAGEMENT (AMERICAS) CORP.

Adviser information for EFG ASSET MANAGEMENT (AMERICAS) CORP. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 10
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 27

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 713 $1.4B
Non-Discretionary 1 $108.3M
Total 714 $1.5B

Clients

Type Number RAUM
Individuals 239 $118.1M
HNW Individuals 186 $573.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $3.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 285 $815.3M
Other <5 $1.5M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 92

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMFixed feesPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 4.9M
Portfolio Manager 0
Both for Same 0
Portfolio Manager to Program Sponsor
UNIFIED MANAGED ACCOUNT PROGRAM EFG ASSET MANAGEMENT (AMERICAS) CORP.

Identifiers

SEC RIA File Number 801-72773
SEC ERA File Number 801-72773
SEC CIK Numbers 1598340
SEC CRD Numbers 158905
Legal Entity Identifier None

Principal Office

701 BRICKELL AVENUE
SUITE 1350
MIAMI
FL
United States
Monday - Friday, 9AM-5PM
Tel: 305-482-8000, Fax: 305-482-8200

Chief Compliance Officer

NAYRA CALDERON NAJERA
701 BRICKELL AVENUE
SUITE 1350
MIAMI
FL
United States
Tel: 305-482-8010
Fax: 305-482-8200
(Full email address available in API data)

Regulatory Contact

BETTY CLEMENTE-DOUGLAS
REGULATORY COMPLIANCE OFFICER
701 BRICKELL AVE
SUITE 1350
MIAMI
FL
United States
Tel: 305-482-8060
Fax: 305-482-8262
(Full email address available in API data)

Industry Affiliates

EFG ASSET MANAGEMENT (NORTH AMERICA) CORP Other investment adviser, including financial planners
EFG ASSET MANAGEMENT (SWITZERLAND) SA Other investment adviser, including financial planners
EFG ASSET MANAGEMENT (UK) LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
EFG BANK & TRUST (BAHAMAS) LTD. Banking or thrift institutionTrust company
EFG BANK AG Banking or thrift institution
EFG BANK SA Banking or thrift institution
EFG CAPITAL INTERNATIONAL Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PRIVATE FINANCIAL HOLDINGS LIMITED Foreign Entity EFG EUROPEAN FINANCIAL GROUP LTD PARENT 12/2009 > 75%
EFG EUROPEAN FINANCIAL GROUP LTD Foreign Entity EUROPEAN FINANCIAL GROUP EFG (LUXEMBOURG) SA PARENT 12/2009 > 75%
EUROPEAN FINANCIAL GROUP EFG (LUXEMBOURG) SA Foreign Entity EFG BANK EUROPEAN FINANCIAL GROUP SA PARENT 12/2009 > 75%
EFG BANK EUROPEAN FINANCIAL GROUP SA Foreign Entity EFG INTERNATIONAL AG PARENT 12/2009 25-50%
LEE, JAMES, TAK HIM Individual – CHAIRMAN 09/2011 < 5%
AFZAL, MOZAMIL Individual – DIRECTOR 09/2011 < 5%
TUESTA, MARCO, A Individual – CHIEF FINANCIAL OFFICER 02/2014 < 5%
CRUZ, EDUARDO, MOLITERNO DA Individual – CHIEF EXECUTIVE OFFICER, DIRECTOR 03/2017 < 5%
Mohorovic, Sanjin Individual – DIRECTOR 06/2021 < 5%
ECHEVARRIA, VICTOR, MANUEL Individual – DIRECTOR 06/2021 < 5%
EFG INTERNATIONAL AG Domestic Entity – PARENT 12/2022 > 75%
BORGES, LEONARDO, SILVA Individual – CHIEF OPERATIONS OFFICER 04/2023 < 5%
CALDERON NAJERA, NAYRA Individual – CHIEF COMPLIANCE OFFICER 03/2024 < 5%

No. Employees, Historic

20100201920202021202220232024202514 on 4/26/201914 on 5/6/201914 on 5/31/201914 on 10/24/201914 on 10/25/201918 on 3/27/202018 on 6/29/202018 on 12/18/202018 on 12/18/202018 on 3/24/202118 on 6/22/202118 on 10/4/202118 on 1/7/20229 on 3/31/20229 on 4/20/20229 on 6/23/20229 on 8/19/20229 on 11/4/20229 on 11/8/20229 on 12/1/20229 on 12/19/20229 on 1/4/20239 on 1/4/202311 on 3/31/202311 on 4/24/202311 on 5/11/202311 on 7/11/202311 on 10/30/202311 on 3/28/2024

RAUM, Historic

2B1B020192020202120222023202420251413110000 on 4/26/20191413110000 on 5/6/20191413110000 on 5/31/20191413110000 on 10/24/20191413110000 on 10/25/20191609222800 on 3/27/20201609222800 on 6/29/20201609222800 on 12/18/20201609222800 on 12/18/20201723140742 on 3/24/20211723140742 on 6/22/20211723140742 on 10/4/20211723140742 on 1/7/20221910262803 on 3/31/20221910262803 on 4/20/20221910262803 on 6/23/20221910262803 on 8/19/20221910262803 on 11/4/20221910262803 on 11/8/20221910262803 on 12/1/20221910262803 on 12/19/20221910262803 on 1/4/20231910262803 on 1/4/20231456793850 on 3/31/20231456793850 on 4/24/20231456793850 on 5/11/20231456793850 on 7/11/20231456793850 on 10/30/20231511886708 on 3/28/2024

No. Clients, Historic

90045002019202020212022202320242025628 on 4/26/2019628 on 5/6/2019628 on 5/31/2019628 on 10/24/2019628 on 10/25/2019648 on 3/27/2020648 on 6/29/2020648 on 12/18/2020648 on 12/18/2020671 on 3/24/2021671 on 6/22/2021671 on 10/4/2021671 on 1/7/2022806 on 3/31/2022806 on 4/20/2022806 on 6/23/2022806 on 8/19/2022806 on 11/4/2022806 on 11/8/2022806 on 12/1/2022806 on 12/19/2022806 on 1/4/2023806 on 1/4/2023790 on 3/31/2023790 on 4/24/2023790 on 5/11/2023790 on 7/11/2023790 on 10/30/2023710 on 3/28/2024

Holdings

From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 2M 11K –
ADOBE INC COM 10M 17K –
ALNYLAM PHARMACEUTICALS INC COM 4M 17K –
ALPHABET INC CAP STK CL C 17M 93K –
ALTRIA GROUP INC COM 2M 47K –
AMAZON COM INC COM 18M 91K –
AMERICAN WTR WKS CO INC NEW COM 5M 42K –
APPLE INC COM 16M 76K –
ARES MANAGEMENT CORPORATION CL A COM STK 3M 24K –
ARGENX SE SPONSORED ADR 213K 495 –
BANK AMERICA CORP COM 207K 5K –
BIOMARIN PHARMACEUTICAL INC COM 3M 31K –
BLACKROCK INC COM 1M 2K –
BROADCOM INC COM 3M 2K –
BROADRIDGE FINL SOLUTIONS IN COM 1M 7K –
CARLISLE COS INC COM 2M 6K –
CELSIUS HLDGS INC COM NEW 2M 28K –
CHIPOTLE MEXICAN GRILL INC COM 568K 9K –
CLOUDFLARE INC CL A COM 2M 27K –
CME GROUP INC COM 8M 41K –
COPART INC COM 2M 35K –
CROWN CASTLE INC COM 6M 62K –
DANAHER CORPORATION COM 7M 27K –
DATADOG INC CL A COM 3M 26K –
DECKERS OUTDOOR CORP COM 3M 4K –
DIAMONDBACK ENERGY INC COM 8M 41K –
DICKS SPORTING GOODS INC COM 2M 11K –
DOORDASH INC CL A 1M 13K –
E L F BEAUTY INC COM 919K 4K –
ENTEGRIS INC COM 2M 15K –
EXPONENT INC COM 5M 47K –
EXXON MOBIL CORP COM 2M 17K –
FAIR ISAAC CORP COM 4M 3K –
FORTIVE CORP COM 6M 81K –
HOME DEPOT INC COM 1M 4K –
HYATT HOTELS CORP COM CL A 3M 17K –
IDEXX LABS INC COM 6M 13K –
ILLINOIS TOOL WKS INC COM 1M 5K –
INSULET CORP COM 2M 9K –
INTUIT COM 8M 12K –
INTUITIVE SURGICAL INC COM NEW 207K 465 –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 2M 9K –
ISHARES GOLD TR ISHARES NEW 12M 276K –
ISHARES INC MSCI EURZONE ETF 483K 10K –
ISHARES INC MSCI JPN ETF NEW 6M 82K –
ISHARES TR 0-3 MNTH TREASRY 348K 3K –
ISHARES TR 0-5YR HI YL CP 705K 17K –
ISHARES TR 1 3 YR TREAS BD 2M 27K –
ISHARES TR 3 7 YR TREAS BD 4M 33K –
ISHARES TR CORE DIV GRWTH 1M 22K –
ISHARES TR CORE S&P500 ETF 5M 9K –
ISHARES TR EUROPE ETF 1M 22K –
ISHARES TR GLB INFRASTR ETF 4M 92K –
ISHARES TR GRWT ALLOCAT ETF 516K 9K –
ISHARES TR IBOXX INV CP ETF 7M 62K –
ISHARES TR JPMORGAN USD EMG 783K 9K –
ISHARES TR LATN AMER 40 ETF 2M 71K –
ISHARES TR MSCI AC ASIA ETF 4M 50K –
ISHARES TR MSCI EAFE ETF 2M 27K –
ISHARES TR MSCI EMG MKT ETF 5M 113K –
ISHARES TR MSCI USA VALUE 3M 34K –
ISHARES TR PFD AND INCM SEC 1M 32K –
ISHARES TR RUSSELL 2000 ETF 20M 100K –
ISHARES TR S&P 500 VAL ETF 561K 3K –
ISHARES TR S&P SML 600 GWT 678K 5K –
ISHARES TR SHORT TREAS BD 4M 41K –
ISHARES TR TIPS BD ETF 575K 5K –
JOHNSON & JOHNSON COM 9M 58K –
JPMORGAN CHASE & CO. COM 10M 51K –
KLA CORP COM NEW 2M 2K –
LAUDER ESTEE COS INC CL A 969K 9K –
MASTERCARD INCORPORATED CL A 13M 29K –
MCDONALDS CORP COM 1M 6K –
MICROSOFT CORP COM 28M 63K –
MONGODB INC CL A 1M 6K –
MSCI INC COM 6M 12K –
NATERA INC COM 1M 13K –
NETFLIX INC COM 8M 13K –
NEXTERA ENERGY INC COM 1M 15K –
NIKE INC CL B 3M 37K –
NORFOLK SOUTHN CORP COM 2M 8K –
NVIDIA CORPORATION COM 12M 98K –
OTIS WORLDWIDE CORP COM 7M 78K –
PALANTIR TECHNOLOGIES INC CL A 2M 81K –
PEPSICO INC COM 8M 51K –
PULTE GROUP INC COM 2M 14K –
PURE STORAGE INC CL A 2M 28K –
QUALCOMM INC COM 8M 39K –
ROCKWELL AUTOMATION INC COM 2M 9K –
ROIVANT SCIENCES LTD SHS 1M 139K –
S&P GLOBAL INC COM 7M 16K –
SERVICENOW INC COM 8M 10K –
SPDR INDEX SHS FDS S&P GBLINF ETF 518K 9K –
SPDR S&P 500 ETF TR TR UNIT 364K 669 –
SPDR SER TR BBG CONV SEC ETF 2M 33K –
SPDR SER TR NUVEEN BLMBRG MU 2M 37K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 5M 28K –
TC ENERGY CORP COM 935K 25K –
TESLA INC COM 5M 27K –
TEXAS INSTRS INC COM 2M 9K –
THE TRADE DESK INC COM CL A 4M 42K –
THERMO FISHER SCIENTIFIC INC COM 6M 11K –
THOMSON REUTERS CORP. COM 3M 17K –
TJX COS INC NEW COM 2M 17K –
TRADEWEB MKTS INC CL A 3M 25K –
TREX CO INC COM 5M 64K –
ULTA BEAUTY INC COM 2M 5K –
UNITEDHEALTH GROUP INC COM 10M 19K –
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 247K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 3M 11K –
VANGUARD INDEX FDS VALUE ETF 817K 5K –
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 3M 50K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 4M 78K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 2M 25K –
VEEVA SYS INC CL A COM 3M 18K –
VERISK ANALYTICS INC COM 10M 37K –
VERIZON COMMUNICATIONS INC COM 968K 23K –
VERTIV HOLDINGS CO COM CL A 2M 29K –
WABTEC COM 3M 20K –
WALMART INC COM 7M 108K –
WINGSTOP INC COM 2M 5K –
ZILLOW GROUP INC CL A 2M 36K –
ZSCALER INC COM 2M 11K –