BROOKSTONE ASSET MANAGEMENT, LLC
Adviser information for BROOKSTONE ASSET MANAGEMENT, LLC last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $384.9M |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $384.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 8 | $384.9M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Principal Office
1745 S NAPERVILLE RDSUITE 200
WHEATON
IL
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: 630-653-1400, Fax: None
Websites
Chief Compliance Officer
MATT LOVETT
CCO
1745 S NAPERVILLE RD
SUITE 200
WHEATON
IL
United States
Tel:
630-923-6850
M***@***************M
(Full email address available in API data)
Industry Affiliates
| BROOKSTONE CAPITAL MANAGEMENT LLC | Other investment adviser, including financial planners |
| BROOKSTONE WEALTH ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CRUMP, JASON, MICHAEL | Individual | – | VP, RELATIONSHIP MANAGER | 07/2020 | < 5% |
| VANWOERKOM, JOEL, GERALD | Individual | – | VP OF OPERATIONS | 07/2020 | < 5% |
| BROOKSTONE CAPITAL MANAGEMENT LLC | Domestic Entity | – | MEMBER | 07/2020 | > 75% |
| ZAYED, NADIM, "DEAN" | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2020 | < 5% |
| RONCONI, DARRYL, DESMOND | Individual | – | PRESIDENT AND CHIEF OPERATING OFFICER | 07/2020 | < 5% |
| AL BCM, LLC | Domestic Entity | BROOKSTONE CAPITAL MANAGEMENT LLC | MEMBER | 07/2019 | > 75% |
| ZAYED RIA, LLC | Domestic Entity | BROOKSTONE CAPITAL MANAGEMENT LLC | MEMBER | 07/2019 | 25-50% |
| LOVETT, MATTHEW, LEE | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2021 | < 5% |
| DIORIO, MARK, WILLIAM | Individual | – | CHIEF INVESTMENT OFFICER | 09/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 28th, 2021 for period ending June 30th, 2021
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALPS ETF TRUST ALERIAN MLP ETF | ALERIAN MLP ETF | 383 | 11K | no |
| ALPS ETF TRUST CLEAN ENERGY ETF | CLEAN ENERGY ETF | 4 | 51 | no |
| ALPS ETF TRUST INTL SEC DV DOG ETF | INTL SEC DV DOG ETF | 2 | 61 | no |
| AT&T INC COM | COM | 37 | 1K | no |
| ARK ETF TR INNOVATION ETF | INNOVATION ETF | 84 | 642 | no |
| ARK ETF TR AUTNMUS TECHNLGY ETF | AUTNMUS TECHNLGY ETF | 13 | 147 | no |
| ARK ETF TR GENOMIC REV ETF | GENOMIC REV ETF | 66 | 718 | no |
| ARK ETF TR NEXT GNRTN INTER ETF | NEXT GNRTN INTER ETF | 18 | 118 | no |
| ARK ETF TR FINTECH INNOVA ETF | FINTECH INNOVA ETF | 14 | 251 | no |
| ABBOTT LABORATORIES COM | COM | 17 | 143 | no |
| ABBVIE INC COM | COM | 17 | 150 | no |
| ABERDEEN PREIOUS MTLS BSKT TR PHYSCL PM BASKET ETF | PHYSCL PM BASKET ETF | 14 | 146 | no |
| ABERDEEN STANDARD GOLD ETF TRU PHYSCL GOLD SHS ETF | PHYSCL GOLD SHS ETF | 5K | 290K | no |
| ACTIVISION BLIZZARD INC COM | COM | 1 | 13 | no |
| ADOBE INC COM | COM | 15 | 26 | no |
| ADVANCE AUTO PARTS INC COM | COM | 1 | 5 | no |
| ADVANCED MICRO DEVICES INC COM | COM | 7 | 77 | no |
| AGILENT TECHNOLOGIES INC COM | COM | 7 | 47 | no |
| AGREE REALTY CORP COM USD0.0001 | COM USD0.0001 | 11 | 152 | no |
| ALBEMARLE CORP COM | COM | 94 | 560 | no |
| ALEXANDRIA REAL ESTATE EQUITIE COM USD0.01 | COM USD0.01 | 1 | 3 | no |
| ALIBABA GROUP HOLDING LTD ADR SPONSORED | ADR SPONSORED | 5 | 24 | no |
| ALLIANT ENERGY CORP COM | COM | 3 | 52 | no |
| ALPHABET INC COM CL C | COM CL C | 55 | 22 | no |
| ALPHABET INC COM CL A | COM CL A | 7 | 3 | no |
| AMAZON COM INC COM | COM | 358 | 104 | no |
| AMEREN CORP COM | COM | 82 | 1K | no |
| AMERICAN ELECTRIC POWER CO INC COM | COM | 9 | 112 | no |
| AMERICAN FINANCIAL GROUP INC COM | COM | 12 | 93 | no |
| AMERICAN FINANCE TRUST INC COM USD0.01 | COM USD0.01 | 206 | 24K | no |
| AMER INTL GRP INC COM | COM | 1 | 24 | no |
| AMERICAN OUTDOOR BRANDS INC COM | COM | 1 | 25 | no |
| AMERICAN TOWER CORP COM USD0.01 | COM USD0.01 | 10 | 38 | no |
| AMERISOURCEBERGEN CORPORATION COM | COM | 9 | 76 | no |
| AMGEN INC COM | COM | 28 | 113 | no |
| AMPLIFY ETF TR BLOCKCHAIN LDR ETF | BLOCKCHAIN LDR ETF | 8 | 161 | no |
| AMPLIFY ETF TR HIGH INCOME ETF | HIGH INCOME ETF | 342 | 19K | no |
| ANDERSON IND REDEV DIST TAX IN REF BDS | REF BDS | 11 | – | no |
| ANTHEM INC COM | COM | 1 | 3 | no |
| APARTMENT INVEST AND MGMT CO COM USD0.01 CL A (POST REV | COM USD0.01 CL A (POST REV | 1 | 125 | no |
| APARTMENT INCOME REIT CORP COM USD0.01 | COM USD0.01 | 6 | 125 | no |
| APPLE INC COM | COM | 898 | 7K | no |
| APPLIED MATERIALS INC COM | COM | 229 | 2K | no |
| ARCHER-DANIELS-MIDLAND CO COM | COM | 1 | 13 | no |
| AURORA CANNABIS INC COM | COM | 0 | 8 | no |
| AUTODESK INC COM | COM | 3 | 11 | no |
| AUTOMATIC DATA PROCESSING INC COM | COM | 185 | 930 | no |
| BHP GROUP PLC ADR UNSPONSORED | ADR UNSPONSORED | 2 | 40 | no |
| BANK OF AMERICA CORPORATION COM | COM | 4 | 88 | no |
| BARCLAYS BANK PLC NOTE CONV INDEX LNKD | NOTE CONV INDEX LNKD | 245 | – | no |
| BECTON DICKINSON & CO COM | COM | 1 | 6 | no |
| BERGIO INTL INC COM | COM | 0 | 1 | no |
| BERKLEY (WR) CORP COM | COM | 17 | 225 | no |
| BERKSHIRE HATHAWAY INC COM CL B | COM CL B | 814 | 3K | no |
| BIO RAD LABORATORIES INC COM CL A | COM CL A | 1 | 1 | no |
| BIOGEN INC COM | COM | 3 | 9 | no |
| BLACKROCK INC COM | COM | 7 | 8 | no |
| BLACKSTONE GROUP INC COM | COM | 2 | 25 | no |
| BOEING CO COM | COM | 107 | 445 | no |
| BOOKING HOLDINGS INC COM | COM | 2 | 1 | no |
| BOSTON SCIENTIFIC CORP COM | COM | 115 | 3K | no |
| BOULDER GROWTH & INCOME FUND COM | COM | 14 | 1K | no |
| BRISTOL-MYERS SQUIBB CO COM | COM | 5 | 80 | no |
| BROADRIDGE FIN SOLUTIONS INC COM | COM | 39 | 240 | no |
| BROADCOM INC COM | COM | 1 | 2 | no |
| CDK GLOBAL INC COM | COM | 16 | 320 | no |
| CF INDUSTRIES HOLDINGS INC COM | COM | 4 | 71 | no |
| CH ROBINSON WORLDWIDE INC COM | COM | 6 | 64 | no |
| CME GROUP INC COM | COM | 9 | 42 | no |
| CMS ENERGY CORP COM | COM | 10 | 176 | no |
| CSX CORP COM | COM | 10 | 327 | no |
| CABOT OIL & GAS CORP COM | COM | 9 | 510 | no |
| CALYXT INC COM | COM | 0 | 66 | no |
| CAMPBELL SOUP CO COM | COM | 6 | 137 | no |
| CANOPY GROWTH CORPORATION COM | COM | 2 | 70 | no |
| CARNIVAL CORP UNITS | UNITS | 3 | 105 | no |
| CEDAR FAIR LP DEPOSITRY UTS(REP LTD PART) | DEPOSITRY UTS(REP LTD PART) | 13 | 290 | no |
| CENTERPOINT ENERGY INC COM | COM | 5 | 191 | no |
| CERNER CORP COM | COM | 7 | 90 | no |
| CHAMPIONX CORPORATION COM | COM | 1 | 20 | no |
| CHARTER COMMUNICATIONS INC COM CL A | COM CL A | 1 | 2 | no |
| CHEVRON CORPORATION COM | COM | 130 | 1K | no |
| CINCINNATI FINANCIAL CORP COM | COM | 3 | 29 | no |
| CISCO SYSTEMS INC COM | COM | 5 | 100 | no |
| CITIGROUP INC COM | COM | 2 | 28 | no |
| CITIZENS FINL GROUP INC COM | COM | 81 | 2K | no |
| CLOROX CO COM | COM | 11 | 60 | no |
| COCA-COLA CO COM | COM | 31 | 581 | no |
| COINBASE GLOBAL INC COM CL A | COM CL A | 5 | 20 | no |
| COLGATE-PALMOLIVE CO COM | COM | 11 | 131 | no |
| COLUMBIA PROPERTY TRUST INC COM USD0.01 | COM USD0.01 | 0 | 25 | no |
| COMCAST CORP COM CL A | COM CL A | 1 | 19 | no |
| COMMERCE BANCSHARES INC COM | COM | 125 | 2K | no |
| CONSOLIDATED EDISON INC COM | COM | 7 | 93 | no |
| COOPER COS INC COM | COM | 10 | 26 | no |
| COSTCO WHOLESALE CORP COM | COM | 20 | 50 | no |
| CRONOS GROUP INC COM | COM | 2 | 285 | no |
| CUMMINS INC COM | COM | 10 | 40 | no |
| DBX ETF TRUST XTRACK USD HIGH ETF | XTRACK USD HIGH ETF | 28K | 699K | no |
| DTE ENERGY CO COM | COM | 3 | 23 | no |
| DXC TECHNOLOGY COMPANY COM | COM | 0 | 8 | no |
| DANAHER CORP COM | COM | 3 | 10 | no |
| DATALOGIC INTERNATIONAL INC COM | COM | 0 | 700 | no |
| DEERE & CO COM | COM | 34 | 96 | no |
| DELTA AIR LINES INC COM | COM | 22 | 500 | no |
| DEUTSCHE BANK AG LONDON PWRSHS DB GOLD DBLE LNG CLBL | PWRSHS DB GOLD DBLE LNG *CLBL | 9 | 250 | no |
| DIMENSIONAL ETF TR US EQUITY ETF | US EQUITY ETF | 301 | 6K | no |
| DIMENSIONAL ETF TR US SMALL CAP ETF | US SMALL CAP ETF | 104 | 2K | no |
| WALT DISNEY COMPANY (THE) COM | COM | 288 | 2K | no |
| DISCOVER FINANCIAL SERVICES COM | COM | 1 | 12 | no |
| DOCUSIGN INC COM | COM | 17 | 60 | no |
| DOMINION ENERGY INC COM | COM | 4 | 52 | no |
| DRINKS AMERICAS HLDGS LTD COM | COM | 0 | 1 | no |
| ETF SERIES SOLUTIONS US VEGAN CLIMA ETF | US VEGAN CLIMA ETF | 1 | 22 | no |
| EATON VANCE TAX-ADVANTAGED DIV COM | COM | 30 | 1K | no |
| ECOLAB INC COM | COM | 9 | 42 | no |
| ECOSCIENCES INC COM | COM | 0 | 20K | no |
| EDISON INTERNATIONAL COM | COM | 3 | 52 | no |
| EDWARDS LIFESCIENCES CORP COM | COM | 11 | 102 | no |
| EMERSON ELECTRIC CO COM | COM | 7 | 75 | no |
| ENERGY TRANSFER LP COM UNITS REP LTD PTN INT | COM UNITS REP LTD PTN INT | 0 | 30 | no |
| ENTERGY CORP COM | COM | 4 | 39 | no |
| ENTERPRISE PRODS PARTNERS L P COM UNITS REP LIM PART INT | COM UNITS REP LIM PART INT | 19 | 800 | no |
| EQUINIX INC COM | COM | 2 | 2 | no |
| EVERSOURCE ENERGY COM | COM | 45 | 565 | no |
| EXELON CORP COM | COM | 3 | 63 | no |
| EXXON MOBIL CORPORATION COM | COM | 53 | 845 | no |
| FS KKR CAPITAL CORP COM | COM | 157 | 7K | no |
| FACEBOOK INC COM CL A | COM CL A | 82 | 237 | no |
| FACTSET RESEARCH SYSTEMS COM | COM | 11 | 33 | no |
| FAIRFIELD CALIF CMNTY FACS DIS GEN IMPT SPL TAX RFDG BDS | GEN IMPT SPL TAX RFDG BDS | 12 | – | no |
| FASTENAL COM | COM | 10 | 189 | no |
| FIDELITY COVINGTON TRUST MSCI CONSM DIS ETF | MSCI CONSM DIS ETF | 3K | 43K | no |
| FIDELITY COVINGTON TRUST CONSMR STAPLES ETF | CONSMR STAPLES ETF | 3K | 63K | no |
| FIDELITY COVINGTON TRUST MSCI HLTH CARE I ETF | MSCI HLTH CARE I ETF | 1 | 9 | no |
| FIDELITY COVINGTON TRUST MSCI INFO TECH I ETF | MSCI INFO TECH I ETF | 3K | 30K | no |
| FIDELITY COVINGTON TRUST MSCI RL EST ETF | MSCI RL EST ETF | 5K | 149K | no |
| FIDELITY COVINGTON TRUST MSCI UTILS INDEX ETF | MSCI UTILS INDEX ETF | 3K | 83K | no |
| FIDELITY COVINGTON TRUST MSCI MATLS INDEX ETF | MSCI MATLS INDEX ETF | 4K | 77K | no |
| FIRST BAPTIST CHURCH MELROSE CHURCH BOND CLBL IN DEFAUT | CHURCH BOND CLBL IN DEFAUT | 0 | – | no |
| FIRST HORIZON CORPORATION COM | COM | 1 | 39 | no |
| FIRST TRUST EXCHANGE-TRADED FU DJ INTERNT IDX ETF | DJ INTERNT IDX ETF | 3 | 13 | no |
| FIRST TRUST EXCHANGE-TRADED FU RIVRFRNT DYN DEV ETF | RIVRFRNT DYN DEV ETF | 1K | 17K | no |
| FIRST TR EXCHANGE TRADED FD IV FST LOW OPPT EFT ETF | FST LOW OPPT EFT ETF | 3 | 64 | no |
| FISERV INC COM | COM | 1 | 5 | no |
| FIRSTENERGY CORP COM | COM | 4 | 96 | no |
| FLEETCOR TECHNOLOGIES INC COM | COM | 2 | 7 | no |
| FORD MOTOR CO COM | COM | 8 | 514 | no |
| FRANCO NEVADA CORP COM | COM | 11 | 75 | no |
| FULTON MASON & KNOX CNTY ILL C GO BDS CLBL | GO BDS CLBL | 16 | – | no |
| GENERAL DYNAMICS CORP COM | COM | 1 | 4 | no |
| GENERAL ELECTRIC CO COM | COM | 17 | 1K | no |
| GENERAL ELECTRIC CO NOTE | NOTE | 108 | – | no |
| GENERAL ELECTRIC CO NOTE | NOTE | 30 | – | no |
| GENERAL MILLS INC COM | COM | 13 | 209 | no |
| GENERAL MOTORS CO COM | COM | 2 | 36 | no |
| GENUINE PARTS CO COM | COM | 4 | 28 | no |
| GILEAD SCIENCES INC COM | COM | 8 | 110 | no |
| GLAXOSMITHKLINE ADR SPONSORED | ADR SPONSORED | 8 | 205 | no |
| GLOBAL NET LEASE INC COM USD0.01 | COM USD0.01 | 6 | 323 | no |
| GLOBAL X FDS NASDAQ 100 COVER ETF | NASDAQ 100 COVER ETF | 0 | 20 | no |
| GLOBAL X FDS US PFD ETF | US PFD ETF | 4K | 156K | no |
| GLOBAL X FDS CONSCIOUS COS ETF | CONSCIOUS COS ETF | 6 | 180 | no |
| GLOBE LIFE INC COM | COM | 1 | 6 | no |
| GOLDMAN SACHS GROUP INC NOTE MTHLY | NOTE MTHLY | 37 | – | no |
| HELMERICH & PAYNE INC COM | COM | 3 | 100 | no |
| HERSHEY COMPANY COM | COM | 8 | 43 | no |
| HESS CORPORATION COM | COM | 10 | 113 | no |
| HIGHLAND INCOME FUND HIGHLAND INCOME | HIGHLAND INCOME | 1 | 76 | no |
| HIGHWAY 380 MUN MGMT DIST NO 1 ULTD TAX RD BDS CLBL | ULTD TAX RD BDS CLBL | 11 | – | no |
| HOME DEPOT INC COM | COM | 64 | 199 | no |
| HUMBL INC COM | COM | 0 | 50 | no |
| HUNTINGTON BANCSHARES INC COM | COM | 18 | 1K | no |
| IAMGOLD CORP COM | COM | 1 | 175 | no |
| IDEX CORP COM | COM | 11 | 49 | no |
| IDEXX LABORATORIES INC COM | COM | 18 | 28 | no |
| ILLINOIS TOOL WORKS INC COM | COM | 10 | 44 | no |
| ILLUMINA INC COM | COM | 2 | 5 | no |
| INCYTE CORPORATION COM | COM | 1 | 6 | no |
| INGERSOLL RAND INC COM | COM | 30 | 615 | no |
| INTEL CORP COM | COM | 44 | 776 | no |
| INTERNATIONAL BUS MACH CORP COM | COM | 26 | 177 | no |
| INTL FLAVORS & FRAGRANCES INC COM | COM | 3 | 22 | no |
| INTERNATIONAL PAPER CO COM | COM | 5 | 89 | no |
| INTERPUBLIC GROUP COS INC COM | COM | 4 | 115 | no |
| INVESCO QQQ TRUST UNIT SER 1 ETF | UNIT SER 1 ETF | 2K | 7K | no |
| INTUIT INC COM | COM | 2 | 5 | no |
| INTUITIVE SURGICAL INC COM | COM | 62 | 67 | no |
| INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT ETF | S&P500 EQL WGT ETF | 34 | 225 | no |
| INVESCO EXCHANGE TRADED FD TR HIG YLD EQ DIV ETF | HIG YLD EQ DIV ETF | 13 | 630 | no |
| INVESCO EXCHANGE TRADED FD TR ZACKS MID CAP ETF | ZACKS MID CAP ETF | 72 | 800 | no |
| INVESCO EXCHANGE TRADED FUND T S&P500 LOW VOL ETF | S&P500 LOW VOL ETF | 106 | 2K | no |
| INVESCO EXCHANGE TRADED FUND T S&P 500 HB ETF | S&P 500 HB ETF | 9 | 122 | no |
| INVESCO EXCHANGE TRADED FUND T KBW HIG DV YLD ETF | KBW HIG DV YLD ETF | 340 | 16K | no |
| INVESCO EXCHANGE TRADED FUND T FNDMNTL IG CRP ETF | FNDMNTL IG CRP ETF | 2K | 60K | no |
| IRON MOUNTAIN INC COM USD0.01 | COM USD0.01 | 4 | 89 | no |
| ISHARES GOLD TRUST ISHARES NEW ETF | ISHARES NEW ETF | 4 | 104 | no |
| ISHARES INC MSCI AUST ETF | MSCI AUST ETF | 3 | 102 | no |
| ISHARES INC MSCI GLB SLV&MTL ETF | MSCI GLB SLV&MTL ETF | 4 | 234 | no |
| ISHARES INC MSCI EURZONE ETF | MSCI EURZONE ETF | 2 | 39 | no |
| ISHARES INC MSCI HONG KG ETF | MSCI HONG KG ETF | 5 | 184 | no |
| ISHARES TRUST CORE S&P TTL STK ETF | CORE S&P TTL STK ETF | 219 | 2K | no |
| ISHARES TRUST SELECT DIVID ETF | SELECT DIVID ETF | 63 | 540 | no |
| ISHARES TRUST TIPS BD ETF | TIPS BD ETF | 1 | 10 | no |
| ISHARES TRUST U.S.TRANSPORTATION ETF | U.S.TRANSPORTATION ETF | 5 | 20 | no |
| ISHARES TRUST CORE S&P500 ETF | CORE S&P500 ETF | 2K | 4K | no |
| ISHARES TRUST CORE US AGGBD ET ETF | CORE US AGGBD ET ETF | 832 | 7K | no |
| ISHARES TRUST IBOXX INV CP ETF | IBOXX INV CP ETF | 225 | 2K | no |
| ISHARES TRUST S&P 500 GRWT ETF | S&P 500 GRWT ETF | 15 | 208 | no |
| ISHARES TRUST S&P 500 VAL ETF | S&P 500 VAL ETF | 30 | 202 | no |
| ISHARES TRUST 20 YR TR BD ETF | 20 YR TR BD ETF | 193 | 1K | no |
| ISHARES TRUST BARCLAYS 7 10 YR ETF | BARCLAYS 7 10 YR ETF | 111 | 962 | no |
| ISHARES TRUST MSCI EAFE ETF | MSCI EAFE ETF | 5 | 60 | no |
| ISHARES TRUST CORE S&P MCP ETF | CORE S&P MCP ETF | 1K | 4K | no |
| ISHARES TRUST ISHARES BIOTECHNOLOGY ETF | ISHARES BIOTECHNOLOGY ETF | 5 | 30 | no |
| ISHARES TRUST RUS 1000 GRW ETF | RUS 1000 GRW ETF | 66 | 241 | no |
| ISHARES TRUST RUS 2000 VAL ETF | RUS 2000 VAL ETF | 3 | 15 | no |
| ISHARES TRUST RUSSELL 2000 ETF | RUSSELL 2000 ETF | 38 | 167 | no |
| ISHARES TRUST U.S. REAL ES ETF | U.S. REAL ES ETF | 191 | 2K | no |
| ISHARES TRUST CORE S&P SCP ETF | CORE S&P SCP ETF | 11K | 94K | no |
| ISHARES TRUST S&P SML 600 GWT ETF | S&P SML 600 GWT ETF | 8 | 60 | no |
| ISHARES TRUST INTL TREA BD ETF | INTL TREA BD ETF | 40 | 765 | no |
| ISHARES TRUST MSCI ACWI ETF | MSCI ACWI ETF | 354 | 3K | no |
| ISHARES TRUST JPMORGAN USD EMG ETF | JPMORGAN USD EMG ETF | 2 | 14 | no |
| ISHARES TRUST NATIONAL MUN ETF | NATIONAL MUN ETF | 458 | 4K | no |
| ISHARES TRUST INTL SEL DIV ETF | INTL SEL DIV ETF | 335 | 10K | no |
| ISHARES TRUST IBOXX HI YD ETF | IBOXX HI YD ETF | 11 | 130 | no |
| ISHARES TRUST CRE U S REIT ETF | CRE U S REIT ETF | 954 | 16K | no |
| ISHARES TRUST MBS ETF | MBS ETF | 6 | 59 | no |
| ISHARES TRUST 5-10 YEAR INVESTMENT GRADE | 5-10 YEAR INVESTMENT GRADE | 9K | 153K | no |
| ISHARES TRUST SHORT TREAS BD ETF | SHORT TREAS BD ETF | 14 | 127 | no |
| ISHARES SILVER TRUST ISHARES ETF | ISHARES ETF | 67 | 3K | no |
| ISHARES TRUST US TREAS BD ETF | US TREAS BD ETF | 397 | 15K | no |
| ISHARES TRUST FLTG RATE NT ETF | FLTG RATE NT ETF | 5 | 90 | no |
| ISHARES TRUST 0-5 YR TIPS ETF | 0-5 YR TIPS ETF | 59 | 554 | no |
| ISHARES TRUST CORE MSCI TOTAL ETF | CORE MSCI TOTAL ETF | 6K | 84K | no |
| ISHARES TRUST CORE MSCI EAFE ETF | CORE MSCI EAFE ETF | 301 | 4K | no |
| ISHARES INC CORE MSCI EMKT ETF | CORE MSCI EMKT ETF | 216 | 3K | no |
| ISHARES INC MSCI TAIWAN ETF | MSCI TAIWAN ETF | 7 | 102 | no |
| ISHARES INC MSCI GBL GOLD MN ETF | MSCI GBL GOLD MN ETF | 3 | 113 | no |
| ISHARES INC ESG AWARE MSCI EM ETF | ESG AWARE MSCI EM ETF | 8 | 180 | no |
| ISHARES TRUST 0-5YR HI YL CP ETF | 0-5YR HI YL CP ETF | 127 | 3K | no |
| ISHARES TRUST MORTGE REL ETF | MORTGE REL ETF | 346 | 9K | no |
| ISHARES TRUST ESG AWARE MSCI USA ETF | ESG AWARE MSCI USA ETF | 1 | 10 | no |
| ISHARES TRUST CORE INTL AGGR ETF | CORE INTL AGGR ETF | 23 | 418 | no |
| ISHARES TRUST ESG AWARE MSCI USA SML CAP | ESG AWARE MSCI USA SML CAP | 107 | 3K | no |
| JP MORGAN CHASE & CO COM | COM | 45 | 286 | no |
| JP MORGAN ETF TRUST ULTRA SHRT INC ETF | ULTRA SHRT INC ETF | 3 | 64 | no |
| JOHNSON & JOHNSON COM | COM | 227 | 1K | no |
| JUNIPER NETWORKS COM | COM | 49 | 2K | no |
| KAYNE ANDERSON ENERGY INFRA FD COM | COM | 1 | 60 | no |
| KELLOGG COMPANY COM | COM | 8 | 131 | no |
| KEYCORP COM | COM | 5 | 245 | no |
| KIMBERLY CLARK CORP COM | COM | 12 | 87 | no |
| KNOWLES CORP COM | COM | 0 | 20 | no |
| KOPIN CORP COM | COM | 1 | 100 | no |
| KRAFT HEINZ CO COM | COM | 1 | 30 | no |
| L3 HARRIS TECHNOLOGIES INC COM | COM | 10 | 46 | no |
| LANCASTER PA SCH DIST GO BDS CLBL | GO BDS CLBL | 16 | – | no |
| LEGGETT & PLATT INC COM | COM | 4 | 75 | no |
| LEIDOS HOLDINGS INC COM | COM | 15 | 147 | no |
| LIFE STORAGE INC COM USD0.01 | COM USD0.01 | 11 | 102 | no |
| LINCOLN NATIONAL CORP COM | COM | 61 | 975 | no |
| LITTLE ROCK ARK HOTEL GROSS RC BDS REV CLBL | BDS REV CLBL | 13 | – | no |
| LOCKHEED MARTIN CORP COM | COM | 91 | 241 | no |
| LOEWS CORP COM | COM | 1 | 13 | no |
| LONG ISLAND PWR AUTH N Y ELEC REV BDS | REV BDS | 9 | – | no |
| LOUISIANA PUB FACS AUTH REV REF BDS REV | REF BDS REV | 12 | – | no |
| LOWE'S COMPANIES INC COM | COM | 19 | 100 | no |
| LUCKIN COFFEE INC ADR SPONSORED | ADR SPONSORED | 1 | 60 | no |
| LUMEN TECHNOLOGIES INC COM | COM | 4 | 290 | no |
| M & T BANK CORP COM | COM | 7 | 47 | no |
| MAINE ST HSG AUTH BDS REV CLBL | BDS REV CLBL | 22 | – | no |
| MARATHON OIL CORPORATION COM | COM | 1 | 100 | no |
| MARSH & MCLENNAN COMPANIES INC COM | COM | 11 | 80 | no |
| MASTERCARD INCORPORATED COM CL A | COM CL A | 5 | 13 | no |
| MATCH GROUP INC COM | COM | 3 | 17 | no |
| MCCORMICK & COMPANY INC COM | COM | 9 | 102 | no |
| MCDONALD'S CORPORATION COM | COM | 68 | 293 | no |
| MECHANICAL TECHNOLOGY INC COM | COM | 0 | 24 | no |
| METLIFE INC COM | COM | 1 | 10 | no |
| METTLER-TOLEDO INTL INC COM | COM | 12 | 9 | no |
| MICROSOFT CORP COM | COM | 391 | 1K | no |
| MICRON TECHNOLOGY INC COM | COM | 5 | 61 | no |
| MODERNA INC COM | COM | 5 | 22 | no |
| MONDELEZ INTL INC COM CL A | COM CL A | 6 | 92 | no |
| MOODYS CORP COM | COM | 5 | 13 | no |
| MOTOROLA SOLUTIONS INC COM | COM | 4 | 16 | no |
| NESTLE SA ADR SPONSORED | ADR SPONSORED | 31 | 245 | no |
| NETFLIX INC COM | COM | 37 | 70 | no |
| NEURONETICS INC COM | COM | 3 | 213 | no |
| NEW ALBANY PLAIN LOC SCH DIST GO ULTD TAX SCH IMPT REF CLBL | GO ULTD TAX SCH IMPT REF CLBL | 12 | – | no |
| NEW JERSEY ST TRANSN TR FD AUT SYS BDS REV | SYS BDS REV | 14 | – | no |
| NEW JERSEY ST TRANSN TR FD AUT SYS BDS REV | SYS BDS REV | 13 | – | no |
| NEW JERSEY ST TRANSN TR FD AUT TRANSPORTATION SYSTEM REV M/W | TRANSPORTATION SYSTEM REV M/W | 24 | – | no |
| NEWARK CULTURAL ED FACS FIN CO REV REF BDS | REV REF BDS | 12 | – | no |
| NEWMONT CORPORATION COM | COM | 32 | 500 | no |
| NEXTERA ENERGY INC COM | COM | 59 | 800 | no |
| NIKE INC COM CL B | COM CL B | 18 | 118 | no |
| NINTENDO CO LTD ADR UNSPONSORED | ADR UNSPONSORED | 1 | 10 | no |
| NORTHERN LIGHTS FUND TRUST IV FRMLAFLIO SMRT ETF | FRMLAFLIO SMRT ETF | 5K | 134K | no |
| NORTHERN LIGHTS FUND TRUST IV FRMLAFLIO TACT ETF | FRMLAFLIO TACT ETF | 6K | 207K | no |
| NORTHERN LIGHTS FUND TRUST IV FRMLAFOLIOS TATL ETF | FRMLAFOLIOS TATL ETF | 31K | 1M | no |
| NORTHERN LIGHTS FUND TRUST IV FORMULA FOLIOS ETF | FORMULA FOLIOS ETF | 6K | 165K | no |
| NORTHROP GRUMMAN CORP COM | COM | 99 | 273 | no |
| NORTONLIFELOCK INC COM | COM | 1 | 34 | no |
| NOVAGOLD RESOURCES INC COM | COM | 4 | 500 | no |
| NOVARTIS AG ADR SPONSORED | ADR SPONSORED | 4 | 42 | no |
| NVIDIA CORP COM | COM | 53 | 66 | no |
| OGE ENERGY CORP COM | COM | 3 | 84 | no |
| OREILLY AUTOMOTIVE INC NEW COM | COM | 11 | 20 | no |
| OCCIDENTAL PETROLEUM CORP WARRANT | WARRANT | 0 | 6 | no |
| OHIO ST HSG FIN AGY RESIDENTIA NON AMT BDS REV CLBL | NON AMT BDS REV CLBL | 11 | – | no |
| ONE GAS INC COM | COM | 4 | 50 | no |
| ONEOK INC COM | COM | 17 | 298 | no |
| ORACLE CORP COM | COM | 22 | 281 | no |
| OXNARD CALIF WASTEWATER REV REF BDS REV | REF BDS REV | 11 | – | no |
| PPL CORP COM | COM | 7 | 237 | no |
| PACKAGING CORP OF AMERICA COM | COM | 3 | 21 | no |
| PAYPAL HOLDINGS INC COM | COM | 6 | 19 | no |
| PENNSYLVANIA REAL ESTATE INVES SBI USD1 | SBI USD1 | 0 | 30 | no |
| PENNSYLVANIA ST HIGHER EDL FAC REV BDS | REV BDS | 11 | – | no |
| PEPSICO INC COM | COM | 21 | 145 | no |
| PERMIAN BASIN ROYALTY TRUST COM | COM | 6 | 1K | no |
| PETROCHINA CO ADR SPONSORED | ADR SPONSORED | 0 | 10 | no |
| PETROTEQ ENERGY INC COM | COM | 1 | 10K | no |
| PFIZER INC COM | COM | 3 | 89 | no |
| PHILIP MORRIS INTL INC COM | COM | 4 | 41 | no |
| PINNACLE WEST CAPITAL CORP COM | COM | 3 | 34 | no |
| PINTEREST INC COM CL A | COM CL A | 3 | 34 | no |
| POMPANO BEACH FLA CTFS PARTN TAXABLE COPS REV CLBL | TAXABLE COPS REV CLBL | 3 | – | no |
| POST HOLDINGS INC COM | COM | 0 | 2 | no |
| PRICE T ROWE GROUPS COM | COM | 13 | 68 | no |
| PRINCIPAL FINANCIAL GROUP COM | COM | 6 | 92 | no |
| PROCTER & GAMBLE CO COM | COM | 49 | 360 | no |
| PROSHARES TRUST SHORT S&P 500 NE ETF | SHORT S&P 500 NE ETF | 55 | 4K | no |
| PROSHARES TRUST PSHS ULT S&P 500 ETF | PSHS ULT S&P 500 ETF | 3K | 21K | no |
| PROSHARES TRUST PSHS ULT MCAP400 ETF | PSHS ULT MCAP400 ETF | 3K | 43K | no |
| PROSHARES TRUST PSHS ULTRUSS2000 ETF | PSHS ULTRUSS2000 ETF | 3K | 46K | no |
| PROSHARES TRUST SHRT 20 YR TRE ETF | SHRT 20 YR TRE ETF | 3 | 149 | no |
| PRUDENTIAL FINANCIAL INC COM | COM | 7 | 71 | no |
| PUBLIC SERVICE ENTERPRISE GRP COM | COM | 6 | 102 | no |
| PUTNAM MASTER INT SH BEN INT | SH BEN INT | 5 | 1K | no |
| QUALCOMM INC COM | COM | 4 | 29 | no |
| QUEST DIAGNOSTICS INC COM | COM | 12 | 89 | no |
| RAYTHEON TECH CORP COM | COM | 9 | 107 | no |
| REALTY INCOME CORP COM USD1 | COM USD1 | 5 | 75 | no |
| RED WHITE & BLOOM BRANDS INC COM | COM | 0 | 93 | no |
| REGENERON PHARMACEUTICALS INC COM | COM | 1 | 2 | no |
| REGIONS FINANCIAL CORP COM | COM | 89 | 4K | no |
| RESMED INC COM | COM | 14 | 55 | no |
| RIO TINTO ADR SPONSORED | ADR SPONSORED | 3 | 40 | no |
| RIOT BLOCKCHAIN INC COM | COM | 7 | 194 | no |
| ROCKWELL AUTOMATION INC COM | COM | 6 | 22 | no |
| ROYCE GLOBAL VALUE TR INC COM | COM | 0 | 14 | no |
| SPDR S&P500 ETF TRUST TR UNIT ETF | TR UNIT ETF | 209 | 488 | no |
| SPDR GOLD TRUST GOLD SHS ETF | GOLD SHS ETF | 28 | 167 | no |
| SPDR INDEX SHARES FUNDS S&P GLBDIV ETF | S&P GLBDIV ETF | 74 | 1K | no |
| SPDR INDEX SHARES FUNDS PORTFOLIO EMG MK ETF | PORTFOLIO EMG MK ETF | 7K | 151K | no |
| SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF | PORTFOLIO DEVLPD ETF | 8K | 220K | no |
| SPDR SERIES TRUST S&P 600 SMCP GRW ETF | S&P 600 SMCP GRW ETF | 57 | 640 | no |
| SPDR SERIES TRUST NUVEEN BBG BRCLY ETF | NUVEEN BBG BRCLY ETF | 3 | 56 | no |
| SPDR SERIES TRUST PORTFLI MORTGAGE ETF | PORTFLI MORTGAGE ETF | 0 | 9 | no |
| SPDR SERIES TRUST PRTFLO S&P500 GW ETF | PRTFLO S&P500 GW ETF | 11K | 180K | no |
| SPDR SERIES TRUST FTSE INT GVT ETF | FTSE INT GVT ETF | 390 | 7K | no |
| SPDR SERIES TRUST PRTFLO S&P500 VL ETF | PRTFLO S&P500 VL ETF | 2K | 53K | no |
| SPDR SERIES TRUST BLOMBERG INTL TR ETF | BLOMBERG INTL TR ETF | 2K | 66K | no |
| SPDR SERIES TRUST PORTFOLIO AGRGTE ETF | PORTFOLIO AGRGTE ETF | 2K | 68K | no |
| SPDR SERIES TRUST PORTFOLIO LN TSR ETF | PORTFOLIO LN TSR ETF | 2K | 51K | no |
| SPDR SERIES TRUST PORTFLI INTRMDIT ETF | PORTFLI INTRMDIT ETF | 2K | 58K | no |
| SPDR SERIES TRUST S&P REGL BKG ETF | S&P REGL BKG ETF | 1 | 19 | no |
| SPDR SERIES TRUST S&P DIVID ETF | S&P DIVID ETF | 77 | 630 | no |
| SPDR SERIES TRUST PORTFOLI S&P 1500 COMP STK ETF | PORTFOLI S&P 1500 COMP STK ETF | 7K | 125K | no |
| SPDR SERIES TRUST PORTFOLIO S&P 400 MID CAP ETF | PORTFOLIO S&P 400 MID CAP ETF | 2K | 34K | no |
| SPDR SERIES TRUST PORTFOLIO S&P 500 ETF | PORTFOLIO S&P 500 ETF | 17K | 328K | no |
| SPDR SERIES TRUST S&P BIOTECH ETF | S&P BIOTECH ETF | 12 | 92 | no |
| SPDR DOW JONES IND UT SER 1 ETF | UT SER 1 ETF | 76 | 221 | no |
| SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP ETF | UTSER1 S&PDCRP ETF | 26 | 52 | no |
| SPDR SERIES TRUST PORTFOLIO SH TSR ETF | PORTFOLIO SH TSR ETF | 4K | 122K | no |
| SPDR SERIES TRUST BLOOMBERG SRT TR ETF | BLOOMBERG SRT TR ETF | 1 | 45 | no |
| SPDR SERIES TRUST BLOOMBERG BRCLYS ETF | BLOOMBERG BRCLYS ETF | 6 | 57 | no |
| SPDR SERIES TRUST SPDR BLOOMBERG ETF | SPDR BLOOMBERG ETF | 2 | 18 | no |
| SPDR SERIES TRUST PRTFLO S&P500 HI ETF | PRTFLO S&P500 HI ETF | 351 | 9K | no |
| SPDR SERIES TRUST PORTFOLIO S&P 600 SM CAP ETF | PORTFOLIO S&P 600 SM CAP ETF | 2K | 39K | no |
| SPDR SERIES TRUST BLOMBERG 1 10 YR ETF | BLOMBERG 1 10 YR ETF | 441 | 21K | no |
| SABINE ROYALTY TRUST COM | COM | 4 | 100 | no |
| ST MARY LA LEVEE DIST REV LTD TAX BDS CLBL | LTD TAX BDS CLBL | 12 | – | no |
| SALESFORCE.COM INC COM | COM | 3 | 12 | no |
| SANDSTORM GOLD LIMITED COM | COM | 11 | 1K | no |
| HENRY SCHEIN INC COM | COM | 9 | 126 | no |
| SCHLUMBERGER LIMITED COM | COM | 3 | 100 | no |
| SCHWAB STRATEGIC TR US MID-CAP ETF | US MID-CAP ETF | 19K | 245K | no |
| SCHWAB STRATEGIC TR US DIVIDEND EQ ETF | US DIVIDEND EQ ETF | 998 | 13K | no |
| SCHWAB STRATEGIC TR SHT TM US TRES ETF | SHT TM US TRES ETF | 1 | 20 | no |
| SCHWAB STRATEGIC TR US TIPS ETF | US TIPS ETF | 2K | 24K | no |
| SCIENCE APPLICATION INTL CORP COM | COM | 7 | 84 | no |
| SCOTTS MIRACLE-GRO COMPANY COM CL A | COM CL A | 4 | 20 | no |
| SEABRIDGE GOLD INC COM | COM | 26 | 2K | no |
| SELECT SECTOR SPDR TRUST SBI MATERIALS ETF | SBI MATERIALS ETF | 7 | 81 | no |
| SELECT SECTOR SPDR TRUST SBI HEALTHCARE ETF | SBI HEALTHCARE ETF | 9 | 73 | no |
| SELECT SECTOR SPDR TRUST SBI CONS DISCR ETF | SBI CONS DISCR ETF | 6 | 34 | no |
| SELECT SECTOR SPDR TRUST ENERGY ETF | ENERGY ETF | 1 | 25 | no |
| SELECT SECTOR SPDR TRUST FINANCIAL ETF | FINANCIAL ETF | 3 | 80 | no |
| SELECT SECTOR SPDR TRUST SBI INT-INDS ETF | SBI INT-INDS ETF | 138 | 1K | no |
| SELECT SECTOR SPDR TRUST TECHNOLOGY ETF | TECHNOLOGY ETF | 109 | 735 | no |
| SELECT SECTOR SPDR TRUST SBI INT-UTILS ETF | SBI INT-UTILS ETF | 6 | 102 | no |
| 2ND VOTE FDS 2ND VOTE SOCIETY DEFENDED ETF | 2ND VOTE SOCIETY DEFENDED ETF | 1 | 20 | no |
| SEMPRA COM | COM | 13 | 98 | no |
| SHENANDOAH TELECOMUNICATIONS COM | COM | 5 | 100 | no |
| SMITH AND WESSON BRANDS INC COM | COM | 3 | 100 | no |
| SMUCKER (JM) CO COM | COM | 2 | 15 | no |
| SOUTH DAKOTA HSG DEV AUTH HOMEOWNERSHIP MTG BDS REV CLBL | HOMEOWNERSHIP MTG BDS REV CLBL | 11 | – | no |
| SOUTHWEST AIRLINES CO COM | COM | 19 | 351 | no |
| SOUTHWEST TEX INDPT SCH DIST GO BDS CLBL | GO BDS CLBL | 10 | – | no |
| SPIRIT REALTY CAPITAL INC COM USD0.01(POST REV SPLIT) | COM USD0.01(POST REV SPLIT) | 84 | 2K | no |
| SPOKANE CNTY WASH SCH DIST NO GO BDS CLBL | GO BDS CLBL | 3 | – | no |
| STARBUCKS CORP COM | COM | 4 | 32 | no |
| STATE STREET CORPORATION COM | COM | 1 | 10 | no |
| STURM RUGER & CO INC COM | COM | 9 | 100 | no |
| SUNCOKE ENERGY INC COM | COM | 0 | 15 | no |
| SYNCHRONY FINANCIAL COM | COM | 24 | 500 | no |
| TJX COS INC COM | COM | 1 | 21 | no |
| T-MOBILE US INC COM | COM | 1 | 4 | no |
| TAKEDA PHARMACEUTICAL CO LTD ADR SPONSORED | ADR SPONSORED | 1 | 31 | no |
| TARGET CORP COM | COM | 63 | 261 | no |
| TELEFLEX INC COM | COM | 102 | 254 | no |
| TERADYNE INC COM | COM | 1 | 5 | no |
| TESLA INC COM | COM | 347 | 510 | no |
| TEXAS INSTRUMENTS INC COM | COM | 10 | 50 | no |
| TEXTRON INC COM | COM | 87 | 1K | no |
| THE TRADE DESK INC COM CL A | COM CL A | 40 | 514 | no |
| 3M COMPANY COM | COM | 23 | 116 | no |
| TRACTOR SUPPLY CO COM | COM | 6 | 31 | no |
| TRAVELERS COMPANIES INC COM | COM | 10 | 66 | no |
| TRINITY INDUSTRIES INC COM | COM | 1 | 29 | no |
| TRINITY SOUTHN BAPTIST CHURCH CHURCH BOND BOND CLBL | CHURCH BOND BOND CLBL | 8 | – | no |
| TRIVIEW COLO MET DIST WTR & WA REF AND IMPT BDS REV | REF AND IMPT BDS REV | 17 | – | no |
| TRUIST FINANCIAL CORPORATION COM | COM | 17 | 307 | no |
| ULTA BEAUTY INC COM | COM | 2 | 5 | no |
| UNDER ARMOUR INC COM CL A | COM CL A | 3 | 158 | no |
| UNION PACIFIC CORP COM | COM | 2 | 10 | no |
| UNITED PARCEL SERVICE INC COM CL B | COM CL B | 18 | 85 | no |
| UNITEDHEALTH GROUP INC COM | COM | 23 | 57 | no |
| VALERO ENERGY CORP COM | COM | 8 | 102 | no |
| VANECK VECTORS ETF TRUST FALLEN ANGEL HG ETF | FALLEN ANGEL HG ETF | 1 | 26 | no |
| VANECK VECTORS ETF TRUST JP MORGAN MKTS ETF | JP MORGAN MKTS ETF | 1 | 19 | no |
| VANECK VECTORS ETF TRUST VANECK VECTORS HIGH YIELD M | VANECK VECTORS HIGH YIELD M | 2 | 37 | no |
| VANGUARD DIV APP ETF | DIV APP ETF | 4 | 28 | no |
| VANGUARD ESG INTL STK ETF | ESG INTL STK ETF | 4 | 62 | no |
| VANGUARD ESG US STK ETF | ESG US STK ETF | 154 | 2K | no |
| VANGUARD US MINIMUM ETF | US MINIMUM ETF | 2 | 25 | no |
| VANGUARD LONG TERM BOND ETF | LONG TERM BOND ETF | 191 | 2K | no |
| VANGUARD INTERMED TERM ETF | INTERMED TERM ETF | 190 | 2K | no |
| VANGUARD SHORT TRM BOND ETF | SHORT TRM BOND ETF | 359 | 4K | no |
| VANGUARD TOTAL BND MRKT ETF | TOTAL BND MRKT ETF | 15K | 174K | no |
| VANGUARD FTSE DEV MKT ETF | FTSE DEV MKT ETF | 1K | 23K | no |
| VANGUARD HIGH DIV YLD ETF | HIGH DIV YLD ETF | 13 | 125 | no |
| VANGUARD STRM INFPROIDX ETF | STRM INFPROIDX ETF | 0 | 5 | no |
| VANGUARD INTL BD IDX ETF | INTL BD IDX ETF | 410 | 7K | no |
| VANGUARD TT WRLD ST ETF | TT WRLD ST ETF | 956 | 9K | no |
| VANGUARD ALLWRLD EX US ETF | ALLWRLD EX US ETF | 54 | 854 | no |
| VANGUARD FTSE EMR MKT ETF | FTSE EMR MKT ETF | 518 | 10K | no |
| VANGUARD CONSUM STP ETF | CONSUM STP ETF | 7 | 40 | no |
| VANGUARD INF TECH ETF | INF TECH ETF | 11 | 28 | no |
| VANGUARD SHRT TRM CORP BD ETF | SHRT TRM CORP BD ETF | 9K | 106K | no |
| VANGUARD TOTAL WLD BD ETF | TOTAL WLD BD ETF | 14 | 171 | no |
| VANGUARD TOTAL CORP BND ETF | TOTAL CORP BND ETF | 104 | 1K | no |
| VANGUARD INTER TERM TREAS ETF | INTER TERM TREAS ETF | 60 | 884 | no |
| VANGUARD MORTG-BACK SEC ETF | MORTG-BACK SEC ETF | 210 | 4K | no |
| VANGUARD LONG-TERM TREASURY ETF | LONG-TERM TREASURY ETF | 46 | 521 | no |
| VANGUARD INT-TERM CORP ETF | INT-TERM CORP ETF | 53 | 561 | no |
| VANGUARD S&P 500 ETF SHS | S&P 500 ETF SHS | 114 | 290 | no |
| VANGUARD MCAP VL IDXVIP ETF | MCAP VL IDXVIP ETF | 3K | 23K | no |
| VANGUARD MCAP GR IDXVIP ETF | MCAP GR IDXVIP ETF | 3K | 11K | no |
| VANGUARD REAL ESTATE ETF | REAL ESTATE ETF | 351 | 3K | no |
| VANGUARD SML CP GRW ETF | SML CP GRW ETF | 3K | 10K | no |
| VANGUARD SM CP VAL ETF | SM CP VAL ETF | 4K | 22K | no |
| VANGUARD MID CAP ETF | MID CAP ETF | 9 | 38 | no |
| VANGUARD LARGE CAP ETF | LARGE CAP ETF | 6 | 30 | no |
| VANGUARD GROWTH ETF | GROWTH ETF | 927 | 3K | no |
| VANGUARD VALUE ETF | VALUE ETF | 735 | 5K | no |
| VANGUARD SMALL CP ETF | SMALL CP ETF | 227 | 1K | no |
| VANGUARD TOTAL STK MKT ETF | TOTAL STK MKT ETF | 35 | 157 | no |
| VERIZON COMMUNICATIONS COM | COM | 41 | 740 | no |
| VERTEX PHARMACEUTICAL COM | COM | 8 | 40 | no |
| VIASAT INC COM | COM | 0 | 10 | no |
| VIACOMCBS INC COM CL B | COM CL B | 3 | 66 | no |
| VIATRIS INC COM | COM | 0 | 2 | no |
| VISA INC COM CL A | COM CL A | 105 | 451 | no |
| VIRTUS ALLIANZGI DIV INT & PRM COM | COM | 31 | 2K | no |
| WEC ENERGY GROUP INC COM | COM | 8 | 93 | no |
| WABTEC CORP COM | COM | 0 | 5 | no |
| WALMART INC COM | COM | 28 | 200 | no |
| WATERS CORP COM | COM | 13 | 38 | no |
| WELLS FARGO & COMPANY COM | COM | 15 | 340 | no |
| WENDYS COMPANY (THE) COM | COM | 23 | 1K | no |
| WESTERN UNION COMPANY (THE) COM | COM | 4 | 170 | no |
| WESTROCK CO COM | COM | 4 | 79 | no |
| WHEATON PRECIOUS METALS CORP COM | COM | 44 | 1K | no |
| WISDOMTREE TRUST INTL EQUITY FD ETF | INTL EQUITY FD ETF | 70 | 1K | no |
| WORKDAY INC COM CL A | COM CL A | 2 | 10 | no |
| WORLD GOLD TRUST SPDR GLD MINIS ETF | SPDR GLD MINIS ETF | 459 | 26K | no |
| XILINX INC COM | COM | 2 | 12 | no |
| XYLEM INC COM | COM | 9 | 76 | no |
| YUM BRANDS INC COM | COM | 2 | 20 | no |
| ZIMMER BIOMET HOLDINGS INC COM | COM | 1 | 5 | no |
| ZOETIS INC COM CL A | COM CL A | 13 | 70 | no |
| ALLEGION PLC COM | COM | 9 | 67 | no |
| AMDOCS LTD COM | COM | 1 | 8 | no |
| AON PLC (IE) COM CL A | COM CL A | 1 | 3 | no |
| EATON CORPORATION PLC COM | COM | 4 | 26 | no |
| IHS MARKIT LTD COM | COM | 3 | 23 | no |
| INVESCO LTD COM | COM | 4 | 133 | no |
| LINDE PLC COM | COM | 4 | 13 | no |
| MEDTRONIC PLC COM | COM | 40 | 324 | no |
| RENAISSANCERE HOLDINGS LTD COM | COM | 1 | 4 | no |
| SEAGATE TECHONOLOGY HLDG COM | COM | 5 | 54 | no |
| TRANE TECHNOLOGIES PLC COM | COM | 129 | 698 | no |
| CHUBB LIMITED COM | COM | 6 | 38 | no |
| GARMIN LTD COM | COM | 4 | 26 | no |
| TE CONNECTIVITY LTD COM | COM | 115 | 850 | no |
| CHECK POINT SFTWRE COM | COM | 12 | 100 | no |
| LYONDELLBASELL INDUSTRIES N V COM | COM | 5 | 51 | no |
| TEEKAY LNG PARTNERS LP PARTNERSHIP UNITS | PARTNERSHIP UNITS | 4 | 250 | no |