TOSCAFUND ASSET MANAGEMENT
TOSCAFUND ASSET MANAGEMENT LLP Legal Name
Adviser information for TOSCAFUND ASSET MANAGEMENT last updated from Form ADV on December 22nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 54 |
|---|---|
| Investment Advisory/Research | 23 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $2.1B |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $2.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $2.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
FERGUSON HOUSE, 5TH FLOOR15 MARYLEBONE ROAD
LONDON
United Kingdom
Monday - Friday, 9AM - 6PM
Tel: +44 20 7845 6100, Fax: +44 20 7854 6101
Chief Compliance Officer
NICHOLAS EMERY
FERGUSON HOUSE, 5TH FLOOR
15 MARYLEBONE ROAD
LONDON
United Kingdom
Tel:
+44 0207 845 6100
Fax:
+44 0207 845 6101
N*****@************M
(Full email address available in API data)
Industry Affiliates
| TOSCAFUND GP LP | Sponsor, GP, manager of pooled investment vehicles |
| TOSCAFUND HK LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PEGASUS FUND | Hedge Fund | $27.0M | $0.1M | 109 |
| TEMF LTD | Hedge Fund | $402.1M | $1.0M | 42 |
| TOSCA EUROPEAN FINANCIAL RECOVERY FUND LTD. | Hedge Fund | $11.5M | $0.1M | 1 |
| TOSCA EUROPEAN SELECT FUND | Hedge Fund | $22.2M | $1.0M | 15 |
| TOSCA FINANCIALS REFLATION FUND | Hedge Fund | $273.7M | $1.0M | 30 |
| TOSCA FOCUS | Hedge Fund | $443.2M | $1.0M | 184 |
| TOSCA MASTER | Hedge Fund | $224.6M | $1.0M | 53 |
| TOSCA MID CAP | Hedge Fund | $90.8M | $0.5M | 26 |
| TOSCA OPPORTUNITY | Hedge Fund | $457.6M | $1.0M | 128 |
| TOSCA PROTON LP | Hedge Fund | $84.0M | $1.0M | 21 |
| TOSCA RECOVERY SELECT SPV | Private Equity Fund | $2.8M | $0.1M | 9 |
| TOSCA SELECT II LP | Private Equity Fund | $13.6M | $1.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TOSCAFUND LIMITED | Foreign Entity | – | GENERAL PARTNER | 10/2006 | > 75% |
| HUGHES, MARTIN, BRIAN | Individual | – | FOUNDER | 11/2006 | < 5% |
| MCKAY, MARTIN, JAMES | Individual | – | CEO | 01/2010 | < 5% |
| OLD OAK HOLDINGS LIMITED | Foreign Entity | TOSCAFUND LIMITED | OWNER | 10/2004 | > 75% |
| HUGHES, MARTIN, BRIAN | Individual | OLD OAK HOLDINGS LIMITED | DIRECTOR / OWNER | 10/2004 | > 75% |
| BEE, TIMOTHY, JAMES MARTIN | Individual | – | CLO | 06/2014 | < 5% |
| BARBER, DAMON, PHILLIP | Individual | – | COO | 01/2017 | < 5% |
| EMERY, NICHOLAS | Individual | – | CCO | 02/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 13th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| BRP GROUP INC | COM CL A | 9M | 374K | – |
| COMPLETE SOLARIA INC | COM | 129K | 63K | – |
| JACKSON FINANCIAL INC | COM CL A | 7M | 176K | – |