SUNESIS ADVISORS, LLC
Adviser information for SUNESIS ADVISORS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 323 | $1.1B |
| Non-Discretionary | 152 | $110.0M |
| Total | 475 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 13 | $1.2B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $37.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)OUTSOURCED CFO, WEALTH MANAGEMENT AUDITS |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
6750 W 93RD STREETSUITE 100
OVERLAND PARK
KS
United States
Monday - Friday, 8:00 - 5:00
Tel: 913-815-4460, Fax: 913-815-4466
Websites
Chief Compliance Officer
CHAD BATTISON
MANAGING MEMBER
6750 W 93RD STREET
SUITE 100
OVERLAND PARK
KS
United States
Tel:
913-815-4461
Fax:
913-815-4466
C********@******************M
(Full email address available in API data)
Regulatory Contact
NICOLE DOYLE
6750 W 93RD STREET
SUITE 100
OVERLAND PARK
KS
United States
Tel:
913-815-4464
Fax:
913-815-4466
N*****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BATTISON, CHAD, RICHARD | Individual | – | MANAGING MEMBER / CCO | 09/2011 | > 75% |
| BRINES, STACY, LYNN | Individual | – | MEMBER | 04/2015 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALPHABET INC | CAP STK CL A | 284K | 2K | – |
| AMAZON COM INC | COM | 213K | 1K | – |
| APPLE INC | COM | 438K | 2K | – |
| AVALONBAY CMNTYS INC | COM | 4M | 19K | – |
| BANK AMERICA CORP | COM | 2M | 44K | – |
| BANK NEW YORK MELLON CORP | COM | 1M | 18K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 1M | 3K | – |
| CAMDEN PPTY TR | SH BEN INT | 4M | 36K | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 814K | 23K | – |
| ELI LILLY & CO | COM | 245K | 271 | – |
| GENERAL DYNAMICS CORP | COM | 212K | 729 | – |
| INVESCO QQQ TR | UNIT SER 1 | 633K | 1K | – |
| ISHARES GOLD TR | ISHARES NEW | 2M | 36K | – |
| ISHARES INC | CORE MSCI EMKT | 229K | 4K | – |
| ISHARES INC | MSCI JPN ETF NEW | 202K | 3K | – |
| ISHARES TR | CORE HIGH DV ETF | 911K | 8K | – |
| ISHARES TR | CORE TOTAL USD | 3M | 61K | – |
| ISHARES TR | CORE US AGGBD ET | 13M | 132K | – |
| ISHARES TR | IBOXX INV CP ETF | 2M | 20K | – |
| ISHARES TR | JPMORGAN USD EMG | 428K | 5K | – |
| ISHARES TR | MBS ETF | 3M | 33K | – |
| ISHARES TR | S&P MC 400VL ETF | 256K | 2K | – |
| MICROSOFT CORP | COM | 455K | 1K | – |
| MID-AMER APT CMNTYS INC | COM | 4M | 26K | – |
| NVIDIA CORPORATION | COM | 2M | 14K | – |
| PEPSICO INC | COM | 1M | 6K | – |
| PIMCO ETF TR | INTER MUN BD ACT | 346K | 7K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 337K | 13K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 788K | 10K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 1M | 5K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 4M | 7K | – |
| SPDR SER TR | PORTFLI HIGH YLD | 3M | 113K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 1M | 13K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 3M | 58K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 5M | 68K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 5M | 67K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 2M | 3K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 74M | 276K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 1M | 25K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 746K | 11K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 350K | 3K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 3M | 52K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 1M | 17K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 8M | 140K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 8M | 159K | – |
| VANGUARD WELLINGTON FD | SHORT TRM TAX EX | 1M | 12K | – |