Hedge Fund Database

JAG CAPITAL MANAGEMENT LLC

Adviser information for JAG CAPITAL MANAGEMENT LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Missouri, United States

Employees

Total Number of Employees 22
Investment Advisory/Research 16
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 13
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,087 $1.4B
Non-Discretionary 363 $114.4M
Total 1,450 $1.6B

Clients

Type Number RAUM
Individuals 255 $50.2M
HNW Individuals 246 $376.6M
Banking or thrift institutions 0 $0
Investment companies 1 $41.2M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 12 $147.1M
Charitable organizations 85 $567.8M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies <5 $103.8M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 33 $147.4M
Other 262 $117.7M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients
Compensation % of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 117.7M
Both for Same 0
Portfolio Manager to Program Sponsor
RBC WEALTH MANAGEMENT MAP RBC PRIVATE COUNSEL (USA) INC.
ADVISOR ALLOCATION PROGRAM UBS FINANCIAL SERVICES INC.
ENVESTNET SMA ENVESTNET PMC
STRATEGIC ASSET REVIEW OPPENHEIMER & CO. INC.
ACCESS UBS FINANCIAL SERVICES INC.
STRATEGIC WEALTH PORTFOLIOS UBS FINANCIAL SERVICES INC.
PERSONALIZED UMA MULTI-STRATEGY WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
MAS MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PERSONALIZED UMA SINGLE STRATEGY WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
UBS MAC UBS FINANCIAL SERVICES INC.
JP MORGAN SECURITIES INVESTMENT COUNSELING SERVICES J. P. MORGAN SECURITIES INC.
MORGAN STANLEY SMITH BARNEY IMS MORGAN STANLEY

Identifiers

SEC RIA File Number 801-72799
SEC ERA File Number 801-72799
SEC CIK Numbers 1080374
SEC CRD Numbers 159227
Legal Entity Identifier 254900E83HT3OQDW2M17

Principal Office

9841 CLAYTON ROAD
ST. LOUIS
MO
United States
Monday - Friday, 8:00-4:30
Tel: 314-997-1277, Fax: 314-997-7307

Websites

twitter.com/jag_capm www.jagcapm.com www.jagcapitalfunds.com www.linkedin.com/company/jagcapitalmanagement/ www.youtube.com/@jagcapitalmanagement4518

Chief Compliance Officer

DENISE D. ALFIERI
FOSTER PLAZA 6
681 ANDERSEN DRIVE, SUITE 400
PITTSBURGH
PA
United States
Tel: 724-935-6772
Fax: 724-935-6790
(Full email address available in API data)

Regulatory Contact

KATE HURT
SENIOR VICE PRESIDENT OF OPERATIONS
9841 CLAYTON RD
ST.LOUIS
MO
United States
Tel: 314-447-2510
Fax: 314-997-7307
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
JA GLYNN & CO Domestic Entity – MANAGING MEMBER/SHAREHOLDER 09/2011 > 75%
CONLEY, NORMAN, BENEDICT Individual – CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER 09/2011 < 5%
MERTZ, DEBORAH, WYNNE Individual – CHIEF FINANCIAL OFFICER 09/2011 < 5%
CONLEY, NORMAN, BENEDICT Individual JA GLYNN & CO PRESIDENT 03/2020 > 75%
MAUE, ROBERTA, JOLENE Individual – SENIOR VICE PRESIDENT, DIRECTOR OF PORTFOLIO OPERATIONS AND TRADING 09/2011 < 5%
ALFIERI, DENISE, DIANE Individual – CHIEF COMPLIANCE OFFICER 07/2021 < 5%
HURT, KATE, ANNE Individual – SENIOR VICE PRESIDENT OF OPERATIONS 09/2021 < 5%

No. Employees, Historic

30150201920202021202220232024202526 on 7/24/201926 on 6/29/202026 on 2/18/202126 on 3/5/202126 on 3/5/202127 on 7/27/202127 on 10/28/202127 on 11/30/202127 on 12/14/202127 on 1/21/202226 on 7/14/202226 on 9/20/202225 on 7/19/202325 on 7/28/202325 on 10/18/202325 on 11/14/202325 on 2/27/202422 on 3/26/2024

RAUM, Historic

3B2B020192020202120222023202420251429494209 on 7/24/20191417954875 on 6/29/20201417954875 on 2/18/20211417954875 on 3/5/20211417954875 on 3/5/20212123790320 on 7/27/20212123790320 on 10/28/20212123790320 on 11/30/20212123790320 on 12/14/20212123790320 on 1/21/20221752538133 on 7/14/20221752538133 on 9/20/20221681473298 on 7/19/20231681473298 on 7/28/20231681473298 on 10/18/20231681473298 on 11/14/20231681473298 on 2/27/20241551826359 on 3/26/2024

No. Clients, Historic

2,0001,000020192020202120222023202420251029 on 7/24/20191052 on 6/29/20201052 on 2/18/20211052 on 3/5/20211052 on 3/5/2021876 on 7/27/2021876 on 10/28/2021876 on 11/30/2021876 on 12/14/2021876 on 1/21/20221706 on 7/14/20221706 on 9/20/2022970 on 7/19/2023970 on 7/28/2023970 on 10/18/2023970 on 11/14/2023970 on 2/27/2024895 on 3/26/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
A T & T Inc COM 274K 14K –
AbbVie Inc COM 200K 1K –
Adobe Inc COM 5M 10K –
Advanced Micro Devices Inc COM 10M 63K –
Alaska Air Group COM 3M 72K –
Alphabet Inc Class A COM 33M 182K –
Alphabet Inc Class C COM 6M 35K –
Amazon.com Inc. COM 49M 252K –
Amazon.com Inc. COM 39K 200 –
Ameren Corporation COM 480K 7K –
American Express Company COM 4M 18K –
American Tower REIT COM 2M 10K –
Amgen Incorporated COM 313K 1K –
APi Group Corp COM 520K 14K –
Apple Inc COM 42M 197K –
Applied Materials Inc. COM 6M 24K –
Arista Networks Inc COM 10M 29K –
Automatic Data Processing COM 245K 1K –
Axon Enterprise Inc COM 15M 51K –
Ball Corp COM 2M 26K –
Bank of America Corporation COM 438K 11K –
BellRing Brands Inc COM 217K 4K –
Berkshire Hathaway Inc Class COM 3M 7K –
Boeing Company COM 259K 1K –
Boston Scientific Corporation COM 21M 274K –
Broadcom Inc COM 32M 20K –
Cadence Design Systems Inc COM 13M 41K –
Cara Therapeutics Inc COM 3K 11K –
Cass Information Systems Inc. COM 1M 26K –
Caterpillar Inc COM 258K 774 –
Chevron Corporation COM 203K 1K –
Cisco Systems Inc COM 3M 72K –
Coca-Cola Company COM 2M 38K –
Colgate Palmolive Co. COM 3M 33K –
Commerce Bancshares Inc. COM 544K 10K –
Copart Inc COM 13M 232K –
CoStar Group Inc COM 4M 57K –
Costco Wholesale Corporation COM 22M 26K –
Danaher Corporation COM 684K 3K –
Deckers Outdoor Corporation COM 14M 14K –
Deere & Company COM 3M 7K –
Disney Walt Co. COM 4M 37K –
Dow Chemical Co. COM 325K 6K –
E L F Beauty Inc COM 233K 1K –
Eaton Corp PLC COM 7M 22K –
Elanco Animal Health Inc COM 207K 14K –
Eli Lilly & Co COM 24M 26K –
Emerson Electric Company COM 375K 3K –
Enterprise Financial Services COM 323K 8K –
Exxon Mobil Corporation COM 262K 2K –
Fair Isaac Corp COM 14M 9K –
Fedex Corporation COM 3M 10K –
Ferrari NV COM 9M 22K –
Fiserv Inc COM 4M 24K –
Frontier Communications Parent COM 224K 9K –
Grainger WW Inc COM 8M 9K –
Green Brick Partners Inc COM 708K 12K –
Home Depot Inc COM 644K 2K –
Intl. Business Machines Corp. COM 291K 2K –
Intuitive Surgical Inc COM 17M 38K –
IQVIA Hldgs Inc COM 3M 12K –
Johnson & Johnson COM 311K 2K –
JP Morgan Chase & Co. COM 356K 2K –
Kyndryl Holdings Inc COM 249K 9K –
Labcorp Holdings Inc COM 3M 14K –
Lincoln Electric Holdings Inc COM 1M 7K –
Linde PLC New COM 304K 692 –
Lowe's Companies Inc. COM 4M 16K –
Lululemon Athletica Inc. COM 2M 8K –
Mastercard Inc Class A COM 18M 42K –
McDonalds Corp. COM 307K 1K –
Merck & Co Inc New COM 311K 3K –
Meta Platforms Inc Cl A COM 29M 58K –
Microsoft Corporation COM 46M 103K –
Natera Inc COM 17M 161K –
Netflix Inc. COM 21M 31K –
NextEra Energy Inc COM 704K 10K –
Northrop Grumman Corp COM 385K 884 –
Nova Ltd COM 283K 1K –
NVIDIA Corporation COM 42M 337K –
O'Reilly Automotive Inc New COM 10M 9K –
Old Dominion Freight Line Inc COM 2M 13K –
Oracle Corporation COM 362K 3K –
Oracle Corporation COM 71K 500 –
PepsiCo Inc COM 3M 20K –
Pfizer Inc COM 178K 6K –
Pfizer Inc COM 28K 1K –
Philip Morris International In COM 315K 3K –
Procter & Gamble Co. COM 4M 27K –
QCR Holdings Inc COM 218K 4K –
Qualcomm Inc COM 4M 18K –
Salesforce Inc COM 206K 803 –
Sherwin-Williams Co COM 524K 2K –
Shopify Inc Cl A COM 2M 26K –
Simmons First Natl Corp Cl A COM 2M 118K –
Sino Express Travel Ltd. COM 0 15K –
Starbucks Corporation COM 639K 8K –
Sterling Infrastructure Inc COM 233K 2K –
Synchrony Finl Corp COM 3M 63K –
Taiwan Semiconductor Manufactu COM 11M 62K –
Take Two Interactive Software COM 13M 87K –
Target Corporation COM 3M 17K –
TechPrecision Corp New COM 81K 24K –
Tesla Motors Inc COM 196K 989 –
Tesla Motors Inc COM 99K 500 –
Tesla Motors Inc COM 40K 200 –
Tesla Motors Inc COM 20K 100 –
Thermo Fisher Scientific Inc COM 393K 710 –
U. S. Bancorp COM 563K 14K –
Uber Technologies Inc COM 17M 230K –
Union Pacific Corporation COM 3M 13K –
United Rentals Inc COM 14M 22K –
US Foods Holdings Corporation COM 274K 5K –
Verizon Communications COM 314K 8K –
Vertiv Holdings Co A COM 13M 153K –
Visa Inc. Class A COM 4M 15K –
Vistra Energy Corporation COM 764K 9K –
Wal-Mart Stores Inc. COM 628K 9K –
Waste Mgmt. Inc. Com COM 453K 2K –
Watsco Inc Cl A COM 329K 710 –
Weatherford International PLC COM 269K 2K –
Williams Companies COM 319K 8K –
XPO Inc COM 257K 2K –
Zoetis Inc Cl A COM 2M 14K –
Liberty Media Corporation Sen CONV 106K – –
Invesco QQQ Trust Series 1 ETF 138K 287 –
Invesco QQQ Trust Series 1 ETF 240K 500 –
iShares Russell 2000 ETF ETF 223K 1K –
iShares S&P 500 Growth ETF ETF 301K 3K –
S&P 500 Depositary Receipt ETF 166K 305 –
S&amp;P 500 Depositary Receipt ETF 272K 500 –
SPDR S&P Biotech ETF ETF 237K 3K –
Vanguard Dividend Appreciation ETF 954K 5K –
Vanguard Emerging Markets ETF ETF 245K 6K –
Vanguard Small-Cap Index Fund ETF 1M 5K –
Vanguard Small-Cap Value ETF ETF 316K 2K –
Vanguard Tax Managed Fund FTSE ETF 1M 20K –
Arbor Realty Trust Inc Cumula PFD 237K 13K –
Enterprise Financial Services PFD 308K 16K –
Rait Finl Tr Pfd Ser A Cum Div PFD 0 20K –