AWM GLOBAL ADVISORS
ALSARI WEALTH MANAGEMENT GLOBAL ADVISORS, LLC Legal Name
Adviser information for AWM GLOBAL ADVISORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 143 | $90.9M |
| Non-Discretionary | 0 | $0 |
| Total | 143 | $90.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 52 | $15.8M |
| HNW Individuals | 14 | $37.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $853,313 |
| Charitable organizations | <5 | $663,052 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $20.5M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $15.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Principal Office
750 B STREETSUITE 2850
SAN DIEGO
CA
United States
Monday - Friday, 6:30 AM - 4:00 PM
Tel: 619-225-7600, Fax: 619-225-7700
Chief Compliance Officer
ROXANA MCGREW
CHIEF OPERATING OFFICER, ECONOMIST
750 B STREET
SUITE 2850
SAN DIEGO
CA
United States
Tel:
619-225-7600
Fax:
619-225-7700
R******@********M
(Full email address available in API data)
Industry Affiliates
| ALHAMBRA BANK AND TRUST | Banking or thrift institution |
| ALHAMBRA WEALTH MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALSARI, ALI, HUSSAIN | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2011 | > 75% |
| MCGREW, ROXANA | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2021 | < 5% |