CHILTON INVESTMENT SERVICES, LLC
Adviser information for CHILTON INVESTMENT SERVICES, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 61 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,165 | $5.7B |
| Non-Discretionary | 787 | $144.5M |
| Total | 1,952 | $5.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 988 | $1.3B |
| HNW Individuals | 439 | $2.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $158.8M |
| Pension and profit sharing plans | <5 | $108.1M |
| Charitable organizations | 71 | $292.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 137 | $1.7B |
| Other | <5 | $339.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesFAMILY OFFICE SERVICES FEES |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 1.1B |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| GLOBAL INVESTMENT SOLUTIONS PROGRAM | MORGAN STANLEY SMITH BARNEY LLC |
| SELECT UMA | MORGAN STANLEY SMITH BARNEY LLC |
| UBS ACCESS | UBS FINANCIAL SERVICES INC. |
| UBS STRATEGIC WEALTH PORTFOLIO | UBS FINANCIAL SERVICES INC. |
Identifiers
| SEC RIA File Number | 801-72833 |
|---|---|
| SEC ERA File Number | 801-72833 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159306 |
| Legal Entity Identifier | 549300ZSYBRYTO6NZ423 |
Principal Office
1290 EAST MAIN STREET 1ST FLOORSTAMFORD
CT
United States
Monday - Friday, 8:30AM-5:30PM
Tel: 203-352-4000, Fax: 203-352-4189
Chief Compliance Officer
PETER SUNIL KIM
MANAGING DIRECTOR, GENERAL COUNSEL
1290 EAST MAIN STREET
1ST FLOOR
STAMFORD
CT
United States
Tel:
203-352-4000
Fax:
203-352-4189
P***@*************M
(Full email address available in API data)
Regulatory Contact
NICOLE LIONETTI
VP - SENIOR COMPLIANCE OFFICER
1290 EAST MAIN STREET
1ST FLOOR
STAMFORD
CT
United States
Tel:
203-352-4000
Fax:
203-352-4189
L********@*************M
(Full email address available in API data)
Industry Affiliates
| CHILTON INVESTMENT COMPANY LIMITED | Other investment adviser, including financial planners |
| CHILTON INVESTMENT COMPANY, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CHILTON TRUST COMPANY, NATIONAL ASSOCIATION | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CHILTON - WHALE ROCK HYBRID ACCESS FUND, L.P. | Private Equity Fund | $8.6M | $0.3M | 65 |
| CHILTON PRIVATE EQUITY FUND, L.P. | Private Equity Fund | $0.0M | $0.3M | 0 |
| CHILTON SELECT EQUITY FUND, L.P. | LONG ONLY FUND | $123.1M | $1.0M | 53 |
| CTC ACCESS FUND L.P. | Hedge Fund | $13.4M | $0.3M | 20 |
| CTC FLYBRIDGE 2022 ACCESS FUND, L.P. | Private Equity Fund | $5.2M | $0.3M | 23 |
| CTC GREENBRIAR ACCESS FUND, L.P. | Private Equity Fund | $6.9M | $0.3M | 11 |
| CTC GREENBRIAR V ACCESS FUND, L.P. | Private Equity Fund | $6.6M | $0.3M | 11 |
| CTC GREENBRIAR VI ACCESS FUND, L.P. | Private Equity Fund | $7.8M | $0.3M | 25 |
| CTC SQUADRA II ACCESS FUND, L.P. | Private Equity Fund | $3.7M | $0.3M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHILTON, RICHARD, LOCKWOOD | Individual | – | CHAIRMAN, CHIEF INVESTMENT OFFICER - EQUITIES, DIRECTOR | 01/2012 | < 5% |
| LICKLE, GARRISON, DU PONT | Individual | – | DIRECTOR | 03/2011 | < 5% |
| CHILTON, RICHARD, LOCKWOOD | Individual | CHILTON TRUST, INC. | SHAREHOLDER | 05/2005 | 25-50% |
| HORAN, TIMOTHY, WESTON APPLEGATE | Individual | – | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER - FIXED INCOME | 01/2012 | < 5% |
| CHILTON TRUST, INC. | Domestic Entity | – | SHAREHOLDER | 02/2012 | > 75% |
| WAINWRIGHT, JONATHAN, MAYHEW | Individual | – | DIRECTOR | 07/2014 | < 5% |
| GOSS, PORTER, JOHNSTON | Individual | – | DIRECTOR | 07/2014 | < 5% |
| KIM, PETER, SUNIL | Individual | – | MANAGING DIRECTOR, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | 02/2016 | < 5% |
| FOSTER, JENNIFER, LEAHY | Individual | – | CO-CHIEF INVESTMENT OFFICER - EQUITIES AND PORTFOLIO MANAGER | 02/2016 | < 5% |
| HAMAR, GEORGE, DAVID PHELPS | Individual | – | MANAGING DIRECTOR, HEAD OF WEALTH ADVISORY | 10/2013 | < 5% |
| ANDERSON, PEPPER, LINDSLEY | Individual | – | PRESIDENT & CHIEF EXECUTIVE OFFICER | 07/2019 | < 5% |
| WEYMOUTH, ELIZABETH, KIRK | Individual | – | DIRECTOR | 01/2022 | < 5% |
| HILTON, JOHN, ALLEN | Individual | – | DIRECTOR | 12/2021 | < 5% |
| WEISSMAN, ROSS, MICHAEL | Individual | – | MANAGING DIRECTOR - CHIEF FINANCIAL OFFICER | 08/2023 | < 5% |