TFO FAMILY OFFICE PARTNERS
TFO FAMILY OFFICE PARTNERS, INC. Legal Name
Adviser information for TFO FAMILY OFFICE PARTNERS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 75 |
|---|---|
| Investment Advisory/Research | 40 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 28 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,856 | $3.8B |
| Non-Discretionary | 12 | $13.4M |
| Total | 1,868 | $3.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 29 | $12.0M |
| HNW Individuals | 180 | $3.8B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 50 | $51.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsFAMILY OFFICE SERVICES & FINANCIAL CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPERCENTAGE OF NET WORTH |
Identifiers
| SEC RIA File Number | 801-72840 |
|---|---|
| SEC ERA File Number | 801-72840 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159440 |
| Legal Entity Identifier | None |
Principal Office
5060 NORTH 40TH STREETSUITE 200
PHOENIX
AZ
United States
Monday - Friday, 9AM-5PM
Tel: 602-466-2611, Fax: 602-466-2601
Chief Compliance Officer
PATRICIA SCHWARZ
AML COMPLIANCE OFFICER
402 N 17TH ST
COEUR D'ALENE
ID
United States
Tel:
602-466-3813
Fax:
602-466-2601
P*******@*************M
(Full email address available in API data)
Industry Affiliates
| HUSCH BLACKWELL, LLP | Lawyer or law firm |
| TFO TRUST COMPANY, LLC | Trust company |
| TFO WEALTH PARTNERS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ERBLICH, CHRISTOPHER, EDWARD | Individual | – | DIRECTOR, CHAIRMAN, PARTNER, CEO, SECRETARY AND TREASURER | 10/2011 | < 5% |
| HORN, SCOTT, MICHAEL | Individual | – | PRESIDENT | 12/2011 | < 5% |
| SCHWARZ, PATRICIA, SUE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2013 | < 5% |
| TFO PARTNERS, INC. | Domestic Entity | – | SHAREHOLDER | 01/2023 | > 75% |
| MSJMR TRUST | Domestic Entity | TFO PARTNERS, INC. | SHAREHOLDER | 01/2023 | 25-50% |
| DELP, CLEVES, RICHARD | Individual | MSJMR TRUST | TRUSTEE | 01/2023 | |
| GAME 6 HOLDINGS, LLC | Domestic Entity | TFO PARTNERS, INC. | SHAREHOLDER | 01/2023 | 25-50% |
| ERBLICH, CHRISTOPHER, EDWARD | Individual | GAME 6 HOLDINGS, LLC | MANAGER | 01/2023 |