LEGACY PARTNERS, LLC
Adviser information for LEGACY PARTNERS, LLC last updated from Form ADV on February 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $511.7M |
| Non-Discretionary | 6 | $233.5M |
| Total | 9 | $745.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $745.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
1999 AVENUE OF THE STARSSUITE 3150
LOS ANGELES
CA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 424-777-0776, Fax: 310-893-6783
Chief Compliance Officer
RUSSELL J. RIOPELLE
CCO, COO, CFO
1999 AVENUE OF THE STARS
SUITE 3150
LOS ANGELES
CA
United States
Tel:
424-777-0776
Fax:
310-893-6783
R*@***********M
(Full email address available in API data)
Regulatory Contact
ROBERT ILYONG CHOI
MANAGING MEMBER
1999 AVENUE OF THE STARS
SUITE 3150
LOS ANGELES
CA
United States
Tel:
424-777-0776
Fax:
310-893-6783
I***@***********M
(Full email address available in API data)
Industry Affiliates
| LEGACY CAPITAL GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LEGACY CAPITAL III GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LEGACY HARMONY GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LEGACY CAPITAL III, L.P. | Private Equity Fund | $176.4M | $0.3M | 296 |
| LEGACY CAPITAL, L.P. | Private Equity Fund | $54.3M | $0.3M | 88 |
| LEGACY HARMONY INVESTMENT PARTNERSHIP, L.P. | Private Equity Fund | $143.1M | $0.3M | 2 |
| LEGACY HARMONY, LTD. | Private Equity Fund | $122.6M | $0.3M | 198 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHOI, ROBERT, I | Individual | – | MANAGING MEMBER | 05/2011 | > 75% |
| RIOPELLE, RUSSELL, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2011 | < 5% |