HIMCO, LLC
HAMPSHIRE INVESTMENT MANAGEMENT COMPANY, LLC Legal Name
Adviser information for HIMCO, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 63 |
|---|---|
| Investment Advisory/Research | 35 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 32 | $962.9M |
| Non-Discretionary | 0 | $0 |
| Total | 32 | $962.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 32 | $962.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-72858 |
|---|---|
| SEC ERA File Number | 801-72858 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157865 |
| Legal Entity Identifier | None |
Principal Office
21 SOUTH STREETMORRISTOWN
NJ
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 973-292-9595, Fax: None
Chief Compliance Officer
BEVERLY DUNPHY
21 SOUTH STREET
MORRISTOWN
NJ
United States
Tel:
973-734-4237
B******@**************M
(Full email address available in API data)
Regulatory Contact
MARK S. ROSEN
CHIEF LEGAL OFFICER, EXECUTIVE VICE PRESIDENT
21 SOUTH STREET
MORRISTOWN
NJ
United States
Tel:
973-734-4239
M******@**************M
(Full email address available in API data)
Industry Affiliates
| 21 SOUTH STREET MANAGER LLC | Sponsor, GP, manager of pooled investment vehicles |
| HAMPSHIRE ALLENDALE MM, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HAMPSHIRE FORT WORTH MM LLC | Sponsor, GP, manager of pooled investment vehicles |
| HAMPSHIRE HH MM LLC | Sponsor, GP, manager of pooled investment vehicles |
| HAMPSHIRE LEGACY PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HAMPSHIRE MIAMI MM LLC | Sponsor, GP, manager of pooled investment vehicles |
| HAMPSHIRE MONTCLAIR HOLDCO MM LLC | Sponsor, GP, manager of pooled investment vehicles |
| HAMPSHIRE NETCONG MM LLC | Sponsor, GP, manager of pooled investment vehicles |
| HAMPSHIRE NJCU WEST CAMPUS I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HAMPSHIRE PARTNERS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HAMPSHIRE PARTNERS VII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HAMPSHIRE PARTNERS VIII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HAMPSHIRE QOF MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HAMPSHIRE SYRACUSE MM LLC | Sponsor, GP, manager of pooled investment vehicles |
| HDP LAKE PLACID MM LLC | Sponsor, GP, manager of pooled investment vehicles |
| HDP MEI LLC | Sponsor, GP, manager of pooled investment vehicles |
| HDP MONTCLAIR MM LLC | Sponsor, GP, manager of pooled investment vehicles |
| HDP REAL ESTATE PARTNERS LLC | Sponsor, GP, manager of pooled investment vehicles |
| HGF HDP SELF STORAGE MM LLC | Sponsor, GP, manager of pooled investment vehicles |
| HGF ORANGE ROAD INVESTOR, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HIC MM LLC | Sponsor, GP, manager of pooled investment vehicles |
| HLF MM 100 COMMONS WAY, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HNLF MM LLC | Sponsor, GP, manager of pooled investment vehicles |
| HUH II DIRECT INVESTORS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| JAMES E. HANSON II | Real estate broker or dealer |
| JUGHANDLE 2023 MM LLC | Sponsor, GP, manager of pooled investment vehicles |
| LG 49 MARKET STREET, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MAIN AND WARD MM LLC | Sponsor, GP, manager of pooled investment vehicles |
| ROSLYN HOLDCO MM LLC | Sponsor, GP, manager of pooled investment vehicles |
| SERIES V MM, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 21 SOUTH STREET LLC | Real Estate Fund | $20.9M | $0.1M | 38 |
| 49 MARKET STREET LLC | Real Estate Fund | $22.2M | $0.3M | 34 |
| AATS STORES LLC | Real Estate Fund | $0.4M | $0.1M | 30 |
| HAMPSHIRE 2017 SELF STORAGE INVESTMENT SERIES V LLC | Real Estate Fund | $0.0M | $0.1M | 68 |
| HAMPSHIRE ALLENDALE MF 2020 LLC | Real Estate Fund | $30.1M | $0.1M | 20 |
| HAMPSHIRE CHRISTIE QUALIFIED OPPORTUNITY CO-INVEST FUND LLC | Real Estate Fund | $9.4M | $0.5M | 18 |
| HAMPSHIRE CHRISTIE QUALIFIED OPPORTUNITY FUND LLC | Real Estate Fund | $119.4M | $0.5M | 114 |
| HAMPSHIRE FORT WORTH LLC | Real Estate Fund | $6.2M | $0.1M | 36 |
| HAMPSHIRE HH LLC | Real Estate Fund | $17.4M | $0.1M | 42 |
| HAMPSHIRE INDUSTRIAL COMPANY LLC | Real Estate Fund | $12.3M | $0.3M | 18 |
| HAMPSHIRE LAKE PLACID LLC | Real Estate Fund | $29.7M | $0.1M | 37 |
| HAMPSHIRE MIAMI LLC | Real Estate Fund | $0.1M | $0.1M | 28 |
| HAMPSHIRE MONTCLAIR MF 2018 LLC | Real Estate Fund | $19.6M | $0.1M | 49 |
| HAMPSHIRE NETCONG LLC | Real Estate Fund | $0.0M | $0.1M | 15 |
| HAMPSHIRE PARTNERS FUND VII LP | Real Estate Fund | $12.7M | $5.0M | 27 |
| HAMPSHIRE PARTNERS FUND VIII LP | Real Estate Fund | $40.0M | $5.0M | 32 |
| HAMPSHIRE ROSLYN LLC | Real Estate Fund | $6.2M | $0.1M | 16 |
| HAMPSHIRE SYRACUSE SS DIV LLC | Real Estate Fund | $0.0M | $0.1M | 34 |
| HAP COMMONWEALTH INVESTORS LLC | Real Estate Fund | $1.2M | $0.1M | 7 |
| HAP CONSTITUTION INVESTORS LLC | Real Estate Fund | $1.3M | $0.1M | 11 |
| HAP ORLANDO INVESTORS LLC | Real Estate Fund | $0.1M | $0.1M | 7 |
| HARTFORD STORAGE LLC | Real Estate Fund | $0.4M | $0.1M | 24 |
| HGF ORANGE ROAD MEMBER LLC | Real Estate Fund | $43.7M | $0.1M | 71 |
| HLF 100 COMMONS WAY LLC | Real Estate Fund | $0.3M | $0.1M | 25 |
| HUH II DIRECT INVESTMENT PARTNERS A LP | Real Estate Fund | $112.2M | $0.0M | 4 |
| JUGHANDLE 2023 SELF STORAGE LLC | Real Estate Fund | $28.7M | $0.2M | 16 |
| MAIN AND WARD LLC | Real Estate Fund | $0.6M | $0.1M | 38 |
| MONTCLAIR MOB LLC | Real Estate Fund | $26.8M | $0.1M | 32 |
| NJCU WEST CAMPUS INVESTOR I LLC | Real Estate Fund | $132.2M | $0.1M | 63 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THE HAMPSHIRE COMPANIES, LLC | Domestic Entity | – | SOLE OWNER | 10/2005 | > 75% |
| HANSON, JAMES, E. | Individual | DEHART AVENUE ASSOCIATES LP | OWNER | 10/2005 | 50-75% |
| DEHART AVENUE ASSOCIATES LP | Domestic Entity | THE HAMPSHIRE COMPANIES, LLC | OWNER | 10/2005 | 25-50% |
| HANSON, JAMES, E. | Individual | – | CHIEF EXECUTIVE OFFICER | 04/2003 | < 5% |
| DUNPHY, BEVERLY | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2020 | < 5% |
| ROSEN, MARK, S. | Individual | – | CHIEF LEGAL OFFICER | 01/2016 | < 5% |
| Sattler, Lauren | Individual | – | CHIEF FINANCIAL OFFICER | 12/2021 | < 5% |