Hedge Fund Database

PENTWATER CAPITAL MANAGEMENT LP

Adviser information for PENTWATER CAPITAL MANAGEMENT LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 45
Investment Advisory/Research 21
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 24 $8.4B
Non-Discretionary 0 $0
Total 24 $8.4B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 22 $7.6B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 2 $749.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 75

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-72861
SEC ERA File Number 801-72861
SEC CIK Numbers 1425851
SEC CRD Numbers 156873
Legal Entity Identifier 549300213AA7D835LX84

Principal Office

1001 10TH AVENUE SOUTH
SUITE 216
NAPLES
FL
United States
Monday - Friday, 8 A.M.-5 P.M.
Tel: 239-384-9750, Fax: 239-330-7694

Websites

pwcm.com

Chief Compliance Officer

HOOMAN TAVAKOLIAN
CHIEF COMPLIANCE OFFICER
767 5TH AVENUE
12TH FLOOR
NEW YORK
NY
United States
Tel: 212-739-6128
(Full email address available in API data)

Regulatory Contact

DAVID ZIRIN
CHIEF OPERATING OFFICER
614 DAVIS STREET
EVANSTON
IL
United States
Tel: 312-589-6401
(Full email address available in API data)

Industry Affiliates

PENTWATER METRIC MERGER ARBITRAGE GP LLC Sponsor, GP, manager of pooled investment vehicles
PWCM GP LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
AMUNDI ABSOLUTE RETURN PENTWATER FUND PLC Hedge Fund $1.0M $0.1M 1
OCEANA MASTER FUND LTD Hedge Fund $1,190.9M $0.1M 1
PENTWATER CREDIT MASTER FUND LTD. Hedge Fund $190.1M $0.1M 7
PENTWATER EQUITY OPPORTUNITIES MASTER FUND LTD. Hedge Fund $953.1M $0.1M 7
PENTWATER MERGER ARBITRAGE MASTER FUND LTD Hedge Fund $3,316.5M $0.1M 84
PENTWATER METRIC MERGER ARBITRAGE FUND LP Hedge Fund $1.6M $0.1M 1
PENTWATER THANKSGIVING FUND LP Hedge Fund $0.7M $0.1M 1
PENTWATER UNCONSTRAINED MASTER FUND LTD. Hedge Fund $98.4M $0.1M 1
PWCM MASTER FUND LTD Hedge Fund $1,588.1M $0.1M 61

Control Persons

Name Type Entity Title Since Ownership
ZIRIN, DAVID, MORRIS Individual – CHIEF OPERATING OFFICER 04/2007 < 5%
HALBOWER, MATTHEW, CHARLES Individual – CHIEF EXECUTIVE OFFICER 01/2007 50-75%
HALBOWER, MATTHEW, CHARLES Individual HALBOWER HOLDINGS INC. SHAREHOLDER 07/2007 > 75%
HALBOWER, JULIE, SCHULZ Individual – TRUSTEE 07/2007 < 5%
HALBOWER HOLDINGS INC. Domestic Entity – GENERAL PARTNER 07/2007 < 5%
HALBOWER, SUSAN, LEE Individual – TRUSTEE 07/2007 < 5%
HALBOWER LEGACY TRUST Domestic Entity – LIMITED PARTNER 07/2007 25-50%
TAVAKOLIAN, HOOMAN, DAVID Individual – CHIEF COMPLIANCE OFFICER 08/2022 < 5%
kalleekal, Joyce Individual – CHIEF FINANCIAL OFFICER 06/2023 < 5%

No. Employees, Historic

50250201920202021202220232024202533 on 4/29/201933 on 7/26/201933 on 9/3/201933 on 10/11/201933 on 1/13/202038 on 3/27/202038 on 4/5/202038 on 4/18/202038 on 12/7/202038 on 12/22/202038 on 12/22/202037 on 3/30/202137 on 4/26/202137 on 6/1/202142 on 8/27/202142 on 12/7/202142 on 12/8/202142 on 3/25/202240 on 4/5/202240 on 6/17/202240 on 6/19/202240 on 8/25/202240 on 8/26/202240 on 3/31/202340 on 6/22/202340 on 6/28/202345 on 3/29/2024

RAUM, Historic

20B10B020192020202120222023202420256952328000 on 4/29/20196952328000 on 7/26/20196952328000 on 9/3/20196952328000 on 10/11/20196952328000 on 1/13/20205728195000 on 3/27/20205728195000 on 4/5/20205728195000 on 4/18/20205728195000 on 12/7/20205728195000 on 12/22/20205728195000 on 12/22/202010036283000 on 3/30/202110036283000 on 4/26/202110036283000 on 6/1/202110036283000 on 8/27/202110036283000 on 12/7/202110036283000 on 12/8/20219864040000 on 3/25/20229864040000 on 4/5/20229864040000 on 6/17/20229864040000 on 6/19/20229864040000 on 8/25/20229864040000 on 8/26/20225862014000 on 3/31/20235862014000 on 6/22/20235862014000 on 6/28/20238351972000 on 3/29/2024

No. Clients, Historic

30150201920202021202220232024202515 on 4/29/201915 on 7/26/201915 on 9/3/201915 on 10/11/201915 on 1/13/202027 on 3/27/202027 on 4/5/202027 on 4/18/202027 on 12/7/202027 on 12/22/202027 on 12/22/202027 on 3/30/202127 on 4/26/202127 on 6/1/202127 on 8/27/202127 on 12/7/202127 on 12/8/202124 on 3/25/202224 on 4/5/202224 on 6/17/202224 on 6/19/202224 on 8/25/202224 on 8/26/202224 on 3/31/202324 on 6/22/202324 on 6/28/202324 on 3/29/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANCED MICRO DEVICES INC COM 2M 10K –
ADVANCED MICRO DEVICES INC COM 2M 10K –
ADVANCED MICRO DEVICES INC COM 1M 9K –
ALBERTSONS COS INC COMMON STOCK 14M 700K –
ALBERTSONS COS INC COMMON STOCK 2M 100K –
ALPHABET INC CAP STK CL C 64M 350K –
ALPHABET INC CAP STK CL C 18M 100K –
AMC ENTMT HLDGS INC CL A NEW 3M 550K –
AMEDISYS INC COM 60M 651K –
AMEDISYS INC COM 72M 781K –
ANSYS INC COM 135M 420K –
AVIS BUDGET GROUP COM 4M 40K –
AVIS BUDGET GROUP COM 1M 10K –
AVIS BUDGET GROUP COM 18M 170K –
AXONICS INC COM 7M 100K –
BOEING CO COM 86M 470K –
BOEING CO COM 272M 1M –
BOEING CO COM 458M 3M –
BROADCOM INC COM 1M 8K –
BROADCOM INC COM 482K 3K –
BROADCOM INC COM 2M 1K –
CAPITAL ONE FINL CORP COM 33M 235K –
CAPITAL ONE FINL CORP COM 34M 245K –
CAPRI HOLDINGS LIMITED SHS 101M 3M –
CAPRI HOLDINGS LIMITED SHS 65M 2M –
CARNIVAL CORP UNIT 99/99/9999 2M 100K –
CARNIVAL CORP UNIT 99/99/9999 3M 140K –
CEREVEL THERAPEUTICS HLDNG I COM 16M 400K –
CEREVEL THERAPEUTICS HLDNG I COM 77M 2M –
CHEVRON CORP NEW COM 70M 450K –
CHEVRON CORP NEW COM 16M 100K –
CROWN HLDGS INC COM 28M 380K –
CROWN HLDGS INC COM 74M 1M –
CYTOKINETICS INC COM NEW 15M 280K –
CYTOKINETICS INC COM NEW 50M 921K –
CYTOKINETICS INC COM NEW 61M 1M –
DOUYU INTL HLDGS LTD SPONSORED ADS 4M 383K –
ENDEAVOR GROUP HLDGS INC CL A COM 357M 13M –
EQUITRANS MIDSTREAM CORP COM 18M 1M –
ESPERION THERAPEUTICS INC NE COM 402K 181K –
ESPERION THERAPEUTICS INC NE NOTE 4.000%11/15/25 9M – –
EVERBRIDGE INC COM 4M 101K –
HASHICORP INC COM CL A 92M 3M –
HERTZ GLOBAL HLDGS INC COM NEW 8M 2M –
HESS CORP COM 115M 780K –
HESS CORP COM 646M 4M –
HUBSPOT INC COM 5M 8K –
HUBSPOT INC COM 170M 289K –
HUBSPOT INC COM 277M 470K –
IMMUNOCORE HLDGS PLC ADS 339K 10K –
IMMUNOCORE HLDGS PLC ADS 508K 15K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 8M 50K –
ISHARES TR RUSSELL 2000 ETF 5M 25K –
IVANHOE ELECTRIC INC COM 26M 3M –
JUNIPER NETWORKS INC COM 2M 59K –
JUNIPER NETWORKS INC COM 324M 9M –
LIBERTY MEDIA CORP DEL COM LBTY SRM S C 17M 785K –
LIBERTY MEDIA CORP DEL COM LBTY SRM S A 28M 1M –
LIVE NATION ENTERTAINMENT IN COM 3M 35K –
MARATHON OIL CORP COM 30M 1M –
MOBILEYE GLOBAL INC COMMON CLASS A 281K 10K –
NATIONAL WESTN LIFE GROUP IN CL A 2M 5K –
NCL CORP LTD NOTE 1.125% 2/15/27 925K – –
NCR ATLEOS CORPORATION COM SHS 7M 250K –
NCR VOYIX CORPORATION COM 5M 400K –
NUVEI CORPORATION SUB VTG SHS 65M 2M –
NVIDIA CORPORATION COM 1M 10K –
NVIDIA CORPORATION COM 618K 5K –
PERFICIENT INC COM 22M 300K –
POSEIDA THERAPEUTICS INC COM 17M 6M –
POWERSCHOOL HOLDINGS INC COM CL A 23M 1M –
PURETECH HEALTH PLC ADS 405K 16K –
R1 RCM INC COM 3M 200K –
RUBRIK INC. CL A 460K 15K –
RUBRIK INC. CL A 920K 30K –
SIRIUS XM HOLDINGS INC COM 9M 3M –
SIRIUS XM HOLDINGS INC COM 6K 2K –
SPDR S&P 500 ETF TR TR UNIT 1B 3M –
SPDR S&P 500 ETF TR TR UNIT 249M 458K –
SPDR SER TR S&P BIOTECH 7M 75K –
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 296M 9M –
STERICYCLE INC COM 83M 1M –
SYNOPSYS INC COM 24M 40K –
SYNOPSYS INC COM 80M 135K –
TECK RESOURCES LTD CL B 11M 230K –
TECK RESOURCES LTD CL B 7M 140K –
TELA BIO INC COM 2M 400K –
TRUMP MEDIA & TECHNOLOGY GRO COM 328K 10K –
TRUMP MEDIA & TECHNOLOGY GRO COM 4M 126K –
UNITED STATES STL CORP NEW COM 512M 14M –
UNITED STATES STL CORP NEW COM 764M 20M –
VIZIO HLDG CORP CL A COM 73M 7M –
WALKME LTD ORD SHS 251K 18K –
WESTROCK CO COM 151M 3M –