13D MANAGEMENT LLC
Adviser information for 13D MANAGEMENT LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 9 |
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Investment Advisory/Research | 5 |
Registered Broker-Dealer Representatives | 1 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 2 | $176.0M |
Non-Discretionary | 0 | $0 |
Total | 2 | $176.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 1 | $172.4M |
Business development companies | 0 | $0 |
Pooled investment vehicles | 1 | $3.6M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
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Compensation | % of AUMPerformance-based fees |
Principal Office
152 WEST 57TH STREET29TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:30AM-6:30PM
Tel: 212-223-2282, Fax: 646-349-5633
Chief Compliance Officer
KITAE KIM
CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER
152 WEST 57TH STREET
29TH FLOOR
NEW YORK
NY
United States
Tel:
212-223-2282
K***@****************M
(Full email address available in API data)
Regulatory Contact
KENNETH SQUIRE
MANAGING MEMBER AND CHIEF INVESTMENT OFFICER
152 WEST 57TH STREET
29TH FLOOR
NEW YORK
NY
United States
Tel:
212-223-2282
K******@****************M
(Full email address available in API data)
Industry Affiliates
THREEL LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
13D ACTIVIST FUND LP | Hedge Fund | $14.5M | $20.0M | 3 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SQUIRE, KENNETH, BRADLEY | Individual | – | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | 03/2010 | > 75% |
KIM, KI-TAE | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | 06/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ALGONQUIN PWR UTILS CORP | COM | 6M | 961K | – |
ALGONQUIN PWR UTILS CORP | COM | 128K | 22K | Squire Kenneth |
AMARIN CORP PLC | SPONS ADR NEW | 1 | 1 | – |
AMARIN CORP PLC | SPONS ADR NEW | 18K | 27K | Squire Kenneth |
ASBURY AUTOMOTIVE GROUP INC | COM | 7M | 30K | – |
ASBURY AUTOMOTIVE GROUP INC | COM | 153K | 673 | Squire Kenneth |
AUTOLIV INC | COM | 7M | 61K | – |
AUTOLIV INC | COM | 148K | 1K | Squire Kenneth |
AZENTA INC | COM | 7M | 125K | – |
AZENTA INC | COM | 149K | 3K | Squire Kenneth |
BATH & BODY WORKS INC | COM | 6M | 146K | – |
BATH & BODY WORKS INC | COM | 130K | 3K | Squire Kenneth |
CANADIAN NATL RY CO | COM | 6M | 53K | – |
CANADIAN NATL RY CO | COM | 143K | 1K | Squire Kenneth |
ENVESTNET INC | COM | 6M | 102K | – |
ENVESTNET INC | COM | 146K | 2K | Squire Kenneth |
ETSY INC | COM | 7M | 115K | – |
ETSY INC | COM | 166K | 3K | Squire Kenneth |
EXELIXIS INC | COM | 8M | 352K | – |
EXELIXIS INC | COM | 179K | 8K | Squire Kenneth |
FRONTIER COMMUNICATIONS PARE | COM | 10M | 389K | – |
FRONTIER COMMUNICATIONS PARE | COM | 229K | 9K | Squire Kenneth |
INSIGHT ENTERPRISES INC | COM | 10M | 52K | – |
INSIGHT ENTERPRISES INC | COM | 235K | 1K | Squire Kenneth |
JANUS HENDERSON GROUP PLC | ORD SHS | 6M | 183K | – |
JANUS HENDERSON GROUP PLC | ORD SHS | 141K | 4K | Squire Kenneth |
MATCH GROUP INC NEW | COM | 4M | 145K | – |
MATCH GROUP INC NEW | COM | 103K | 3K | Squire Kenneth |
MDU RES GROUP INC | COM | 7M | 298K | – |
MDU RES GROUP INC | COM | 170K | 7K | Squire Kenneth |
MERCURY SYS INC | COM | 3M | 128K | – |
MERCURY SYS INC | COM | 85K | 3K | Squire Kenneth |
PEARSON PLC | SPONSORED ADR | 6M | 501K | – |
PEARSON PLC | SPONSORED ADR | 142K | 11K | Squire Kenneth |
SOUTHWEST GAS HLDGS INC | COM | 9M | 129K | – |
SOUTHWEST GAS HLDGS INC | COM | 205K | 3K | Squire Kenneth |
TREEHOUSE FOODS INC | COM | 4M | 103K | – |
TREEHOUSE FOODS INC | COM | 92K | 3K | Squire Kenneth |
TWILIO INC | CL A | 8M | 135K | – |
TWILIO INC | CL A | 188K | 3K | Squire Kenneth |
VESTIS CORPORATION | COM SHS | 7M | 541K | – |
VESTIS CORPORATION | COM SHS | 161K | 13K | Squire Kenneth |