WEISS FINANCIAL GROUP LLC
Adviser information for WEISS FINANCIAL GROUP LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 245 | $64.7M |
| Non-Discretionary | 4 | $3.0M |
| Total | 249 | $67.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 81 | $23.6M |
| HNW Individuals | 26 | $37.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $6.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $76,152 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-72871 |
|---|---|
| SEC ERA File Number | 801-72871 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159331 |
| Legal Entity Identifier | None |
Principal Office
704 ROUTE 6MAHOPAC
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 845-621-4700, Fax: None
Websites
www.yelp.com/biz/weiss-financial-group-mahopac
monkeybizness.blog/
www.mahopacmoney.com
www.linkedin.com/in/keithdweiss/
www.linkedin.com/in/scottgweiss/
twitter.com/_scottgweiss
www.facebook.com/weissfinancialgroup
twitter.com/keythweiss
www.linkedin.com/company/weiss-financial-group
www.instagram.com/keyth.weiss/
www.facebook.com/scott.weiss.779
www.facebook.com/keyth.weiss
www.youtube.com/channel/ucp1keqtx4daw6m6h0vmgpkg
Chief Compliance Officer
SCOTT GREGG WEISS
MANAGING MEMBER
704 ROUTE 6
MAHOPAC
NY
United States
Tel:
845-621-4700
S*****@******************M
(Full email address available in API data)
Regulatory Contact
KEITH WEISS
704 ROUTE 6
MAHOPAC
NY
United States
Tel:
845-621-4700
K*****@******************M
(Full email address available in API data)
Industry Affiliates
| WEISS, ORRO & STERN | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEISS, KEITH, D | Individual | – | CHIEF INFORMATION OFFICER | 09/2011 | 50-75% |
| WEISS, SCOTT, G | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2011 | 50-75% |